Apr 1, 2016 ... Ellis Investment Associates LLC ("PEIA"). 2. In a variety of different offering
materials, Paul and Ellis provided prospective clients with false and ...
Apr 28, 2016 ... A “free dinner” investment seminar ended in a fraud scheme that targeted elderly
... track record of their investment firm, Paul-Ellis Investment Associates. ... The
firm that Quay and Ellison founded, Aptus Planning LLC, located ...
Main Street, LLC v. Paul Ellis Investment Associates, LLC et al, Case No. 1:12-cv-
23809 in the Florida Southern District Court.
Owner at Paul Ellis Consulting: Marketing and Portfolio Strategies for ... I ran a
successful financial planning practice, Ellis and Associates, for over 23 years. ...
Zevin Asset Management LLC, a global SRI/ESG investment management firm
Apr 18, 2016 ... The SEC alleged that Joseph Andrew Paul and John D. Ellis, Jr., who managed
and jointly owned Paul-Ellis Investment Associates, LLC (PEIA) ...
Apr 11, 2016 ... ... Binger outlined some recent cases and priorities, first highlighting the one filed
last week against Paul-Ellis Investment Associates, which the ...
Apr 6, 2016 ... In recent years the SEC has brought a series of investment and offering ... of Paul
-Ellis Investment Associates LLC, registered as an investment ...
Apr 4, 2016 ... Four investment advisors have been charged with fraud for soliciting ... their firm
Paul-Ellis Investment Associates LLC, the SEC complaint says.
Rudy J. Baldoni is Chairman and CEO of Newport Investment Associates an
Irvine, ... Polo, Inc. and the Center of Real Estate at the Paul Merage School of
Business at UCI. ... Real Estate Group and then on to Grubb & Ellis Commercial
Real Estate where he was a ... Copyright © 2015 Newport Investment Associates,
Apr 6, 2016 ... No Free Lunch: SEC Calls “Free Dinner” Investment Seminars a Scam ... Ellis
and Paul created Paul-Ellis Investment Associates (PEIA) in ... Do., LLC. Is
offering up to $100,000.00. under Section 4(a)(6)/Reg CF of Other at ...