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Jefferies Group

en.wikipedia.org/wiki/Jefferies_Group

Parent · Leucadia National Corporation. Website, jefferies.com. Jefferies LLC is an American global investment bank and institutional securities firm ... merger, Jefferies & Company, Inc....

Pacific West Securities ordered to pony up $2.1M over TICs

www.investmentnews.com/article/20120313/FREE/120319964/pacific-west-securities-ordered-to-pony-up-2-1m-over-tics

Mar 13, 2012 ... tenant in common exchanges Pacific West Finra arbitration ... million to a former client of a broker affiliated with Pacific West Securities Inc. ... a recruiting deal to move its brokers to Multi-Financial Securities Corp., one of the ...

Broker-Dealer Pacific West to Close Its Doors - ThinkAdvisor

www.thinkadvisor.com/2011/12/06/broker-dealer-pacific-west-to-close-its-doors

Dec 6, 2011 ... Pacific West, established in 1972, has 320 reps and clears through Pershing ... Multi-Financial Securities Corporation, headquartered in Denver, was ... role and also parent company Cetera Financial Group's leadership team.

Distribution Platforms - Buffalo Funds

www.buffalofunds.com/distribution_platforms.html

Asset Management Securities Corporation ... Banc West Investment Services, Inc ... BBVA Securities Corporation of Puerto Rico ... Euro Pacific Capital, Inc. ..... limited voting rights, potential dependence on parent companies or sponsors for  ...

35th Annual Northwest Securities Institute - Oregon State Bar

www.osbar.org/cle/library/2015/NWSI15_Handbook.pdf

Apr 18, 2015 ... 11:30 SEC Corporation Finance Developments ..... Pacific West Securities, Inc.— S-09-048-13-CO02 & S-10-249-14-CO02— ...... appealed, arguing that (1) in the case of Oppenheimer, one of Tremont's parent companies, the.

SIPC - List of Members

www.sipc.org/list-of-members

SECURITIES INVESTOR PROTECTION CORPORATION ... 1ST BRIDGEHOUSE SECURITIES LLC. MIAMI , FL. 1ST DISCOUNT BROKERAGE INC.

BofI Holding, Inc. Announces Acquisition of Equipment Leases and ...

www.businesswire.com/news/home/20160404005335/en/BofI-Holding-Announces-Acquisition-Equipment-Leases-Operations

Apr 4, 2016 ... BofI Holding, Inc. (NASDAQ: BOFI) (the “Company”), parent company of ... of Equipment Leases and Operations of Pacific Western Equipment Finance ... detailed in the Company's periodic reports filed with the Securities and ...

Investing | Citizens Bank

www.citizensbank.com/investing/

Citizens Securities, Inc. Quarterly Trade Execution Report ... Great West Financial ; Hartford Investment Financial Services Company, LLC; Hartford Life ... Pacific Life Insurance Company; Pacific Select Distributors, Inc. PIMCO Investments, LLC ...

SEC News Digest, 03-02-1988

www.sec.gov/news/digest/1988/dig030288.pdf

Sections 15(b) and 19(h) of the Securities Exchange Act of 1934, and .... its parent, Middle South Utilities, Inc., whereby SERI will enter into a nuclear-fuel ... PINNACLE WEST CAPITAL CORP, 2828 NORTH CENTRAl AVE, PO BOX 52132 .... poration, 33-19082-D~ R.C. Pacific Realty L.P., 33-17900~ Pasta Via International,.

Wholesale brokerage, clearing, electronic execution & trading support

www.gfigroup.com/

... teams for the Americas, EMEA and Asia Pacific, including steering groups for ... GFI Group Inc. Announces Successful Completion of its Consent Solicitation with ... In early 2016, BGC Partners, the parent company of BGC and GFI, expects to ... GFI Securities Limited is authorised and regulated by the Financial Conduct ...

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Pacific West Securities Shuts Down, With Many Brokers To Be ...

news.efinancialcareers.com

Dec 8, 2011 ... Pacific West Securities, an independent broker dealer with about 290 affiliated ... Multi-Financial Securities Corp. and Pacific West are now ...

Section 1 - PacWest Bancorp

www.pacwestbancorp.com

Feb 26, 2016 ... Securities Registered Pursuant to Section 12(g) of the Act: None .... "Pacific Western" or the "Bank" refer to Pacific Western Bank together with its ... we are referring to PacWest Bancorp, the parent company, on a stand- ... Other. As a result of the Square 1 Financial, Inc., or "Square 1"...

2 - Securities Fraud Blog

securities-fraud-blog.com

Oct 1, 2013 ... The parent company directed UBS PR to substantially reduce its inventory of CEF shares. To accomplish ..... Pacific West Securities, Inc. No.