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RP Capital Group


Disclaimer. The RP Capital Group (“RP” or “RP Group”) kindly requests all users of this website (“Website”) to read the following information which refers to law ...

SEC says Gig Harbor investment firm and CEO charged with and ...


Sep 18, 2014 ... Strategic Capital Group LLC, which is additionally charged with ... to seek best execution for the transactions it executed through RP Capital.

Broker Complants: RP Capital LLC (CRD# 134768) :: Stock Fraud ...


Free Case Evaluation - Call (877) 238-4175 - Fitapelli | Kurta is dedicated to serving our clients with a range of legal services including Stock Fraud and ...

Whistleblower Lawsuits :: Stock Broker Fraud Blog


Strategic Capital Group LLC Settles SEC Charges for $600K ... over 1,100 principal transactions via affiliate RP Capital LLC, without the requisite customer consent. ..... company subsidiary employees, and not just parent company employees, ...

JDA and RedPrairie to Merge, Establishing Global Enterprise ...


Nov 1, 2012 ... The combined company will have a unique ability to address our customers' ... capital of RedPrairie, New Mountain Capital will also commit additional .... affiliate (the “Merger Sub”) of RP Crown Parent, LLC (the “Parent”), the.

RedPrairie Corporation: quotes & news - Google Finance


RedPrairie is currently a wholly owned subsidiary of RP Crown Parent, LLC, which is owned by private equity firm New Mountain Capital. New Mountain Capital ...



Feb 8, 2016 ... GLADSTONE CAPITAL CORPORATION. (Exact name ..... Legend Communications of Wyoming, LLC. Broadcasting .... RP Crown Parent, LLC.

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Strategic Capital Group, LLC and N. Gary Price - Sec


Sep 18, 2014 ... (“Advisers Act”), against Strategic Capital Group, LLC (“SCG”), and that ... RP Capital is a Washington limited liability company with its principal ...

RP Capital Group | CrunchBase


RP Capital Group, a financial firm specialising in investments. ... Update. Investments: 1 Investment in 1 Company; Exits: No Exits Found in CrunchBase.

Investment Management Regulatory Update - Davis Polk ...


Oct 20, 2014 ... PQR data, respectively, for the Parent Pool and the Trading Subsidiary ... (“RICs”) under the Investment Company Act of 1940, as amended (the .... broker-dealer, RP Capital, LLC (“RP Capital”) on behalf of the advisory clients.