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Edelman Financial to be bought for $257 million - InvestmentNews


Apr 16, 2012 ... In 2005, Mr. Edelman sold his firm to Sanders Morris Harris Group Inc., a publicly traded holding company co-founded by Mr. Ball. Later ...

Sanders Morris Harris LLC ADV - Ric Edelman


Mar 31, 2015 ... Additional information about Sanders Morris Harris Inc. also is available ... bank and SMHI's parent company that pledged its assets, causing ...

Edelman Financial Services ADV - Ric Edelman


Apr 25, 2016 ... Edelman Financial Services, LLC (“EFS”) is replacing Sanders Morris Harris LLC (“SMH”) with EF ... positions at SMH and SMH's parent, Summer Wealth Management LLC. ..... Dimensional Funds Sponsorship of EFS Corporate Events. .... Other investors, including, The Edelman Financial Center, Inc., ...

bruce mcmaken | LinkedIn


... Proton Therapy Center,; Edelman Financial Services,; Sanders Morris Harris ... is the parent of WealthTrust LLC, a leading wealth management company.

Appendix B


19970205 19970531 Morgan Stanley Group Inc. Dean Witter ... 19970612 19970731 First of Michigan Capital Corp. Fahnestock ... parent of Prime Charter. Prime Charter is .... Garrison Inc. Firms are combined to form Sanders Morris Harris.

Distribution Platforms - Buffalo Funds


Asset Management Securities Corporation ... Berthel Fisher & Company Financial Services, Inc. .... Harris Investor Services, Inc. .... Sanders Morris Harris, Inc. .... limited voting rights, potential dependence on parent companies or sponsors for ...

Board of Directors - Yuma Energy, Inc.


Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37 years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent company.

Bio – Robert E. Moore | Cowen Prime Services


... LLC, the company's former parent, and of Concept Capital Administration, LLC, ... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...

The Truth About Ric Edelman - Caren Chesler - Resume and Articles


... than $100 million to Sanders Morris Harris Group, the Houston-based financial services ... Edelman says the parents would always say, “Why are you talking to us? ... services industry,” says Luke Chung, president of FMS Inc., a Vienna, Va. .... One Voice,” and everyone within the company is taught the same things so that ...

CNN.com - Transcripts


Jan 23, 2002 ... Time, Inc. ---------, Time.com, People, Fortune, EW, InStyle, Business 2.0 ... He is associated with Sanders Morris Harris Group. ... of threat about your future in your own company, based on your downgrading Enron's stock? ... I'm actually a native Houstonian, have a lot of friends in town, my parents live here...

More Info

Sanders Morris Harris Sued For Withholding Stock Sale Info - Law360


Feb 26, 2015 ... Houston-based broker-dealer Sanders Morris Harris Inc. withheld crucial ... of Yuma Energy Inc. stock to investors a week before the company ...

Bret Sanders Joins The Joint Corp. Board of Directors


Apr 17, 2015 ... Prior to joining Sanders Morris Harris, Mr. Sanders was employed in the ... of directors of Ryan Sanders Baseball, Inc., parent company of The ...

Popup | Cowen Prime Services


Mr. Poppell became affiliated with the company's predecessor in August ... the Concept Capital division of Sanders Morris Harris, Inc. from September 2008 until .... of Managers of Concept Capital Holdings, LLC, the company's former parent, ...