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Comments of the PNC Financial Services Group Inc. on S7-12-01


PNC is one of the largest diversified financial services companies in the United States, with $71.0 billion in assets as of March 31, 2001. ... PNC Brokerage Corp, and J.J.B. Hilliard, W.L. Lyons, Inc. ("Hilliard Lyons"), ... Inc., Northern Funds Distributors, LLC, and ABN Amro Distribution Services (USA), Inc. .... Aggregatio...

Our Professionals - Hilliard Lyons Trust Company


Ross was a Research Analyst with J.J.B. Hilliard W.L. Lyons, LLC Research ... After that, he was a portfolio manager with PNC Financial Services Group for five  ...

MSRB RegistrantListing By Company Name


The list below includes all MSRB registrants that have reported ...

ntm February web vs. - finra


Wells Fargo Investments, LLC. San Francisco ... Bridget M. Gaughan SunAmerica Financial Network, Inc. ... Wells Fargo Investment Services ... J.J.B. Hilliard, W.L. Lyons, Inc. ... Williams Financial Group ... PNC Investments, a division of J.J.B..

OCC - 2015 Annual Report - The Options Clearing Corporation


OCC provides clearing services for options, financial and commodity futures, security futures, ... BATS Exchange, Inc. Lenexa, KS; BOX Options Exchange LLC ; Boston, MA; C2 Options ... J; J.J.B. Hilliard, W.L. Lyons, LLC; J.P. Morgan Clearing Corp. ... Association; PNC Bank, National Association; U.S. Bank National ...

Distribution Platforms - Buffalo Funds


1 401(K) A B C D E F G H I J K L M N O P Q R S T U V W X Y Z. 1st Global, Inc. ... American Independent Securities Group, LLC American ... Berthel Fisher & Company Financial Services, Inc. .... JJB Hilliard, W.L. Lyons, Inc. ... PNC Investments

notice to interested persons - United States Department of Labor


renamed BlackRock Investment Management, LLC (the “Lending Agen ”), or .... BlackRock, Inc. (“BlackRock”), or The PNC Financial Services Group, Inc. ..... Williams”), J.J.B. Hilliard, W.L. Lyons, Inc. (“W.L.Lyons”), MGI Funds Distributors, Inc. ..... of common stock of BlackRock; (v) ABN AMRO, Harris Williams, W.L. Lyons,.

JA Annual Report-2015 - Junior Achievement


Junior Achievement of Kentuckiana Inc. would like to express appreciation to the ..... County. Humana Inc. J. J. B. Hilliard, W. L. Lyons, LLC ... The PNC Financial Services Group, Inc. Lee B. Thomas ... Mildred V. Horn Foundation. Mountjoy ...

Jim Rabenstine | LinkedIn


Nationwide Financial (Chief Compliance Officer) ... PNC Financial Services Group ... advisory subsidiaries and insurance agencies (J.J.B. Hilliard, W.L. Lyons, Inc., PNC Capital Markets Inc., PNC Investments LLC, Harris Williams LLC and PNC Insurance Services Inc.). .... u · v · w · x · y · z · ...

J. Stephen Brown | LinkedIn


J.J.B. Hilliard, W.L. Lyons, LLC (Hilliard Lyons),; PNC Financial Services, Inc. ... Currently working with financial and service institutions on a variety of .... Chief Marketing Officer (CMO) Network - #1 Group for CMOs ... a · b · c · d · e · f · g · h · i · j · k ...

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Smith v. JJB Hilliard - US Court of Appeals for the Sixth Circuit


Sep 3, 2014 ... Hilliard, W.L. Lyons, LLC, her investment counselor and broker dealer, ..... Delay v. Rosenthal Collins Group, LLC, 585 F.3d 1003, 1005 (6th Cir. ... and (2) HL Financial Services, LLC, a Kentucky limited liability company with its .... “[t]he discovery rule determines when a cause of action accrues” (citing PNC.

PNC Capital Markets, LLC: Private Company Information ...


PNC Capital Markets, LLC offers investment banking and advisory services. ... Senior Managing Director of Public Finance Group ... $100,000; J.J.B. Hilliard, W.L. Lyons, LLC – $420,000; Joe Jolly & Co., Inc. – $100,000; ... Browse Companies; A · B · C · D · E · F · G · H · I ·...

SIFMA Foundation Supporters


We wish to than/e our 2014-2015 partners V ... AIG Financial Securities Corp. AIG , Inc. Alacra, Inc. Allen & Overy LLP ... Asia Pacific Financial Management Group. Asia Strategic Advisors, LLC. Associated Bond Brokers, Inc. Associated Investment Services, Inc. .... J.J.B. Hilliard, W.L. Lyons, LLC ... PNC Financial Services.