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news.efinancialcareers.com/us-en/71505/pacific-west-securities-shuts-down-with-many-brokers-to-be-absorbed-by-cetera-unit

Dec 8, 2011 ... Pacific West Securities, an independent broker dealer with about 290 affiliated ... Multi-Financial Securities Corp. and Pacific West are now ...

www.bloomberg.com/research/stocks/private/snapshot.asp?privcapId=3535370

Pacific West Securities, Inc. is out of business. Pacific West Securities, Inc. is a boutique investment banking firm that offers brokerage and financial advisory ...

www.thinkadvisor.com/2011/12/06/broker-dealer-pacific-west-to-close-its-doors

Dec 6, 2011 ... Multi-Financial Securities signs recruiting agreement for Pacific West ... Securities Corp., to “bring over select advisors from Pacific West and ...

investordefenders.com/2015/09/pacific-west-capital-group-securities-litigation-update

Sep 21, 2015 ... The lawsuit that was filed by the SEC, called Securities and Exchange Commission v. Pacific West Capital Group, et al., is active and pending ...

www.investmentnews.com/article/20111206/FREE/111209949/b-d-with-290-reps-to-shutter

Dec 6, 2011 ... Pacific West Securities Inc. generated $46 million in fees and commission last year and is on track to see $54 million in gross revenue in 2011.

www.sec.gov/litigation/litreleases/2015/lr23233.htm

Apr 7, 2015 ... Securities and Exchange Commission v. Pacific West Capital Group Inc., et al., Civil Action No. 2:15-CV-02563 (C.D. Cal., filed April 7, 2015).

www.sec.gov/news/pressrelease/2015-60.html

Apr 7, 2015 ... The Securities and Exchange Commission today charged Los Angeles-based Pacific West Capital Group Inc. and its owner Andrew B.

www.linkedin.com/in/shanon-ford-a2877b21

Trinity Real Estate,; Pacific West Securities, Inc.,; Palmer Groth & Pietka ... Champion of Excellence) from the Real Estate Investment Securities Association ands ...

www.dfi.wa.gov/documents/securities-orders/S-10-249-14-CO01.pdf

of the Securities Act of Washington by: Pacific West Securities, Inc.;. William Madison Swayne II;. Robin Thomas Naylor,. Respondents. Order No.: S-10-249- 14- ...