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FINRA Sanctions Two Firms and Seven Individuals for Selling ...

www.finra.org/newsroom/2011/finra-sanctions-two-firms-and-seven-individuals-selling-private-placements-without

Apr 7, 2011 ... Timothy Cullum, former Chief Executive Officer, and Steven Burks, former President, of Cullum & Burks Securities, Inc., of Dallas, TX, ...

Another broker-dealer down: Dallas B-D capsized by MedCap

www.investmentnews.com/article/20100616/FREE/100619931/another-broker-dealer-down-dallas-b-d-capsized-by-medcap

Jun 16, 2010 ... Cullum & Burks Securities Inc., which was heavily involved in the sale of Medical Capital private placements that have gone bust, has had its ...

Small B-Ds are facing capital crunch - InvestmentNews

www.investmentnews.com/article/20100627/REG/306279981/small-b-ds-are-facing-capital-crunch

Jun 27, 2010 ... In November, Finra said that Cullum & Burks Securities Inc. was in violation of its net-capital requirement. The firm then raised additional capital ...

Cracking whip on Reg D sales

www.investmentnews.com/article/20110410/REG/304109980/cracking-whip-on-reg-d-sales

Apr 10, 2011 ... The largest fine was levied on Workman Securities Corp., which ... Timothy Cullum, former CEO of now-defunct Cullum & Burks Securities Inc., ...

Investment Fraud Lawsuits | More about our Investment Scam ...

www.girardgibbs.com/investment-fraud-lawsuits/

To learn more about our previous successes in securities lawsuits, please see ... The lawsuit names as defendants Cullum & Burks Securities, Inc., Securities ...

Securities America Stockbroker Misconduct

www.stockbrokerlawyer.com/securities-america-stockbroker-misconduct/

Cullum & Burks Securities, Inc., National Securities Corporation, CapWest Securities Inc., American Portfolios Financial Services Inc., and Next Financial Group ...

Houston Securities Fraud Attorney :: Small To Midsize Firms Sued ...

texas.stockbroker-fraud.com/small-to-midsize-firms-sued-for-sales-of-dbsi-tics.html

Small To Midsize Firms Sued For Sales Of DBSI TICs - Houston Securities Fraud Lawyer. ... Cullum & Burks Securities Inc. (Shut down in May 2010) $189,000

Broker Allen Green Alleged to Have Made Unsuitable Investment ...

www.securitieslawyersblog.com/2015/03/06/broker-allen-green-alleged-made-unsuitable-investment-recommendations-based-theory-economic-collapse/

Mar 6, 2015 ... From May 2006, until November 2009, Green was associated with Cullum & Burks Securities, Inc. Thereafter, from November 2009 until April ...

CapWest Securities Archives: California Securities Fraud Lawyer Blog

www.californiasecuritiesfraudlawyerblog.com/stockbrokers/capwest-securities/

Earlier this year, the Commonwealth of Massachusetts filed a securities fraud .... Inc., CapWest Securities, Inc, and Cullum & Burks Securities, Inc on behalf of ...

Securities America Archives: California Securities Fraud Lawyer Blog

www.californiasecuritiesfraudlawyerblog.com/stockbrokers/securities-america/

Securities America, Inc. has entered into a settlement with the Financial ..... against brokerage firms Cullum & Burks Securities, Inc., Securities America, Inc.,  ...

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Cullum & Burks Securities Inc. :: Stock Broker Fraud Blog

www.stockbrokerfraudblog.com

Jun 18, 2010 ... Cullum & Burks Securities Inc. is the subject of a class action lawsuit filed over the Medical Capital notes sale. The complaint contend that the ...

Real estate big suspends interest payments on private placement

www.investmentnews.com

Jul 10, 2012 ... Those firms are Pacific West Securities Inc., Omni Brokerage Inc.,Empire ... Financial Inc., Cullum and Burks Securities Inc., Workman Securities ...

Something in common: Firms that sold TICs from DBSI

www.investmentnews.com

Dec 8, 2010 ... Direct Capital Securities Inc. (Closed February 2010), $734,000. LaSalle ... Cullum & Burks Securities Inc. (Shut down in May 2010), $189,000.