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FBI — Former Wells Fargo Investment Banker and Three ...

www.fbi.gov/charlotte/press-releases/2015/former-wells-fargo-investment-banker-and-three-conspirators-sentenced-for-insider-trading-conspiracy

Feb 13, 2015 ... John W. Femenia, 33, of Greenwich, Conn., was sentenced to five years in prison and two years of supervised release. Shawn C. Hegedus, 34, ...

SEC Complaint: John W. Femenia, Shawn C. Hegedus, Danielle C ...

www.sec.gov/litigation/complaints/2012/comp-pr2012-255.pdf

Dec 5, 2012 ... Shortly after receiving the inside information from Femenia, Hegedus .... employed by John Thomas Financial, a registered broker-dealer, as a ...

Ex-Wells Fargo banker, 3 others sentenced in insider trading case ...

www.charlotteobserver.com/latest-news/article10434818.html

Feb 13, 2015 ... U.S. District Judge Robert Conrad also sentenced three of John Femenia's co- conspirators, handing the longest sentence to a high school ...

SEC Charges Two With Insider Trading Before Chicago Bridge Bid ...

www.wsj.com/articles/SB10001424052702303532704579479651688157322

Apr 3, 2014 ... The SEC alleges Mr. Wagner was tipped by another friend, John W. Femenia, who at the time worked at Wells Fargo & Co., a bank that was ...

John Femenia | Facebook

www.facebook.com/john.femenia

John Femenia is on Facebook. Join Facebook to connect with John Femenia and others you may know. Facebook gives people the power to share and makes ...

Insider Trading - The Friends and Family Edition | Investment Fund ...

www.investmentfundlawblog.com/investment-advisers/insider-trading-the-friends-and-family-edition/

Apr 24, 2014 ... John W. Femenia was employed by a major investment bank from which he obtained the information about the impending acquisition. Femenia ...

Securities and Exchange Commission v. Femenia et al :: Justia ...

dockets.justia.com/docket/north-carolina/ncwdce/3:2012cv00803/69655

Dec 5, 2012 ... Plaintiff: Securities and Exchange Commission. Defendant: John W. Femenia, Shawn C. Hegedus, Danielle C. Laurenti, Coram Real Estate ...

Recent Insider Trading Actions | Summer 2014 - Schulte Roth ...

www.srz.com/files/upload/Newsletters/Recent_Insider_Trading_Actions_Summer_2014_Chart.pdf

Sep 1, 2014 ... that John W. Femenia, an investment banker with. Wells Fargo Securities LLC, and nine others engaged in an informal insider trading ring.

US v Musante Motion To Withdraw Guilty Plea - Securities Diary

securitiesdiary.files.wordpress.com/2015/01/us-v-musante-motion-to-withdraw-guilty-plea.pdf

Jan 22, 2015 ... ... from John. Femenia, the lead defendant, to Albert Primo, who in turn had provided it to a man ... John Thomas Securities, and with John Femenia, another friend he met through ..... Attorney for Defendant John W. Femenia.

Tickle The Wireinsider trading Archives - Tickle The Wire

ticklethewire.com/tag/insider-trading/

“Today's sentence of John Kinnucan is a fitting conclusion to a criminal odyssey that ... The banker, John Femenia, was indicted along with eight accused insider  ...

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John W. Femenia - SEC.gov

www.sec.gov

Feb 26, 2014 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) against John W. Femenia. (“Femenia” or “Respondent”). II.

John Femenia | LinkedIn

www.linkedin.com

View John Femenia's professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like John Femenia discover inside ...

Wells Fargo Investment Banker Allegedly At Center of "Massive" $11 ...

www.forbes.com

Dec 6, 2012 ... According to the SEC, John Femenia, 30, used his position as an associate in Wells Fargo's Industrials Investment Banking Group to glean ...