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FINRA Sanctions Two Firms and Seven Individuals for Selling ...

www.finra.org/newsroom/2011/finra-sanctions-two-firms-and-seven-individuals-selling-private-placements-without

Apr 7, 2011 ... Timothy Cullum, former Chief Executive Officer, and Steven Burks, former President, of Cullum & Burks Securities, Inc., of Dallas, TX, ...

Real estate big suspends interest payments on private placement

www.investmentnews.com/article/20120710/FREE/120719989/real-estate-big-suspends-interest-payments-on-private-placement

Jul 10, 2012 ... Those firms are Pacific West Securities Inc., Omni Brokerage Inc.,Empire ... Financial Inc., Cullum and Burks Securities Inc., Workman Securities ...

300 reps in limbo as Jesup & Lamont Securities slips below net-cap ...

www.investmentnews.com/article/20100621/FREE/100629992/300-reps-in-limbo-as-jesup-lamont-securities-slips-below-net-cap

Jun 21, 2010 ... As of March 31, Jesup & Lamont Securities had net capital of ... In November, Finra said Cullum & Burks Securities Inc. was in violation of its ...

Tasha Barber | LinkedIn

www.linkedin.com/in/tasha-barber-b9aa939

Current. TB&A Estate and Financial. Previous. TB&A Estate and Financial/Cullum & Burks Securities, Inc.,; RMT/Jones & Neuse Engineering, Inc.,; Dames ...

Securities Litigation: Zwerling, Schachter & Zwerling, LLP

www.zsz.com/practices-16.html

In re Lehman Brothers Equity/Debt Securities Litigation, No. 08 Civ. ... Securities America, Inc., et al, No. ... Cullum & Burks Securities, Inc., et al., C.D. Cal., Civ.

CapWest Securities Archives: California Securities Fraud Lawyer Blog

www.californiasecuritiesfraudlawyerblog.com/stockbrokers/capwest-securities/

Earlier this year, the Commonwealth of Massachusetts filed a securities fraud .... Inc., CapWest Securities, Inc, and Cullum & Burks Securities, Inc on behalf of ...

First Montauk Securities Corp. Archives — Stockbroker Fraud Blog

www.stockbrokerfraudblog.com/brokerage_firms/first_montauk_securities_corp_1/

Jun 18, 2010 ... Dallas-based securities firm Cullum & Burks Securities Inc. has had its license suspended by the Financial Industry Regulatory Authority Inc.

Securities America Stockbroker Misconduct - StockBrokerLawyer.com

www.stockbrokerlawyer.com/securities-america-stockbroker-misconduct/

Cullum & Burks Securities, Inc., National Securities Corporation, CapWest Securities Inc., American Portfolios Financial Services Inc., and Next Financial Group ...

Broker Allen Green Alleged to Have Made Unsuitable Investment ...

www.securitieslawyersblog.com/2015/03/06/broker-allen-green-alleged-made-unsuitable-investment-recommendations-based-theory-economic-collapse/

Mar 6, 2015 ... From May 2006, until November 2009, Green was associated with Cullum & Burks Securities, Inc. Thereafter, from November 2009 until April ...

Robin F. Zwerling: Zwerling, Schachter & Zwerling, LLP

www.zsz.com/professionals-RobinZwerling.html

Cullum & Burks Securities, Inc., et al., C.D. Cal., Civ. No. 8:09-CV-01084-DOC ( RNBx); Vonage Initial Public Offering (IPO) Securities Litigation, Civ. No. 07-177  ...

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Another broker-dealer down: Dallas B-D capsized by MedCap

www.investmentnews.com

Jun 16, 2010 ... Cullum & Burks Securities Inc., which was heavily involved in the sale of Medical Capital private placements that have gone bust, has had its ...

Securities Lawsuits | Our Securities Class Action Lawsuits | Girard ...

www.girardgibbs.com

Girard Gibbs' securities attorneys have developed a reputation for doing just that. .... The lawsuit names as defendants Cullum & Burks Securities, Inc., Securities ...

US Investor Fraud Lawyer :: Nearly 100 Small to Midsize Firms Sued ...

www.stockbroker-fraud.com

Direct Capital Securities Inc. (Closed February 2010) $734,000 LaSalle St. ... Cullum & Burks Securities Inc. (Shut down in May 2010) $189,000. Sammons ...