Web Results

Joseph Andrew Paul, et al. - Securities and Exchange Commission

www.sec.gov/litigation/complaints/2016/comp23510.pdf

Apr 1, 2016 ... Ellis Investment Associates LLC ("PEIA"). 2. In a variety of different offering materials, Paul and Ellis provided prospective clients with false and ...

SEC charges four with free-dinner scheme in Florida that ...

www.investmentnews.com/article/20160404/FREE/160409976/sec-charges-four-with-free-dinner-scheme-in-florida-that

Apr 4, 2016 ... Philadelphia residents Joseph Andrew Paul and John D. Ellis Jr. lied about ... for Paul-Ellis Investment Associates through Aptus Planning LLC, ...

A Securities Fraud Worthy of Tarantino | Forward Forensics

www.fwdforensics.com/fraud/securities-fraud-tarantino/

Apr 11, 2016 ... The curious case of Paul-Ellis Investment Associates LLC reads like a Quentin Tarantino screenplay in which fraudsters defraud fraudsters, ...

Paul Ellis | LinkedIn

www.linkedin.com/in/pauloellis

View Paul Ellis' professional profile on LinkedIn. ... I ran a successful financial planning practice, Ellis and Associates, for over 23 years. ... experts from Zevin Asset Management LLC, a global SRI/ESG investment management firm that uses a ...

A Unique SEC Offering Fraud Action - SEC Actions

www.secactions.com/a-unique-sec-offering-fraud-action/

Apr 6, 2016 ... In recent years the SEC has brought a series of investment and ... Paul and Ellis are the co-founders of Paul-Ellis Investment Associates LLC, ...

SEC's local chief outlines her priorities - Philly.com

www.philly.com/philly/business/20160411_SEC_s_local_chief_outlines_her_priorities.html

Apr 11, 2016 ... ... Binger outlined some recent cases and priorities, first highlighting the one filed last week against Paul-Ellis Investment Associates, which the ...

About | Paul Ellis Consulting

www.paulellisconsulting.com/about/

Over the past 15 years Paul has become a nationally recognized expert on sustainable investing. He has established a wide-ranging and deep network within ...

SEC Says Pennsylvania Firm Owes Investors $4 Mln Dinner Bill ...

advisorhub.com/sec-says-pennsylvania-firm-owes-investors-4-mln-dinner-bill/

Apr 4, 2016 ... SEC Says Paul-Ellis Investment Associates Owes Investors ... Andrew Paul, 39, and John D. Ellis Jr., 43, of Paul-Ellis Investment Associates in ...

Meet Paul - Ellis Wealth Management

elliswealthmanagement.net/meet-paul/

Ellis Wealth Management brings over twenty five years of experience in ... Paul Ellis holds a Certified Investment Management Analyst license (CIMA®) and is ... Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, ...

No Free Lunch: SEC Calls "Free Dinner" Investment Seminars a Scam

www.crowdfundinsider.com/2016/04/83892-no-free-lunch-sec-calls-free-dinner-investment-seminars-a-scam/

Apr 6, 2016 ... No Free Lunch: SEC Calls “Free Dinner” Investment Seminars a Scam ... Ellis and Paul created Paul-Ellis Investment Associates (PEIA) in Pennsylvania in 2009 ... South Austin Beer Partners, LLC dba South Austin Brewery.