Web Results

Ruling slaps former McGinn-Smith brokers - Times Union

www.timesunion.com/news/article/Ruling-slaps-former-brokers-6102425.php

Feb 26, 2015 ... ... 49, of Rexford; Andrew G. Guzzetti, 66, of Saratoga Springs; William F. Lex, 67, of Phoenixville, Pa.; Thomas E. Livingston, 55, of Slingerlands ...

Andrew Guzzetti | LinkedIn

www.linkedin.com/in/andrew-guzzetti-8b318a6

View Andrew Guzzetti's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like Andrew Guzzetti discover ...

Ex-McGinn Smith Brokers Punished In $125M Scheme - Law360

www.law360.com/articles/625709/ex-mcginn-smith-brokers-punished-in-125m-scheme

Feb 26, 2015 ... The brokers are Gamello, Donald J. Anthony Jr., Frank H. Chiappone, Richard D. Feldmann, Andrew G. Guzzetti, William F. Lex, Thomas E.

Donald J. Anthony, et al. - Securities and Exchange Commission

www.sec.gov/alj/aljdec/2015/id745bpm.pdf

Feb 25, 2015 ... The issues are whether Respondents, except for Andrew G. Guzzetti ... federal securities laws, and whether Guzzetti violated Exchange Act ...

Business Continuity Plan - Dinosaur Group

dinogroup.com/wp/wp-content/uploads/2016/03/Business-Continuity-Plan.pdf

Andrew G. Guzzetti. Managing Director. DLG Wealth Management, LLC. 6 Executive Park Drive. Clifton Park, NY 12065. 518 348 0060 x249. 518 348 0107 (F).

SEC.gov | SEC Charges 10 Brokers for Roles in McGinn Smith ...

www.sec.gov/News/PressRelease/Detail/PressRelease/1370539829837

Sep 23, 2013 ... Richard D. Feldmann of Delmar, N.Y.; William P. Gamello of Rexford, N.Y.; Andrew G. Guzzetti of Saratoga Springs, N.Y.; William F. Lex of ...

Career Opportunities - DLG Wealth Management

dlgwealthmanagement.com/career-opportunities.htm

Contact Andrew Guzzetti at aguzzetti@dlgwm.com or 518-348-0060. Profile Management. Financial Advisors Albany. DLG Wealth Management provides an  ...

Fairness of SEC Judges Is in Spotlight - WSJ

www.wsj.com/articles/fairness-of-sec-judges-is-in-spotlight-1448236970

Nov 22, 2015 ... Andrew Guzzetti, 68, is one of six brokers appealing the judge's ruling, saying in part that her comments at the hearing reflect a bias toward the ...

APTA Committees and Subcommittees

www.apta.com/about/governance/committees/Pages/default.aspx

Legislative Committee - Rob Healy, Art Guzzetti & Andrew Brady ... Commuter & Intercity Rail Legislative Subcommittee - Billy Terry, Art Guzzetti & Carolyn ...

Brian Mayer - Multiple Myeloma Research Foundation

www.themmrf.org/mmrf-featured-supporters/brian-mayer/

Andrew Guzzetti, Managing Partner of DLG Wealth Management, has also been a significant contributor to the event for many years. Brian was in college when ...

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FRANK CHIAPPONE, ANDREW GUZZETTI, WILLIAM LEX ...

www.israelsneuman.com

Jul 29, 2015 ... Losses with Frank Chiappone, Andrew Guzzetti, William Lex,. Thomas E. Livingston, Brian T. Mayer, and Philip Rabinovich. Have you lost ...

Andy Guzzetti | LinkedIn

www.linkedin.com

View Andy Guzzetti's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like Andy Guzzetti discover inside ...

Donald J. Anthony, Jr., Frank H. Chiappone, Richard D. Feldmann ...

www.sec.gov

Sep 23, 2013 ... Andrew G. Guzzetti, 66 years old, is a resident of Saratoga Springs, NY. He was registered with MS & Co. from September 2004 to December ...