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Fintegra LLC | LinkedIn


With Fintegra, there is no hidden agenda for selling proprietary products, as we do not answer to any parent company to drive specific product sales. We strive to  ...

LEVENTHAL pllc | Weasels are cute until you have to spend ...


Sep 17, 2015 ... And yet Fintegra's management had reported the value of Fintegra's parent company, Fintegra Holdings, LLC, at $4,045,000 as of 12/31/2014.

Dealer Agreement Tracking - Greenspring Fund


Financial Network Investment Corporation. Financial Telesis, Inc. Fintegra, LLC. First Advisors (FINABAD). First American Bank (Truemper). First American Trust.

Fiduciary Duties Archives - Securities Lawyers Blog


Jan 24, 2016 ... Since the award, Fintegra filed for bankruptcy. ... Galinsky, from January 2010, until December 2011, was associated with Fintegra, LLC. ... FINRA Alleges National Securities Corporation Misled Customers On Fees ... placements of its parent company, National Holdings Corporation (National Holdings).

0000001841 abel/noser corp. 00821897 one battery - SEC.gov


NEW YORK NY 10022 0000014213 BRIGHTON SECURITIES CORP. ... DAVENPORT & COMPANY LLC 00817103 P.O. BOX 85678 RICHMOND VA ...... 100 BETHLEHEM PA 18017 0000773388 FINTEGRA, LLC 00834434 6120 EARLE ...

Infinia Bank, Bloomington MN | A division of Home Federal Bank of ...


SIOUX FALLS, SD, APRIL 25, 2016 -- HF Financial Corp. ...... Capital contributions: The members typically contribute money or services to the LLC and receive an ... Investment and Insurance Products offered through Fintegra: • Are NOT Bank ... is backed by the strength of a $1.2 billion parent company, HF Financial Corp.

Recent FINRA Arbitration Awards - David Weintraub Attorney


... that the claim was against the corporate parent of Citigroup Global Markets, inc . and ... Wells Fargo Advisors, LLC, f/k/a Wachovia Securities, LLC, Wells Fargo Bank, .... Financial Advisors, LLC, Fintegra, LLC, Questar Capital Corporation,.

2007 tic directory - National Real Estate Investor


Oct 12, 2007 ... Fintegra LLC. MN Broker ... Marketmaker Capital Corporation LLC. CA Lender ..... NNN Realty Advisors is the parent company of Triple Net ...

Inner City Press Bank Beat Archive 2003-2004


Regarding LNB's Homeowners Loan Corp., BBVA states that HLC has ..... Homeowners Loan Corp., Rate Star Inc and Fintegra, LLC by persons other than LNBI ... Banco Santander indicated that its parent bank had interpreted Spanish law to ...

Arbitration :: Stock Broker Fraud Blog


Broker-dealer Fintegra has filed for bankruptcy in U.S. Bankruptcy Court in ..... New Stream Capital LLC Hedge Fund Executives Face Criminal Securities Fraud ..... sued fund manager Tremont Partners, its parent company Tremont Capital ...

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Partners | Larsen Financial


Fintegra Financial Solutions from Minneapolis, MN serves as the. ... All clients brokerage account assets are held at Pershing, LLC. Pershing is ... Our parent company, BNY Mellon, has $22.3 trillion in assets under custody and administration.

Distribution Platforms - Buffalo Funds


American Independent Securities Group, LLC ... Berthel Fisher & Company Financial Services, Inc. ... Capital One Investments Services, LLC ... Fintegra, LLC ..... limited voting rights, potential dependence on parent companies or sponsors for ...

Advanced Equities boots CEO after SEC investigation


Jun 15, 2012 ... Mr. Badger and the company have reached a separation agreement ... Inc. and LaSalle Street Securities LLC, now based in Elmhurst. ... revenues of parent Advanced Equities Financial Corp. surpassing $300 million in 2007.