Commonwealth Financial Network is a privately held independent broker/dealer- RIA based in Waltham, Massachusetts, and 110 Plaza in San Diego, California. The company was founded in 1979 by Joseph S. Deitch and was incorporated under the name Commonwealth Equity Services. ... The firm is owned and controlled by its 10 managing principals.
National Life Group® is a trade name of National Life Insurance Company, Montpelier, VT and its affiliates. Equity Services, Inc., Member FINRA/SIPC, is a ...
Get information about EQUITY SERVICES, INC. on Finra BrokerCheck. View employment history ... Position. NLV FINANCIAL CORPORATION. SHAREHOLDER.
Dec 16, 2009 ... against Equity Services, Inc. ("Respondent" or "ESI"). II. In anticipation of the ... under management. ESI is a wholly-owned subsidiary of NLV Financial Corporation, which does business under the name National Life Group.
Stephen is a Registered Representative and Investment Adviser Representative of Equity Services, Inc. and offers securities in the state of CO, CT, MD, and PA.
Scott has been an Equity Services, Inc. and National Life Associate since 1994. ... Investment Adviser affiliate of National Life Insurance Company, Montpelier, VT. ... owned by the Certified Financial Planner Board of Standards, Inc. These ...
Sentry Insurance a Mutual Company; Dairyland County Mutual Insurance ... Texas; Viking Insurance Company of Wisconsin; Sentry Equity Services, Inc. Parker ...
NPA Financial, LLC. is independent of Equity Services, Inc. Dawn Shannon is licensed to conduct securities business in NY, CO, CA, FL, ME, PA, OK, SC and VA. ... CERTIFIED FINANCIAL PLANNER™ are certification marks owned by the ...
Foresters Equity Services, Inc. (“Foresters Equity”) is dedicated to ... Foresters Equity is generally permitted by law to share with our parent company and its other ...