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Suspensions/Probation - The California Bar Journal


In another matter, she failed to substitute into a client's matter, inform the client she ..... WILLIAM M. FRANTZ [#153673], 51, of Murrieta, was placed on two years'  ...

MS Junior, Inc., et al. - Securities and Exchange Commission


Sep 16, 2013 ... and Michael Anthony Stango (“M.S. Junior”, “Swiss Capital”, and ... to the Commission's jurisdiction over them and the subject matter of these.

34-58737 - Securities and Exchange Commission


Oct 6, 2008 ... In the Matter of the Application of. MICHAEL FREDERICK SIEGEL c/o George C. Freeman, III. Barrasso Usdin Kupperman Freeman & Sarver, ...

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More Discipline - The California Bar Journal


28, 2010). DARLENE M. RICKER [#151653], 56, of Malibu (Feb. 28, 2010) ... WILLIAM M. FRANTZ [#153673], 45, of Murrieta (Jan. 12, 2010). WAUKEEN ...

Administrative Proceeding: Richard McGill, William Sanders ...


Jul 23, 2008 ... In the Matter of. RICHARD McGILL,. WILLIAM SANDERS,. MICHAEL TUCHMAN, and. DANNY RAYBURN. Respondents. I. The Securities and ...

Complaint in this matter - Securities and Exchange Commission


This case involves unlawhl insider trading by Defendant William Michael Gallahair ... William Michael Gallahair, age 62, resides in Newport Beach, California.