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FRANK CHIAPPONE, ANDREW GUZZETTI, WILLIAM LEX ...

www.israelsneuman.com/warning-impending-investigation-frank-chiappone-andrew-guzzetti-william-lex-thomas-e-livingston-brian-t-mayer-and-philip-rabinovich/

Jul 29, 2015 ... Losses with Frank Chiappone, Andrew Guzzetti, William Lex,. Thomas E. Livingston, Brian T. Mayer, and Philip Rabinovich. Have you lost ...

Ruling slaps former McGinn-Smith brokers - Times Union

www.timesunion.com/news/article/Ruling-slaps-former-brokers-6102425.php

Feb 26, 2015 ... ... 49, of Rexford; Andrew G. Guzzetti, 66, of Saratoga Springs; William F. Lex, 67, of Phoenixville, Pa.; Thomas E. Livingston, 55, of Slingerlands ...

Andrew Guzzetti | LinkedIn

www.linkedin.com/in/andrew-guzzetti-8b318a6

View Andrew Guzzetti's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like Andrew Guzzetti discover ...

Ex-McGinn Smith Brokers Punished In $125M Scheme - Law360

www.law360.com/articles/625709/ex-mcginn-smith-brokers-punished-in-125m-scheme

Feb 26, 2015 ... The brokers are Gamello, Donald J. Anthony Jr., Frank H. Chiappone, Richard D. Feldmann, Andrew G. Guzzetti, William F. Lex, Thomas E.

Andy Guzzetti | LinkedIn

www.linkedin.com/in/andy-guzzetti-272b3b1a

View Andy Guzzetti's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like Andy Guzzetti discover inside ...

Donald J. Anthony, Jr., Frank H. Chiappone, Richard D. Feldmann ...

www.sec.gov/litigation/admin/2013/33-9454.pdf

Sep 23, 2013 ... Andrew G. Guzzetti, 66 years old, is a resident of Saratoga Springs, NY. He was registered with MS & Co. from September 2004 to December ...

SEC.gov | SEC Charges 10 Brokers for Roles in McGinn Smith ...

www.sec.gov/News/PressRelease/Detail/PressRelease/1370539829837

Sep 23, 2013 ... Richard D. Feldmann of Delmar, N.Y.; William P. Gamello of Rexford, N.Y.; Andrew G. Guzzetti of Saratoga Springs, N.Y.; William F. Lex of ...

Donald J. Anthony, et al. - Securities and Exchange Commission

www.sec.gov/alj/aljdec/2015/id745bpm.pdf

Feb 25, 2015 ... The issues are whether Respondents, except for Andrew G. Guzzetti ... federal securities laws, and whether Guzzetti violated Exchange Act ...

Securities Exchange Commission versus McGinn Smith

mcginnsmithreceiver.com/

Additionally, each of Donald J. Anthony, Frank H. Chiappone, Andrew G. Guzzetti , William F. Lex, Thomas E. Livingston, Brian T. Mayer, Philip S. Rabinovich, ...

Career Opportunities - DLG Wealth Management

dlgwealthmanagement.com/career-opportunities.htm

Contact Andrew Guzzetti at aguzzetti@dlgwm.com or 518-348-0060. Profile Management. Financial Advisors Albany. DLG Wealth Management provides an  ...