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Suspensions/Probation - The California Bar Journal

calbarjournal.com/June2016/AttorneyDiscipline/SuspensionsProbation.aspx

In another matter, she failed to substitute into a client's matter, inform the client she ..... WILLIAM M. FRANTZ [#153673], 51, of Murrieta, was placed on two years'  ...

In the Matter of William M. Stephens - Sec

www.sec.gov/litigation/admin/2013/34-69090.pdf

Mar 8, 2013 ... against William M. Stephens (“Stephens” or “Respondent”). II. ... From February 2008 through March 2011, William M. Stephens operated as an.

William V. Giordano - Sec

www.sec.gov/litigation/admin/1996/34-36742.pdf

Jan 19, 1996 ... Matter of Donna Tumminia and Philip Tumminia, Exchange Act Rel. No. ... month, Philip Tumminia presented a commission bill to Adler for.

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More Discipline - The California Bar Journal

www.calbarjournal.com

28, 2010). DARLENE M. RICKER [#151653], 56, of Malibu (Feb. 28, 2010) ... WILLIAM M. FRANTZ [#153673], 45, of Murrieta (Jan. 12, 2010). WAUKEEN ...

Administrative Proceeding: William R. Michael - Sec

www.sec.gov

Jan 13, 2012 ... In the Matter of. WILLIAM R. MICHAEL,. Respondent. ORDER INSTITUTING. ADMINISTRATIVE PROCEEDINGS. PURSUANT TO SECTION ...

Administrative Proceeding: Richard McGill, William Sanders ... - Sec

www.sec.gov

Jul 23, 2008 ... In the Matter of. RICHARD McGILL,. WILLIAM SANDERS,. MICHAEL TUCHMAN, and. DANNY RAYBURN. Respondents. I. The Securities and ...