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Pacific West Securities ordered to pony up $2.1M over TICs


Mar 13, 2012 ... tenant in common exchanges Pacific West Finra arbitration ... $2.1 million to a former client of a broker affiliated with Pacific West Securities Inc.

Pacific West Securities Shuts Down, With Many Brokers To Be ...


Dec 8, 2011 ... Pacific West Securities, an independent broker dealer with about 290 ... based Multi-Financial Securities Corp, a full-service brokerage unit of ... DHI is a publicly -traded company listed on the New York Stock Exchange.

Broker-Dealer Pacific West to Close Its Doors - ThinkAdvisor


Dec 6, 2011 ... Multi-Financial Securities signs recruiting agreement for Pacific West reps ... Securities Corp., to “bring over select advisors from Pacific West and ... key role and also parent company Cetera Financial Group's leadership team.

SEC.gov | SEC Charges L.A.-Based Pacific West Capital Group With ...


Apr 7, 2015 ... The Securities and Exchange Commission today charged Los Angeles-based Pacific West Capital Group Inc. and its owner Andrew B.

Pacific West Securities :: Stock Broker Fraud Blog


Sep 17, 2011 ... Broker-Dealer Pacific West Securities Closes Shop ... Lamont Securities Corp. and GunnAllen Financial Inc., which both have hundreds of reps, ...

Pacific West Capital Group Inc., et al. - Securities and Exchange ...


Apr 7, 2015 ... The Securities and Exchange Commission today charged Los Angeles-based Pacific West Capital Group, Inc. and its owner Andrew B ...

Pacific West Capital Group Securities Litigation Update


Sep 21, 2015 ... We continue to receive calls from concerned Pacific West Capital investors seeking information and ... The lawsuit that was filed by the SEC, called Securities and Exchange Commission v. .... Behringer Harvard REIT I Inc.

Arbitrators Award Over $2 Million for Unsuitable Tenants In Common ...


Mar 9, 2012 ... Pacific West Financial Group; Pacific West Securities, Inc.; William M. Swayne,II; William M. Swayne, III; Joshua D. Swayne; WMS Financial LLC ...

Pacific West broker Philip Pizelo: TIC Complaints - Fitapelli


Aug 14, 2015 ... Philip Pizelo has spent seventeen years in the securities industry and was most ... in Lake Forest, California (1996); and Dain Bosworth Inc. (1994-1995). ... Philip Pizelo, while he was employed at Pacific West Securities, ...

Former Pacific West's, Mark Cohen - complaints from TIC investments


Oct 24, 2014 ... Securities fraud attorneys at Fitapelli Kurta investigating former Pacific ... Before that he worked for Pacific West Securities, Inc. and H. Beck, Inc.

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B-D with 290 reps to shutter - InvestmentNews


Dec 6, 2011 ... Pacific West Securities Inc. generated $46 million in fees and commission last year and is on track to see $54 million in gross revenue in 2011.

Pacific West Securities Inc and Lorretta N Elderkin-Statement of ...


Please take notice that the Securities Administrator of the State of Washington has reason to believe that Respondents, Pacific West Securities, Inc. and Lorretta  ...

US Investor Fraud Lawyers :: FINRA Panel Hits Pacific West with ...


FINRA Panel Hits Pacific West with Compensatory Damages, Punitive Damages and ... Company Museum Parc Garage Tenants-in-Common (TICs) securities.