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Sanders Morris Harris Inc. in Houston, TX | US News Financial ...


Learn more about financial advisors at Sanders Morris Harris Inc. with the US News Advisor Finder.

Board of Directors - Yuma Energy, Inc.


Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37 years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent company.

Distribution Platforms - Buffalo Funds


Asset Management Securities Corporation ... Berthel Fisher & Company Financial Services, Inc. .... Harris Investor Services, Inc. .... Sanders Morris Harris, Inc. .... limited voting rights, potential dependence on parent companies or sponsors for ...

TCW Strategic Income Fund, Inc., 865 South Figueroa - TCW.com


Aug 5, 2016 ... Directors of TCW Strategic Income Fund, Inc. (the “Company”) is .... Sanders Morris Harris, a .... MWF is included because the parent of.

Team | Marlin Equity


Prior to joining Marlin, he worked at the Sanders Morris Harris Group, where he led ..... Mr. Brady is an Operating Executive in Marlin Operations Group, Inc., ... as well as on the Operating Board of its parent company, UK-based Misys plc.

Ric Edelman - - Fortune


Jan 15, 2016 ... And everyone—parents, siblings, friends, neighbors, coworkers, charities, ... Securities offered through Sanders Morris Harris Inc., an affiliated ...

Appendix B


19970205 19970531 Morgan Stanley Group Inc. Dean Witter ... 19970612 19970731 First of Michigan Capital Corp. Fahnestock ... parent of Prime Charter. Prime Charter is .... Garrison Inc. Firms are combined to form Sanders Morris Harris.

Exchange Act of 1934 - Securities and Exchange Commission


Parent and Merger Sub are affiliates of Lee Equity Partners, LLC, a private equity ... by Sanders Morris Harris Inc., a wholly owned subsidiary of the Company, ...

Bio – Robert E. Moore | Cowen Prime Services


... LLC, the company's former parent, and of Concept Capital Administration, LLC, ... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...

Forever 21 to Acquire Retailer Gadzooks - latimes


Feb 18, 2005 ... Forever 21 Inc., a fast-expanding Los Angeles apparel retailer that ... For example, the company could decide to convert the Gadzooks ... "They're just getting more aggressive," said Elizabeth Pierce, an analyst at Sanders Morris Harris. ... and San Diego-based Charlotte Russe Holding Inc., parent of the ...

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Sanders Morris Harris Group, serious competitor to the big roll-ups ...


Apr 5, 2010 ... Sanders Morris Harris Group, a quiet, publicly held company with one of the more unusual profiles in the advisory business, is preparing to go ...

Bret Sanders Joins The Joint Corp. Board of Directors


Apr 17, 2015 ... Prior to joining Sanders Morris Harris, Mr. Sanders was employed in the ... of directors of Ryan Sanders Baseball, Inc., parent company of The ...

Leadership & Contacts - Societies


Evan Smith is Vice President and Treasurer at CST Brands, Inc., a Fortune 500 ... research analyst with Sanders Morris Harris, and as a valuation consultant for ... Mike joined Frost Bank, the parent company of Frost Investment Advisors, LLC ...