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Sanders Morris Harris Group, serious competitor to the big roll-ups ...

www.riabiz.com/a/732012/sanders-morris-harris-group-serious-competitor-to-the-big-roll-ups-launches-bid-from-texas

Sanders Morris Harris Group, a quiet, publicly held company with one of the more unusual profiles in the advisory business, is preparing to go on a $10 –$15 ...

Bret Sanders Joins The Joint Corp. Board of Directors

www.thejoint.com/2015/04/17/bret-sanders-joins-the-joint-corp-board-of-directors

Apr 17, 2015 ... Prior to joining Sanders Morris Harris, Mr. Sanders was employed in the ... of directors of Ryan Sanders Baseball, Inc., parent company of The ...

Wunderlich adds advisers, assets from Houston's Sanders Morris ...

www.bizjournals.com/houston/print-edition/2012/11/30/wunderlich-adds-advisers-assets-from.html

Nov 30, 2012 ... Wunderlich and Sanders Morris Harris are traditional brokerage firms, selling ... and wealth management firm Morgan Keegan Company Inc.

Distribution Platforms - Buffalo Funds

www.buffalofunds.com/distribution_platforms.html

Asset Management Securities Corporation ... Berthel Fisher & Company Financial Services, Inc. .... Harris Investor Services, Inc. .... Sanders Morris Harris, Inc. .... limited voting rights, potential dependence on parent companies or sponsors for ...

Edelman Financial Services, LLC Investment ... - Ric Edelman

www.edelmanfinancial.com/-/media/files/pdfs/edelman-financial-services-adv.pdf

5 days ago ... Dimensional Funds Sponsorship of EFS Corporate Events. .... indirectly own approximately 75% of The Edelman Financial Center, LLC, the direct parent of EFS. Other investors, including The Edelman Financial Center, Inc., ...

Appendix B

www3.nd.edu/~scorwin/papers/AppendixB.pdf

19970205 19970531 Morgan Stanley Group Inc. Dean Witter ... 19970612 19970731 First of Michigan Capital Corp. Fahnestock ... parent of Prime Charter. Prime Charter is .... Garrison Inc. Firms are combined to form Sanders Morris Harris.

Ric Edelman - - Fortune

fortune.com/author/ric-edelman/

Jan 15, 2016 ... And everyone—parents, siblings, friends, neighbors, coworkers, charities, ... Securities offered through Sanders Morris Harris Inc., an affiliated ...

Exchange Act of 1934 - Sec

www.sec.gov/Archives/edgar/data/1071341/000089109212002884/e48355prem14a.htm

Parent and Merger Sub are affiliates of Lee Equity Partners, LLC, a private equity ... by Sanders Morris Harris Inc., a wholly owned subsidiary of the Company, ...

March 5, 2015 - Alexandria Times

alextimes.com/wp-content/uploads/2015/03/03_05_2015-Alex_Times_Final-web.pdf

Mar 4, 2015 ... Securities offered through Sanders Morris Harris Inc., an affiliated ... work for a car parts company ... As parents, family members, students,.

Leadership & Contacts - Societies

www.cfasociety.org/sanantonio/Pages/Leadership.aspx

Evan Smith is Vice President and Treasurer at CST Brands, Inc., a Fortune 500 ... research analyst with Sanders Morris Harris, and as a valuation consultant for ... Mike joined Frost Bank, the parent company of Frost Investment Advisors, LLC ...

More Info

Sanders Morris Harris Inc. in Houston, TX | US News Advisors - Money

money.usnews.com

Learn more about financial advisors at Sanders Morris Harris Inc. with the US News Advisor Finder.

Board of Directors - Yuma Energy, Inc.

www.yumaenergyinc.com

Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37 years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent company.

Bio – Robert E. Moore | Cowen Prime Services

www.cowenprimeservices.com

... LLC, the company's former parent, and of Concept Capital Administration, LLC, ... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...