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Jefferies Group

en.wikipedia.org/wiki/Jefferies_Group

Parent · Leucadia National Corporation. Website, jefferies.com. Jefferies LLC is an American global investment bank and institutional securities firm ... merger, Jefferies & Company, Inc....

Pacific West Securities ordered to pony up $2.1M over TICs

www.investmentnews.com/article/20120313/FREE/120319964/pacific-west-securities-ordered-to-pony-up-2-1m-over-tics

Mar 13, 2012 ... tenant in common exchanges Pacific West Finra arbitration ... million to a former client of a broker affiliated with Pacific West Securities Inc. ... a recruiting deal to move its brokers to Multi-Financial Securities Corp., one of the ...

Broker-Dealer Pacific West to Close Its Doors - ThinkAdvisor

www.thinkadvisor.com/2011/12/06/broker-dealer-pacific-west-to-close-its-doors

Dec 6, 2011 ... Pacific West, established in 1972, has 320 reps and clears through Pershing ... Multi-Financial Securities Corporation, headquartered in Denver, was ... role and also parent company Cetera Financial Group's leadership team.

Tenant-in-common continues to bring in money but industry is facing ...

wealthmanagement.com/practice-management/growing-pains

Oct 20, 2006 ... Securities offered through Pacific West Securities, Inc. Member NASD, .... DBSI Securities Corporation markets private offerings in real estate to ...

NRP Financial Inc. :: Stock Broker Fraud Blog

www.stockbrokerfraudblog.com/brokerage_firms/nrp_financial_inc/

Jan 10, 2012 ... Securities Fraud Lawsuit Names NRP Financial Inc. in $150M Minnesota Ponzi Scam ... National Retirement Partners Inc., which is NRP Financial's parent, sold its assets ... Holdings spokesperson, the company is not named in the securities ... Oppenheimer · Pacific West Securities · Park Financial Group ...

Texas Securities Scam Allegedly Bilked Investors of $4.4M :: Stock ...

www.stockbrokerfraudblog.com/2015/04/texas_securities_scam_allegedl.html

Apr 18, 2015 ... Texas Securities Scam Allegedly Bilked Investors of $4.4M :: Stock ... The regulator is also charging Vadda Energy Corporation, the publicly traded parent company of Mieka, ... SEC Charges Texas Oil Company and Its Founder with Securities .... Industry Regulatory Authority said that MetLife Securities Inc..

Shawn Smith | LinkedIn

www.linkedin.com/in/shawnhsmith

Pacific West Securities ... Parent Volunteer ... Assistant Vice President - Research and Product Development at Inland Real Estate Investment Corporation ...

Wholesale brokerage, clearing, electronic execution & trading support

www.gfigroup.com/

... and Asia Pacific, including steering groups for electronic market development. ... GFI Group Inc. Announces Successful Completion of its Consent Solicitation with ... In early 2016, BGC Partners, the parent company of BGC and GFI, expects to ... GFI Securities Limited is authorised and regulated by the Financial Conduct  ...

Pacific Life: Home

www.pacificlife.com/

For more than 145 years, Pacific Life has offered life insurance, annuities, ... Pacific Life's products are sold through financial planning firms, securities ... Peter J. Taylor of ECMC Foundation Elected to the Board of Pacific Mutual Holding Company ... Variable annuity sales rankings from Morningstar, Inc., Variable Annuity ...

SEC News Digest, 03-02-1988 - SEC.gov

www.sec.gov/news/digest/1988/dig030288.pdf

nently enjoined from securities fraud violations, from filing false documents with ... its parent, Middle South Utilities, Inc., whereby SERI will enter into a nuclear-fuel ... PINNACLE WEST CAPITAL CORP, 2828 NORTH CENTRAl AVE, PO BOX 52132, ... Series " 33-18810; Pierce International, Inc., 33-17679-0; Security Pacific ...

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Pacific West Securities Shuts Down, With Many Brokers To Be ...

news.efinancialcareers.com

Dec 8, 2011 ... Pacific West Securities, an independent broker dealer with about 290 affiliated ... Multi-Financial Securities Corp. and Pacific West are now ...

Distribution Platforms - Buffalo Funds

www.buffalofunds.com

Asset Management Securities Corporation ... Banc West Investment Services, Inc ... BBVA Securities Corporation of Puerto Rico ... Euro Pacific Capital, Inc. ..... limited voting rights, potential dependence on parent companies or sponsors for  ...

35th Annual Northwest Securities Institute - Oregon State Bar

www.osbar.org

Apr 18, 2015 ... 11:30 SEC Corporation Finance Developments ..... Pacific West Securities, Inc.— S-09-048-13-CO02 & S-10-249-14-CO02— ...... appealed, arguing that (1) in the case of Oppenheimer, one of Tremont's parent companies, the.