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SEC charges four with free-dinner scheme in Florida that ...

www.investmentnews.com/article/20160404/FREE/160409976/sec-charges-four-with-free-dinner-scheme-in-florida-that

Apr 4, 2016 ... Philadelphia residents Joseph Andrew Paul and John D. Ellis Jr. lied about ... for Paul-Ellis Investment Associates through Aptus Planning LLC, ...

Main Street, LLC v. Paul Ellis Investment Associates, LLC et al ...

www.plainsite.org/dockets/odm4b1gg/florida-southern-district-court/main-street-llc-v-paul-ellis-investment-associates-llc-et-al/

Main Street, LLC v. Paul Ellis Investment Associates, LLC et al, Case No. 1:12-cv- 23809 in the Florida Southern District Court.

A Unique SEC Offering Fraud Action - SEC Actions

www.secactions.com/a-unique-sec-offering-fraud-action/

Apr 6, 2016 ... In recent years the SEC has brought a series of investment and ... Paul and Ellis are the co-founders of Paul-Ellis Investment Associates LLC, ...

Sustainable Investing | Paul Ellis Consulting

www.paulellisconsulting.com/sustainable-investing/

Sustainable investing integrates ESG (environmental, social and governance) criteria into a rigorous process of fundamental financial analysis. Sustainable ...

No Free Lunch: SEC Calls "Free Dinner" Investment Seminars a Scam

www.crowdfundinsider.com/2016/04/83892-no-free-lunch-sec-calls-free-dinner-investment-seminars-a-scam/

Apr 6, 2016 ... No Free Lunch: SEC Calls “Free Dinner” Investment Seminars a Scam ... Ellis and Paul created Paul-Ellis Investment Associates (PEIA) in Pennsylvania in 2009 and registered as an investment ... on Wefunder Portal LLC ...

SEC Says Pennsylvania Firm Owes Investors $4 Mln Dinner Bill ...

advisorhub.com/sec-says-pennsylvania-firm-owes-investors-4-mln-dinner-bill/

Apr 4, 2016 ... SEC Says Paul-Ellis Investment Associates Owes Investors. The SEC has filed charges against a registered investment advisory firm and four ...

JOSEPH ANDREW PAUL, JOHN D. ELLIS, JR., ARJENT LLC, and ...

www.israelsneuman.com/warning-impending-investigation-joseph-andrew-paul-john-d-ellis-jr-arjent-llc-and-kovack-securities/

Apr 4, 2016 ... At the seminars, they allegedly solicited the seniors to invest money in their investment advisory firm, Paul-Ellis Investment Associates.

Free Dinners Led To Fraud, SEC Says - Financial Advisor

www.fa-mag.com/news/free-dinners-lead-to-fraud--sec-says-26122.html

Apr 4, 2016 ... Four investment advisors have been charged with fraud for soliciting ... their firm Paul-Ellis Investment Associates LLC, the SEC complaint says.

SEC Enforcement Case Arises From “Free Dinner” Seminar Fraud ...

www.riacomplianceblog.com/2016/04/sec-enforcement-case-arises-free-dinner-seminar-fraud.html

Apr 18, 2016 ... The SEC alleged that Joseph Andrew Paul and John D. Ellis, Jr., who managed and jointly owned Paul-Ellis Investment Associates, LLC (PEIA) ...

Andrew Paul | LinkedIn

www.linkedin.com/in/andrew-paul-58b19a1b

View Andrew Paul's professional profile on LinkedIn. ... Lighthouse Capital Partners, LLC,; Paul-Ellis Investment Associates,; Wachovia Securities Financial  ...

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Joseph Andrew Paul, et al. - Securities and Exchange Commission

www.sec.gov

Apr 1, 2016 ... from more than a dozen investors through their jointly owned investment advisory firm, Paul-. Ellis Investment Associates LLC ("PEIA"). 2.

A Securities Fraud Worthy of Tarantino | Forward Forensics

www.fwdforensics.com

Apr 11, 2016 ... The curious case of Paul-Ellis Investment Associates LLC reads like a Quentin Tarantino screenplay in which fraudsters defraud fraudsters, ...

Meet Paul - Ellis Wealth Management, LLC

elliswealthmanagement.net

Paul Bertrand Ellis is an accomplished 25 year financial industry veteran. In addition to various investment and insurance licenses, he holds certification as a  ...