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Paul-Ellis Investment Associates - Investment Advisor - Philadelphia ...

investment-advisors.credio.com/l/25758/Paul-Ellis-Investment-Associates

Paul-Ellis Investment Associates is a registered investment advisory firm located in Philadelphia, Pennsylvania. The firm manages 7 accounts totaling an ...

SEC charges four with free-dinner scheme in Florida that ...

www.investmentnews.com/article/20160404/FREE/160409976/sec-charges-four-with-free-dinner-scheme-in-florida-that

Apr 4, 2016 ... Philadelphia residents Joseph Andrew Paul and John D. Ellis Jr. lied about ... for Paul-Ellis Investment Associates through Aptus Planning LLC, ...

Ellis BrokerCheck 4.4.16 - Israels Neuman, PLC

www.israelsneuman.com/wp-content/uploads/2016/04/Ellis-BrokerCheck-4.4.16.pdf

Apr 4, 2016 ... What if I want to check the background of an investment adviser firm or investment adviser .... PAUL-ELLIS INVESTMENT ASSOCIATES, LLC.

A Unique SEC Offering Fraud Action - SEC Actions

www.secactions.com/a-unique-sec-offering-fraud-action/

Apr 6, 2016 ... In recent years the SEC has brought a series of investment and ... Paul and Ellis are the co-founders of Paul-Ellis Investment Associates LLC, ...

Free Dinners Led To Fraud, SEC Says - Financial Advisor

www.fa-mag.com/news/free-dinners-lead-to-fraud--sec-says-26122.html

Apr 4, 2016 ... Four investment advisors have been charged with fraud for soliciting ... their firm Paul-Ellis Investment Associates LLC, the SEC complaint says.

SEC Says Pennsylvania Firm Owes Investors $4 Mln Dinner Bill ...

advisorhub.com/sec-says-pennsylvania-firm-owes-investors-4-mln-dinner-bill/

Apr 4, 2016 ... SEC Says Paul-Ellis Investment Associates Owes Investors. Ad: The SEC has filed charges against a registered investment advisory firm and ...

No Free Lunch: SEC Calls "Free Dinner" Investment Seminars a Scam

www.crowdfundinsider.com/2016/04/83892-no-free-lunch-sec-calls-free-dinner-investment-seminars-a-scam/

Apr 6, 2016 ... Ellis and Paul created Paul-Ellis Investment Associates (PEIA) in Pennsylvania in 2009 and registered as an investment advisor with the SEC.

SEC Enforcement Case Arises From “Free Dinner” Seminar Fraud ...

www.riacomplianceblog.com/2016/04/sec-enforcement-case-arises-free-dinner-seminar-fraud.html

Apr 18, 2016 ... The SEC alleged that Joseph Andrew Paul and John D. Ellis, Jr., who managed and jointly owned Paul-Ellis Investment Associates, LLC (PEIA) ...

Meet Paul - Ellis Wealth Management, LLC

elliswealthmanagement.net/meet-paul/

Ellis Wealth Management brings over twenty five years of experience in banking and wealth management. Paul Ellis holds a Certified Investment Management ...

SEC's local chief outlines her priorities - Philly.com

www.philly.com/philly/business/20160411_SEC_s_local_chief_outlines_her_priorities.html

Apr 11, 2016 ... ... Binger outlined some recent cases and priorities, first highlighting the one filed last week against Paul-Ellis Investment Associates, which the ...

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Joseph Andrew Paul, et al. - SEC

www.sec.gov

Apr 1, 2016 ... from more than a dozen investors through their jointly owned investment advisory firm, Paul-. Ellis Investment Associates LLC ("PEIA"). 2.

A Securities Fraud Worthy of Tarantino | Forward Forensics

www.fwdforensics.com

Apr 11, 2016 ... The curious case of Paul-Ellis Investment Associates LLC reads like a Quentin Tarantino screenplay in which fraudsters defraud fraudsters, ...

JOSEPH ANDREW PAUL, JOHN D. ELLIS, JR., ARJENT LLC, and ...

www.israelsneuman.com

Apr 4, 2016 ... At the seminars, they allegedly solicited the seniors to invest money in their investment advisory firm, Paul-Ellis Investment Associates.