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Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37
years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris
Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent
Asset Management Securities Corporation ... Berthel Fisher & Company
Financial Services, Inc. .... Harris Investor Services, Inc. .... Sanders Morris Harris,
Inc. .... limited voting rights, potential dependence on parent companies or
sponsors for ...
Aug 5, 2016 ... Directors of TCW Strategic Income Fund, Inc. (the “Company”) is .... Sanders
Morris Harris, a .... MWF is included because the parent of.
Prior to joining Marlin, he worked at the Sanders Morris Harris Group, where he
led ..... Mr. Brady is an Operating Executive in Marlin Operations Group, Inc., ... as
well as on the Operating Board of its parent company, UK-based Misys plc.
Jan 15, 2016 ... And everyone—parents, siblings, friends, neighbors, coworkers, charities, ...
Securities offered through Sanders Morris Harris Inc., an affiliated ...
19970205 19970531 Morgan Stanley Group Inc. Dean Witter ... 19970612
19970731 First of Michigan Capital Corp. Fahnestock ... parent of Prime Charter.
Prime Charter is .... Garrison Inc. Firms are combined to form Sanders Morris
Parent and Merger Sub are affiliates of Lee Equity Partners, LLC, a private equity
... by Sanders Morris Harris Inc., a wholly owned subsidiary of the Company, ...
... LLC, the company's former parent, and of Concept Capital Administration, LLC,
... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...
Feb 18, 2005 ... Forever 21 Inc., a fast-expanding Los Angeles apparel retailer that ... For
example, the company could decide to convert the Gadzooks ... "They're just
getting more aggressive," said Elizabeth Pierce, an analyst at Sanders Morris
Harris. ... and San Diego-based Charlotte Russe Holding Inc., parent of the ...