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Distribution Platforms - Buffalo Funds


American Independent Securities Group, LLC ... Berthel Fisher & Company Financial Services, Inc. ... Capital One Investments Services, LLC ... Fintegra, LLC ..... limited voting rights, potential dependence on parent companies or sponsors for ...

Dealer Agreement Tracking - Greenspring Fund


Financial Network Investment Corporation. Financial Telesis, Inc. Fintegra, LLC. First Advisors (FINABAD). First American Bank (Truemper). First American Trust.

OTC Alpha and Numerical References (Alpha sorted by ... - DTCC


No. AACC. ABN AMRO Clearing Chicago LLC/Institutional 0541. ABAI .... LLC. 0050. ASSO. Associated Securities Corporation ...... Fintegra, LLC. 0443. FINW.

Recently Awarded Settlements | Stock Market Recovery Consultants ...


Jun 16, 2014 ... Morgan Keegan & Company, Inc. ... Wells Fargo Advisors, LLC ..... claim was against the corporate parent of Citigroup Global Markets, inc. and therefore .... Financial Advisors, LLC, Fintegra, LLC, Questar Capital Corporation,.

Inner City Press Bank Beat Archive 2003-2004


Regarding LNB's Homeowners Loan Corp., BBVA states that HLC has ..... Homeowners Loan Corp., Rate Star Inc and Fintegra, LLC by persons other than LNBI ... Banco Santander indicated that its parent bank had interpreted Spanish law to ...

Fiduciary Duties Archives - Securities Lawyers Blog


At an arbitration hearing, the arbitrators found that Galinsky and Fintegra were liable and ... from January 2010, until December 2011, was associated with Fintegra, LLC. ... FINRA Alleges National Securities Corporation Misled Customers On Fees ... of its parent company, National Holdings Corporation ( National Holdings).

Appendix G – Brochure Supplement Item 1 – Cover ... - Plan Partners


resident ERISA subject matter expert at Fintegra LLC (“Fintegra Financial ... held the role of Director of Marketing at Vista Financial Services Corporation, parent.

News - Infinia Bank


SIOUX FALLS, SD, January 25, 2016 -- HF Financial Corp. ...... Capital contributions: The members typically contribute money or services to the LLC and receive ... Investment and Insurance Products offered through Fintegra: • Are NOT Bank ... is backed by the strength of a $1.2 billion parent company, HF Financial Corp.

Open - Christ the Redeemer Catholic Church


Jan 17, 2016 ... you're healthy, 17 or older (16 with parent/ ..... and investment advisory services o ered through Fintegra, LLC, 6120 Earle Brown Drive,.

Open - Christ the Redeemer Catholic Church


Jan 24, 2016 ... healthy, 17 or older (16 with parent/guardian per- ... company. ..... advisory services o ered through Fintegra, LLC, 6120 Earle Brown Drive,.

Popular Q&A
Q: How old do you have to be to start a LLC or Corp. How old do you ...
A: How old do you have to be to start a LLC or Corp. This is an excellent question. I do not know of any statute that says minors (under 18) lack the power to form... Read More »
Source: www.lawguru.com
Q: I have a llc that filed consolidated with its c-corp parent.
A: When the LLC was sold to the new owner- Partnership-.  . The LLC can file Form 8832 and change its classification to file as a disregarded entity or as a partne... Read More »
Source: www.justanswer.com
Helpful Resources

Fintegra LLC | LinkedIn


With Fintegra, there is no hidden agenda for selling proprietary products, as we do not answer to any parent company to drive specific product sales. We strive to  ...

Partners | Larsen Financial


Fintegra Financial Solutions from Minneapolis, MN serves as the. ... All clients brokerage account assets are held at Pershing, LLC. Pershing is ... Our parent company, BNY Mellon, has $22.3 trillion in assets under custody and administration.

LEVENTHAL pllc | Weasels are cute until you have to spend ...


Sep 17, 2015 ... And yet Fintegra's management had reported the value of Fintegra's parent company, Fintegra Holdings, LLC, at $4,045,000 as of 12/31/2014.