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SMH Capital Advisors LLC


SMH Capital Advisors LLC provides advisory services for many types of investors ... clients in SMHCA managed account strategies and the Catalyst/SMH mutual ...

Asset Manager of the Month: SMH Capital Advisors - Wealth & Finance


SMHCA Capital Advisors, Inc. (SMHCA) is a privately-owned, value-oriented investment manager based in Fort Worth, Texas, specialising in fixed income ...

SMH Capital Fined $450,000 for Procedural Failures Regarding Soft ...


Jan 9, 2008 ... Washington, D.C. - The Financial Industry Regulatory Authority (FINRA) today announced that it has fined SMH Capital Inc. (f/k/a Sanders ...

Dwayne Moyers | LinkedIn


Current. SMH Capital Advisors, Inc. 105 connections ... Portfolio Manager. Dan Rudnitsky. Vice President & Sr. Portfolio Manager at SMH Capital Advisors ...

Michael S. Chadwick | LinkedIn


From 1994 through 2009, Mr. Chadwick was a Senior Vice President and Managing Director of SMH Capital, Inc., which at that time was the largest investment ...

Sanders Morris Harris Group Inc. Company Profile, Information ...


Sanders Morris Harris Group Inc. is a financial services firm that ranks as the .... became SMH Capital; and Cummer/Moyers became SMH Capital Advisors.

Privacy Policy - Kissinger Financial Services


We maintain a public internet site at www.smhgroup.com. ... Concept Capital, a division of SMH Capital Inc. Cummer/Moyers Capital Advisors; Cummer/Moyers ...

Shoreline Capital Advisors, Inc. :: Biographies


From 1997 until 2002, Mr. Grossman served Pentacon, Inc., a NYSE-listed company ... was a Senior Vice President and Managing Director for SMH Capital, Inc., ...

Michael S. Rosen - Illinois Secretary of State

www.ilsos.gov/adminactionssearch/adminactionssearch?command=viewPDF&itemId=92 3 ICM7 PRODCMZ13 SE_AA_MgtView59 26 A1001001A13C06B43839E9143018 A13C06B43839E914301 14 1051

C/o SMH Capital Inc,. 600 Travis, suile 5800. Houston, Texas 77002-3003. You are hereby notified that pursuant lo Section 11 .F of the Illinois Securities.

SMH Capital :: Stock Broker Fraud Blog


Jan 17, 2008 ... SMH Capital has agreed to pay $450,000 in fines to settle charges by the ... Resource Group LLC; First Southwest Company; Frontline Advisers ...

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Our Team - SMH Capital Advisors LLC


Dwayne Moyers has been with the firm since the founding of SMHCA in 1996 ...

SMH Capital Advisors - Investment Advisor - Fort Worth, Texas


Find details on SMH Capital Advisors in Fort Worth, Texas. View assets, client details, advisory ... Organization Type: Limited Liability Company. Regulator: SEC.

Megan Brown | LinkedIn


Vice President of Marketing and Business Development at SMH Capital Advisors ... role focuses on growing the company directly through sales and indirectly by ...