Topic: Securities Exchange Commission
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How to Report Companies to the Security Exchange Commission
The U.S. Securities and Exchange Commission (SEC) is a government agency responsible for protecting investors and maintaining integrity in the market. The SEC oversees all participants in the securities world, including businesses and broke... Read More »
Source: http://www.ehow.com/how_5879658_report-companies-security-exchang...
What Does the Security Exchange Commission Do?
The United States Securities and Exchange Commission (SEC) has existed since 1937. Its five Commissioners are appointed by the President and serve 5-year terms. Read More »
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What is securities and exchange commission?
The SEC is an independent federal agency, which administers and enforces federal laws about the purchase and sale of securities. Read More »
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Securities Exchange Commission
More Common Questions
Answers to Other Common Questions
Perhaps you're referring to Rule 12(j), which allows the SEC to deny, revoke or suspend registration of securities for violations of Section 12, but usually served with Orders to Institute Proceedings.
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Source: http://wiki.answers.com/Q/What_is_form_12J_for_the_Securities_and...
To regulate the Stock Market.
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Source: http://wiki.answers.com/Q/What_does_the_Securities_exchange_commi...
If you're asking about the US SEC: http://www.sec.gov/about/whatwedo.shtml The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
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The Securities and Exchange Commissions Act purpose is providing protection of the interests of investors in securities.
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Their mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
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Source: http://www.chacha.com/question/what-is-the-purpose-of-the-securit...
Christopher Cox is the Chairman of the Securities and Exchange Commission.
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