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Vicis Capital To Pay $7.5M In Petters Clawback Settlement - Law360


Feb 26, 2014 ... Hedge fund Vicis Capital Master Fund Ltd. will return $7.5 million it received on an ... Petters et al., case number 08-cv-05348, in the U.S. District Court for the District of Minnesota. ... The adversary suit is Douglas A. Kelley v.

SEC Goes After Founder Of Formerly $5 Billion Hedge Fund - Forbes


Sep 18, 2013 ... The Securities & Exchange Commission charged a founder of New York hedge fund firm Vicis Capital that once managed as much as $5 billion ...

Federal authorities scrutinizing Vicis Capital execs | Sharesleuth.com


Jan 5, 2010 ... The federal investigation involves two of Vicis' portfolio companies ... Over the past five years, the hedge fund has provided roughly $30 million in .... Zurvita's stock, which has seen limited trading, ended 2009 at $1.20 a share.

Judge Nathaniel M. Gorton - PlainSite


... Tracey et al v. Massachusetts Institute of Technology et al .... Griffiths v. Aviva London Assignment Corporation et al .... Inc. et al v. Lupin Limited et al ... 8/21/ 2013 · 1:13-cv-12010 · Massachusetts Laborers' Health and Welfare Fund et al v. Tes. .... 1/27/2012 · 1:12-cv-10166 · Hallal et al v. ...

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Plaintiffs' Memorandum in Opposition to Certain Moving Defendants ...


Hallal v. Vicis Capital Master Fund Ltd.,. No. CIV.A. 12-10166-NMG, 2013 WL 1192384 ..... Martins et al, on behalf of herself and all others similarly situated v.

Vicis Capital, LLC: Private Company Information - Businessweek


November 11, 2016 8:56 AM ET. Capital Markets. Company Overview of Vicis Capital, LLC ... Vicis Capital, LLC is an employee owned hedge fund sponsor.

Shadron L. Stastney - Securities and Exchange Commission


Sep 18, 2013 ... Respondent Shadron Stastney, a principal of Vicis Capital LLC (“Vicis Capital”), a registered investment adviser, breached his fiduciary duty to the Vicis Capital Master Fund (the. “Fund”) ... Id. (quoting Gearhart & Otis, Inc. v. ... Vicis Capital LLC, a Delaware limited liability company, is an investment adviser.