Web Results

Joseph Andrew Paul, et al. - Securities and Exchange Commission

www.sec.gov/litigation/complaints/2016/comp23510.pdf

Apr 1, 2016 ... from more than a dozen investors through their jointly owned investment advisory firm, Paul-. Ellis Investment Associates LLC ("PEIA"). 2.

Main Street, LLC v. Paul Ellis Investment Associates, LLC et al ...

www.plainsite.org/dockets/odm4b1gg/florida-southern-district-court/main-street-llc-v-paul-ellis-investment-associates-llc-et-al/

Case No. 1:12-cv-23809 in the Florida Southern District Court.

Meet Paul - Ellis Wealth Management, LLC

elliswealthmanagement.net/meet-paul/

Ellis Wealth Management brings over twenty five years of experience in wealth management. Paul Ellis holds a Certified Investment Management Analyst ...

A Unique SEC Offering Fraud Action - SEC Actions

www.secactions.com/a-unique-sec-offering-fraud-action/

Apr 6, 2016 ... In recent years the SEC has brought a series of investment and ... Paul and Ellis are the co-founders of Paul-Ellis Investment Associates LLC, ...

Free Dinners Led To Fraud, SEC Says - Financial Advisor

www.fa-mag.com/news/free-dinners-lead-to-fraud--sec-says-26122.html

Apr 4, 2016 ... Four investment advisors have been charged with fraud for soliciting ... their firm Paul-Ellis Investment Associates LLC, the SEC complaint says.

SEC Says Pennsylvania Firm Owes Investors $4 Mln Dinner Bill ...

advisorhub.com/sec-says-pennsylvania-firm-owes-investors-4-mln-dinner-bill/

Apr 4, 2016 ... SEC Says Paul-Ellis Investment Associates Owes Investors. Ad: The SEC has filed charges against a registered investment advisory firm and ...

SEC Enforcement Case Arises From “Free Dinner” Seminar Fraud ...

www.riacomplianceblog.com/2016/04/sec-enforcement-case-arises-free-dinner-seminar-fraud.html

Apr 18, 2016 ... The SEC alleged that Joseph Andrew Paul and John D. Ellis, Jr., who managed and jointly owned Paul-Ellis Investment Associates, LLC (PEIA) ...

No Free Lunch: SEC Calls "Free Dinner" Investment Seminars a Scam

www.crowdfundinsider.com/2016/04/83892-no-free-lunch-sec-calls-free-dinner-investment-seminars-a-scam/

Apr 6, 2016 ... No Free Lunch: SEC Calls “Free Dinner” Investment Seminars a Scam ... Ellis and Paul created Paul-Ellis Investment Associates (PEIA) in Pennsylvania in 2009 ... ExchangeRight Net-Leased Preferred Equity Fund 3, LLC.

SEC's local chief outlines her priorities - Philly.com

www.philly.com/philly/business/20160411_SEC_s_local_chief_outlines_her_priorities.html

Apr 11, 2016 ... ... Binger outlined some recent cases and priorities, first highlighting the one filed last week against Paul-Ellis Investment Associates, which the ...

Andrew Paul | LinkedIn

www.linkedin.com/in/andrew-paul-58b19a1b

View Andrew Paul's professional profile on LinkedIn. ... Lighthouse Capital Partners, LLC,; Paul-Ellis Investment Associates,; Wachovia Securities Financial  ...

More Info

SEC charges four with free-dinner scheme in Florida that ...

www.investmentnews.com

Apr 4, 2016 ... Philadelphia residents Joseph Andrew Paul and John D. Ellis Jr. lied about ... for Paul-Ellis Investment Associates through Aptus Planning LLC, ...

JOSEPH ANDREW PAUL, JOHN D. ELLIS, JR., ARJENT LLC, and ...

www.israelsneuman.com

Apr 4, 2016 ... At the seminars, they allegedly solicited the seniors to invest money in their investment advisory firm, Paul-Ellis Investment Associates.

A Securities Fraud Worthy of Tarantino | Forward Forensics

www.fwdforensics.com

Apr 11, 2016 ... The curious case of Paul-Ellis Investment Associates LLC reads like a Quentin Tarantino screenplay in which fraudsters defraud fraudsters, ...