Web Results

Cox v. ING Investments LLC | Coalition of Mutual Fund Investors


On August 30, 2013, a shareholder of the ING Global Real Estate Fund filed a complaint against ING Investments in the U.S. District Court for Delaware.

The 3 Cases Every Asset Manager Should Be Watching - Law360


Jun 17, 2014 ... Cox v. ING Investments ING Investment LLC is battling out a derivative case in Delaware federal court that alleges the asset manager is ...

The Flawed Mechanics of Mutual Fund Fee Litigation - Yale Law ...


Originating in Section 36(b) of the Investment Company Act, mutual fund ..... ing part of the regulatory landscape in spite of its many limitations. ..... See, e.g., James D. Cox & John W. Payne, Mutual Fund Expense Disclosures: A .... and Demand for Jury Trial, Kasilag v. Hartford Inv. Fin. Serv.,. LLC, No. 2:1 1-cv- 01083 (D.N.J. ...

Investment Management Regulatory Update


Jul 31, 2006 ... On August 7, 2006, SEC Chairman Christopher Cox announced that ... Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) ... ing an increase in “the minimum asset and income requirements for individu ... Lexington TEI, LLC, SEC No-Action Letter, [2004 Transfer Binder] Fed ..... Johnson v.

WACHOVIA BANK v. SCHMIDT - United States Court of Appeals for ...


Feb 21, 2006 ... Robert W. Fuller, III, Stephen M. Cox, ROBINSON, BRADSHAW ... ing KPMG LLP, and QA Investments, LLC ("Quadra").1 His interest.

Court - US Court Of Appeals


Mar 15, 2016 ... LLC v. Chapel Dev., LLC, 574 F.3d 986, 990 (8th Cir. 2009) (recognizing ... Cox v . Mortgage Elec. Registration Sys., Inc., 685 F.3d 663, 668 (8th Cir. 2012). ... a debt,” 15 U.S.C. § 1692d; “us[ing] any false, deceptive, or misleading ... Because a proof of claim does not expand the pool of available funds in. -4- ...

Request for Full Copy of, & Timely Comments On, Requesting ...


Aug 29, 2011 ... Attn: Adam M. Drimer, Assistant Vice President & Wayne Cox .... LLC, & ING Direct Investing, Inc., Seattle, Washington - operating a fsb & ..... Walk hand in haod with elicn.ts as they rut'V:i&1l.te the process ofgenil:lg a home ...

SEC.gov | Remarks to the ALI CLE 2013 Conference on Life ...


Nov 25, 2013 ... [2] See, e.g., McClure V. Russell Commodity Strategies Fund, No. 1:13cv12631 ( D.Mass. 10/17/2013); Jeremie Cox v. ING Investments LLC, No ...

XPP-PDF Support Utility - Paul Hastings


Mar 24, 2014 ... sion to engage an investment adviser to manage the as- sets of a fund. ...... adviser division. Feb. 2014—complaint filed. Cox v. ING Invs. LLC.

Cox v. Shell Oil - RAND Corporation


375. Chapter Fourteen. POLYBUTYLENE PLUMBING PIPES LITIGATION:1. COX v. SHELL OIL2 .... ing to whether a home was mobile or site-built; expensive or average, if it was site-built .... difficult for them to walk away if the funds were exhausted (rather than to pro- vide the ..... Carey & Danif, L.L.C., St. Louis, MO. Levin ...

More Info

ING Loses Bid To Move Fund Fee Fight To Arizona - Law360


Jun 9, 2014 ... A Delaware federal judge on Friday denied ING Investment LLC's bid to transfer to ... The derivative suit was lodged in August by shareholder Jeremie Cox on behalf of ING Global Real Estate Fund, which ... The case is Cox v.

U.S. fund litigation update: where we are now and where we could ...


Mar 24, 2014 ... While cases premised on the alleged failure of mutual funds to accurately .... In Cox v. ING Investments, LLC, McClure v. Russell Investments ...

Cox v. Chrysler Grp., LLC - Casetext


Sep 30, 2015 ... Cox v. Chrysler Grp., LLC. Share. Save. PDF. Creating. PDF. D.N.J. ... Allegedly, the leaking water damages the vehicles in many ways, including "creat[ing] shorts in electrical circuitry, leading to engine ..... City Investing Co.