Web Results

Former Wells Fargo Investment Banker and Three Conspirators ... - FBI

www.fbi.gov/contact-us/field-offices/charlotte/news/press-releases/former-wells-fargo-investment-banker-and-three-conspirators-sentenced-for-insider-trading-conspiracy

Feb 13, 2015 ... John W. Femenia, 33, of Greenwich, Conn., was sentenced to five years in prison and two years of supervised release. Shawn C. Hegedus, 34, ...

John Femenia | LinkedIn

www.linkedin.com/in/johnfemenia

View John Femenia's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like John Femenia discover inside ...

Wells Fargo Investment Banker Allegedly At Center of "Massive" $11 ...

www.forbes.com/sites/jordanmaglich/2012/12/06/wells-fargo-investment-banker-allegedly-at-center-of-massive-11-million-insider-trading-ring/

Dec 6, 2012 ... According to the SEC, John Femenia, 30, used his position as an associate in Wells Fargo's Industrials Investment Banking Group to glean ...

Securities and Exchange Commission v. Femenia et al :: Justia ...

dockets.justia.com/docket/north-carolina/ncwdce/3:2012cv00803/69655

Dec 5, 2012 ... Defendant: John W. Femenia, Shawn C. Hegedus, Danielle C. Laurenti, Coram Real Estate Holding, Inc., Goldstar P.S. Inc., Roger A. Williams, ...

Recent Insider Trading Actions | Summer 2014 - Schulte Roth ...

www.srz.com/files/upload/Newsletters/Recent_Insider_Trading_Actions_Summer_2014_Chart.pdf

Sep 1, 2014 ... that John W. Femenia, an investment banker with. Wells Fargo Securities LLC, and nine others engaged in an informal insider trading ring.

Recurring Name in Insider Trading Inquiry: SAC - The New York Times

dealbook.nytimes.com/2012/12/06/inside-the-sac-investigation/

Dec 6, 2012 ... On Wednesday, the Securities and Exchange Commission accused a Wells Fargo investment banker, John W. Femenia, of insider trading, ...

SEC Charges 2 With Insider Trading Ahead of Shaw Takeover ...

www.law360.com/articles/524956/sec-charges-2-with-insider-trading-ahead-of-shaw-takeover

Apr 3, 2014 ... The SEC alleged they were tipped off by Wagner's friend John W. Femenia, 32, who at the time worked for Wells Fargo Securities' industrials ...

Insider Trading - The Friends and Family Edition | Investment Fund ...

www.investmentfundlawblog.com/investment-advisers/insider-trading-the-friends-and-family-edition/

Apr 24, 2014 ... John W. Femenia was employed by a major investment bank from which he obtained the information about the impending acquisition. Femenia ...

4th Circ. To Eye Insider Trading Plea After Newman - Law360

www.law360.com/articles/626184/4th-circ-to-eye-insider-trading-plea-after-newman

Feb 27, 2015 ... ... on stock tips from former Wells Fargo investment banker John Femenia. ... The government is represented in the criminal case by Kurt W.

Motion to Withdraw Guilty Plea - WordPress.com

securitiesdiary.files.wordpress.com/2015/01/us-v-musante-motion-to-withdraw-guilty-plea.pdf

Jan 22, 2015 ... Musante had provided the inside information he received from John. Femenia ... John Thomas Securities, and with John Femenia, another friend he met through. Hegedus ..... Attorney for Defendant John W. Femenia. Edward ...

More Info

John W. Femenia - Securities and Exchange Commission

www.sec.gov

Feb 26, 2014 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) against John W. Femenia. (“Femenia” or “Respondent”). II.

Maryland Man Charged With Insider Trading Conspiracy | USAO ...

www.justice.gov

Apr 3, 2014 ... John Femenia, who orchestrated the conspiracy, and three other ... 2012, a separate criminal indictment charged John W. Femenia, Sawn C.

John Femenia | Facebook

www.facebook.com

John Femenia is on Facebook. Join Facebook to connect with John Femenia and others you may know. Facebook gives people the power to share and makes ...