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en.wikipedia.org/wiki/The_Vanguard_Group

The Vanguard Group is an American investment management company based in Malvern, ... In addition to mutual funds and ETFs, Vanguard offers brokerage services, variable ... Vanguard is structured as a mutual company; it is owned by funds managed by the .... Jump up ^ "Doing well by doing good - TCI Foundation" .

en.wikipedia.org/wiki/Invest_Financial_Corporation

Invest Financial Corporation is an American full-service broker/dealer, registered with the ... Invest Financial Corporation is a subsidiary of National Planning Holdings, Inc. (NPH) a broker-dealer holding company headquartered in Santa ...

www.sec.gov/divisions/investment/im-noaction.shtml

12b-1 Fees; 12b-1 Plans; Accounting; Acquisition Trust; Acquisition of Securities in Affiliated ... Funds; Banks — Investment Advisory Activities; Beneficial Ownership Qualified Purchaser ...... Service Corporation International, October 6, 1998

www.sec.gov/litigation/admin/2009/ia-2867.pdf

Apr 17, 2009 ... 1. Respondent ASISI is now known as AST Investment Services, Inc. ... vehicle for variable annuities issued by American Skandia Life Assurance Corporation ... Section 203 of the Advisers Act. ASISI was formerly an indirect wholly .... debating whether accommodating market timers was beneficial to ASISI's ...

www.communitybankna.com/wealth-management-personal-investment-insurance-services.htm

In any good relationship, communication is key. That's why ... Investment Services offered through INVEST Financial Corporation, member FINRA/SIPC. INVEST ...

www.citizensbank.com/investing/overview.aspx

Making good financial decisions now can put you in a better position tomorrow - and a Financial Consultant from Citizens Investment Services is here to help ...

www.nuveen.com

Nuveen is a global investment manager that works in partnership with our clients to create outcome-focused solutions to help them reach their goals for their ...

www.thebeneficial.com/wealth

*Wealth management services through INVEST are made available by Beneficial Advisors, LLC, a wholly-owned non-bank subsidiary of Beneficial Bank. ... Representatives of INVEST Financial Corporation (INVEST), member FINRA, SIPC, ...

www.ubs.com/us/en.html

UBS is a global firm providing financial services in over 50 countries. ... UBS Investment Bank provides corporate, institutional, and wealth management clients .... Good contemporary art reflects and influences trends in society, and at times might even suggest the future. ... Shareholder information · Bondholder information ...