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Dedicated portfolio theory


Dedicated portfolio theory, in finance, deals with the characteristics and .... than portfolios owned by younger people who are not yet approaching retirement. ... Also, triple-A rated corporate bon...

Something in common: Firms that sold TICs from DBSI


Dec 8, 2010 ... Portfolio Advisors Alliance Inc. $120,000. American ... Partnervest Financial Group LLC (holding company for Partnervest Securities), $114,000.

Disciplinary and Other FINRA Actions Reported for June 2011


Jun 14, 2011 ... Portfolio Advisors Alliance, Inc. (CRD #101680, New York, New York) and ...... Benson acquired 1.1 million shares of stock in the corporation.

Alliances | Advisor Products, Inc.


American Portfolios Financial Services, Inc. (APFS) is a full-service broker/dealer ... Ameritas Investment Corporation (AIC) is a privately owned broker/dealer with a .... Royal Alliance Associates provides business development, education and ...

Nearly 100 Small To Midsize Firms Sued For Sales Of DBSI TICs


Brecek & Young Advisors Inc. (Merged into Securities America Corp. in 2009) ... Alliance Affiliated Equity Corp. ... Portfolio Advisors Alliance Inc. $120,000

Recover Losses DBSI Investments-Rex Securities Law-Boca Raton


Brecek & Young Advisors Inc. (Merged into Securities America Corp. in 2009) ... Alliance Affiliated Equity Corp. ... Portfolio Advisors Alliance Inc. $120,000.

Growing Pains - WealthManagement.com


Oct 20, 2006 ... The company specializes in the acquisition, financing and ownership of institutional ..... Portfolio Advisors Alliance, Inc. CA, Registered Rep.

Alphabetical Reference November 2014 1 - DTCC


LLC/Portfolio Margining ... Advisors Asset Management, Inc. ... Alexander Investment Services Co. ... Alliance Advisory & Securities, Inc. .... dba Altegris Funds.

Securities Matters Currently Under Investigation | Russell L. Forkey ...


Blue Sky Precious Metals, Inc. is a Florida corporation allegedly involved in the purchase and sale of precious metals for .... Brecek & Young Advisors Inc. ( Merged into Securities America Corp. in 2009) ... Portfolio Advisors Alliance Inc.



FIXED INCOME: IS YOUR PORTFOLIO MADE READY? ... How much the rebound helped investors' portfolios probably had a lot to do with how well they ...

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Portfolio Advisors Alliance, Inc: Private Company Information ...


Portfolio Advisors Alliance, Inc company research & investing information. Find executives and the latest company news.

About Us - Home


Portfolio Advisors Alliance is an independent financial services firm headquartered ... alternative investments to a diverse range of corporate clients, institutional investors and high net worth individuals. ... Portfolio Advisers Alliance Inc. (PAA).

John Thomas Financial Refugees Now Have To Stand *And* Salute ...


Aug 1, 2013 ... ... to join Portfolio Advisors Alliance Inc. in June along with 14 colleagues, ... ex- John Thomas brokers have joined National Securities Corp. this ...

Portfolio Advisors Alliance Archives - Securities Lawyers Blog


Jan 24, 2014 ... Articles Tagged with Portfolio Advisors Alliance ... by J.P. Turner & Company, L.L.C. (JP Turner) and Portfolio Advisors Alliance, Inc. (PAA), ... According to FINRA the three brokers owned and controlled two companies – Allen ...

Duff McDonald: We're as Dumb as We've Ever Been | Observer


Dec 18, 2013 ... ... reportedly turned down a $3 billion acquisition offer from Facebook and maybe even $4 billion from Google. He's an ... You started the company a little more than two years ago. ... and 14 colleagues from JTF down the street to Portfolio Advisors Alliance in June. ... Remember that whole LBO of Dell Inc.?