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Citigroup Inc. or Citi is an American multinational investment banking and financial services ... As of January 2015, it is the third largest bank holding company in the US by ... In 2007, Citigroup...

Gentry Partners Ltd.


Gentry Partners, Ltd is a broker and consultant to high net worth clients and their advisors for life insurance products. Mission. To provide the highest quality of ...

EX-99.1 2 v427467_ex99-1.htm EXHIBIT 99.1 Exhibit


Pursuant to the Merger Agreement, Parent will acquire the Company for cash consideration ... In connection with the Merger, Houlihan Lokey (China) Limited is serving as financial advisor to the Special Committee; ... The Company will furnish to the U.S. Securities and Exchange Commission (the .... Email: mcox@ ogilvy.com.

Distribution Platforms - Buffalo Funds


Asset Management Securities Corporation ... Cary Street Partners Investment Advisory LLC .... Ogilvie Security Advisors Corp. .... limited voting rights, potential dependence on parent companies or sponsors for revenues to satisfy obligations , ...

List of Sponsors | Programs - Columbia Business School


Accu-Sort Systems Inc. (division of Danaher Corporation) ACTV ... Amerindo Investment Advisors Inc. ... CDC IXIS North America (parent of CDC IXIS Capital Markets North America Inc.) .... Metropolitan West Securities (division of Wachovia Bank) ... Ogilvy Olympus Real Estate Partners, LLC Omega Development Group, Inc

September 4, 2014 - US Department of the Treasury

www.treasury.gov/initiatives/fsoc/council-meetings/Documents/September 4 2014 (Minutes).pdf

Sep 4, 2014 ... Mary Jo White, Chair, Securities and Exchange Commission (SEC) ... Clark Ogilvie, Chief of Staff ... Lyndsay Huot, Senior Policy Advisor, Treasury (available for questions) ... Nonbank Financial Company Proposed Designation .... provided the Council with an update on the CFTC's evaluation of U.S. parent.

NFP: Insurance Brokerage and Consulting


One of the largest insurance brokerage and consulting firms, NFP offers commercial insurance, corporate benefits and private client resources.

Board of Advisors - NCAFP | National Committee on American ...


Home About Us Board of Advisors. Dr. Giuseppe Ammendola. Dr. GIUSEPPE AMMENDOLA is an international and multilingual consultant and public speaker.

Corporate Social Responsibility | Ogilvy & Mather


Aug 20, 2009 ... Ogilvy has a long-standing history of giving back to the community. ... (the French Social and Health Security) commissioned Luvi Ogilvy to raise public ... Ogilvy has taken great strides to participate in our parent company WPP's ... Ogilvy & Mather Worldwide, is Visiting Professor and Advisor to the Dean for ...

Learn How to Manage Your Money and Make Your Savings Count


... you manage your money. Bugdet some time to meet a financial advisor. ... Social Security Update: New Rules for Claiming Benefits. With two useful strategies ...

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Azim v. Tortoise Capital Advisors, LLC - Proskauer Whistleblower ...


Nov 5, 2015 ... (“Tortoise”), the parent company of Tortoise, Mariner Holdings, LLC (“Mariner”), ... (Title VII); (3) retaliation for reporting securities violations in violation of the Dodd- Frank Wall ...... Neo@Ogilvy LLC, 801 F.3d 145, 147 (2d Cir.

Securities Enforcement 2015 Year-End Review - Shearman.com


Feb 3, 2016 ... The Securities and Exchange Commission (the SEC or the. I. Executive Summary . .... concerning alleged corporate wrongdoing as part of its. Whistleblower ..... Neo@Ogilvy LLC, deferred to the .... requires any registered broker-dealer or investment advisor ..... management company's parent. Allegedly ...

12/03/2013 - New York State Department of Financial Services


Dec 3, 2013 ... Aetna Life Insurance Company. Aetna Health Insurance Company of New York ..... PENALTY. Ogilvie Security Advisors Corp. (Agent). Debra A.