Web Results

IA-3543 - Securities and Exchange Commission


Jan 31, 2013 ... Section 203(f) of the Investment Advisers Act of 1940 (“Advisers Act”) against ... associated with Paul-Ellis Investment Associates, an investment ...

Andrew Paul | LinkedIn


View Andrew Paul's professional profile on LinkedIn. ... Lighthouse Capital Partners, LLC,; Paul-Ellis Investment Associates,; Wachovia Securities Financial  ...

Our Team | Newport Investment Associates


Rudy J. Baldoni is Chairman and CEO of Newport Investment Associates an Irvine, ... Polo, Inc. and the Center of Real Estate at the Paul Merage School of Business at UCI. ... Real Estate Group and then on to Grubb & Ellis Commercial Real Estate where he was a ... Copyright © 2015 Newport Investment Associates, LLC.

Institutional Members - The Forum for Sustainable and Responsible ...


Capital Intelligence Associates · Capital Management Securities ... Domini Social Investments LLC · Doug Nelson Money ... Investments · Paul Ellis Consulting

Investment Team - Investment Management, Online Financial ...


Renowned economist, Dr. Burton Malkiel, leads Wealthfront's investment team comprised of ... PhD, Chief Investment Officer. × ... Charles Ellis ... Paul Pfleiderer.

PA - Investment Advisor Search


Absolute Capital Management, LLC, Pittsburgh, PA, US, 336.4. Abundance ...... Paul-ellis Investment Associates, Philadelphia, PA, US, 15.0. Payne Capital ...

SEC Investment Advisors in Pennsylvania - Hedgeable


View a list of all SEC Registered Investment Advisors (RIAs) ...

CBRE Minneapolis, St. Paul Commercial Real Estate


The success of the Minneapolis/St. Paul CBRE office can be credited to the ... office represented the seller, Eden Prairie-based Grandma's Associates, LLC.

Disciplinary and Other FINRA Actions Reported for June 2014


Jun 3, 2014 ... the investing public of material information regarding Hennessy's activities. .... GFI Securities LLC (CRD #19982, New York, New York) submitted a Letter ..... SogoTrade, Inc. dba Wang Investment Associates, Inc. (CRD ..... Without admitting or denying the findings, Ellis consented to the sanctions and to the.

Investment Experience - A Premier Team of Private Equity ...


With unrivaled investment experience, Golden Gate Capital has assembled a premier team of private equity ... analyzing, structuring, and investing in companies across our target vertical markets. .... Associates .... Prior to joining Golden Gate Capital, Mr. Nelson was an associate with Kirkland & Ellis LLP, where he focused ....

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Helpful Resources

Main Street, LLC v. Paul Ellis Investment Associates, LLC et al ...


Case no. 1:12-cv-23809 in the Florida Southern District Court.