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Hilliard Lyons


J.J.B. Hilliard, W.L. Lyons, LLC is a full-service wealth management firm with offices in Georgia, ... Private Client Group. Approximately 400 ... In 1965, J.J.B. Hilliard & Son and W.L. Lyons a...

Hilliard Lyons | Profile | History


In 1965, J.J.B. Hilliard & Son and W.L. Lyons and Company combined to become ... from PNC Financial Services Group to joint ownership by Hilliard Lyons' own ...

Comments of the PNC Financial Services Group Inc. on S7-12-01


PNC is one of the largest diversified financial services companies in the United States, with $71.0 billion in assets as of March 31, 2001. ... PNC Brokerage Corp, and J.J.B. Hilliard, W.L. Lyons, Inc. ("Hilliard Lyons"), ... Inc., Northern Funds Distributors, LLC, and ABN Amro Distribution Services (USA), Inc. .... Aggregatio...

File name: jskeller090104.pdf - Securities and Exchange Commission


Sep 1, 2004 ... The PNC Financial Services Group, Inc. (“PNC”), Pittsburgh, Pennsylvania, appreciates this ... subsidiary registered broker-dealers, PNC Capital Markets, Inc ., PNC Investments, LLC, and J.J.B. Hilliard, W.L. Lyons, Inc. (“Hilliard Lyons”), and provides investment advisory ..... 13 15 U.S.C. § 78c(a)(4)(B)(v).

JA Annual Report-2015 - Junior Achievement of Kentuckiana


Junior Achievement of Kentuckiana Inc. would like to express appreciation to the ..... County. Humana Inc. J. J. B. Hilliard, W. L. Lyons, LLC ... The PNC Financial Services Group, Inc. Lee B. Thomas ... Mildred V. Horn Foundation. Mountjoy ...

OCC - 2015 Annual Report - The Options Clearing Corporation


OCC provides clearing services for options, financial and commodity futures, security futures, ... Services, Inc. Amherst Pierpont Securities LLC; Apex Clearing Corporation ... J; J.J.B. Hilliard, W.L. Lyons, LLC; J.P. Morgan Clearing Corp. ... Association; PNC Bank, National Association; U.S. Bank National Association; Wells ...

Distribution Platforms - Buffalo Funds


1 401(K) A B C D E F G H I J K L M N O P Q R S T U V W X Y Z. 1st Global, Inc. ... American Independent Securities Group, LLC American ... Berthel Fisher & Company Financial Services, Inc. .... JJB Hilliard, W.L. Lyons, Inc. ... PNC Investments

Broker Dealer Member Directory - sifma


Industrial and Commercial Bank of China Financial Services LLC; ING Financial Markets LLC ... J. J.J.B. Hilliard, W.L. Lyons, LLC · J.P. Morgan Securities LLC.

Jim Rabenstine | LinkedIn


Nationwide Financial (Chief Compliance Officer) ... PNC Financial Services Group ... advisory subsidiaries and insurance agencies (J.J.B. Hilliard, W.L. Lyons, Inc., PNC Capital Markets Inc., PNC Investments LLC, Harris Williams LLC and PNC Insurance Services Inc.). .... u · v · w · x · y · z · ...

Northland Securities, Inc.: Private Company Information ... - Bloomberg


Northland Securities, Inc. offers securities brokerage services. ... LLC – $200,000; Comerica Securities, Inc. – $60,000; Commerce Bank Capital Markets Group ... J.J.B. Hilliard, W.L. Lyons, LLC – $420,000; Joe Jolly & Co., Inc. – $100,000; ... NW Capital Markets Inc. – $100,000; PNC Capital Markets LLC – $500,000; Prager ...

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Smith v. JJB Hilliard - Sixth Circuit


Sep 3, 2014 ... Hilliard, W.L. Lyons, LLC, her investment counselor and broker dealer, ..... Delay v. Rosenthal Collins Group, LLC, 585 F.3d 1003, 1005 (6th Cir. ... and (2) HL Financial Services, LLC, a Kentucky limited liability company with its .... “[t]he discovery rule determines when a cause of action accrues” (citing PNC.

Click here to download this list in ASCII comma delimited ... - MSRB



Our Professionals - Hilliard Lyons Trust Company


Ross was a Research Analyst with J.J.B. Hilliard W.L. Lyons, LLC Research ... After that, he was a portfolio manager with PNC Financial Services Group for five  ...