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Invest Financial Corporation


Invest Financial Corporation is an American full-service broker/dealer, registered with the Financial Industry Regulatory Authority (FINRA), the Securities Investor ...

830 CMR 63.38B.1 Massachusetts Taxation of Security Corporations


In order to qualify for security corporation classification, the entity must satisfy a ... that a security corporation be engaged exclusively in securities investment activities, .... distributed by the security corporation to its parent or other shareholders.

PACE Securities Corp.


PACE Securities Corp is a wholly owned subsidiary of PACE Savings and Credit Union Limited. We are an investment dealer regulated by the Investment ...

SIPC - Securities Investor Protection Corporation


Bernard L. Madoff Investment Securities LLC ... The Securities Investor Protection Corporation (SIPC) made substantial ... Lehman Brothers, Inc. is not only the largest brokerage firm failure in history; together with its parent company, it is the  ...

Transamerica Insurance, Investments & Retirement


At Transamerica, we specialize in Insurance, Investments & Retirement. ... Inc., or Transamerica Investors Securities Corporation, each a broker/dealer and ...



Get information about NATIONAL SECURITIES CORPORATION on Finra ... View employment history, certifications, licenses and any violations for brokers and investment ... NATIONAL HOLDINGS CORPORATION - PARENT, OWNER.

No-Action Letter: Main Street Capital Corporation (June 20, 2011)


Nov 7, 2013 ... The Parent Company, a Maryland corporation, is an internally ... with respect to its business of investing in securities ("Good RIC Income").

Financial Advisors - National Securities


Through National Asset Management, Inc., a Registered Investment Adviser and wholly owned subsidiary of National Holdings Corporation, our parent company ...

City Securities Corporation: CSC


We provide individuals and families with a full range of investment, wealth management and financial planning services – all tailored to meet your individual  ...

FSC Securities Corporation (Resources)


Its parent company, Fidelity Investments is one of the world's largest providers of financial services, with custodial assets of $4.6 trillion, including managed ...

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Gilman Ciocia - Company Information


National Holdings Corporation ("NHLD") is the parent corporation of a number of ... and offers securities, including variable insurance products, and investment ...

Chimera Investment Corporation


We strive to provide attractive risk-adjusted returns by investing in a diversified investment portfolio of residential mortgage securities, residential mortgage loans  ...

Portfolio Companies - Apollo Investment Corporation


Accelerate Parent Corp (ATD Corp.) Sponsor: .... LVI Group Investments, LLC ... A security alarm company that is predominantly focused on the acquisition and ...