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Board of Directors - Yuma Energy, Inc.

www.yumaenergyinc.com/board-of-directors

Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37 years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent company.

S:\0-Judge's Desk\AFA v. Miresco.Opin re m to rescind [107, 108].wpd

www.gpo.gov/fdsys/pkg/USCOURTS-mied-2_02-cv-74650/pdf/USCOURTS-mied-2_02-cv-74650-2.pdf

Mar 16, 2006 ... Defendant Sanders Morris Harris, Inc. (“SMH”), a Texas financial services ... Weinstein, Spira & Company (“WSC”) is a firm of public accountants, and WSC was .... subsidiaries, and parent companies) and Innovation Growth ...

Popup | Cowen Prime Services

www.cowenprimeservices.com/category/popup/

Mr. Poppell became affiliated with the company's predecessor in August 2009 ... of the Concept Capital division of Sanders Morris Harris, Inc. from September 2008 .... LLC, the company's former parent, of Concept Capital Administration, LLC, ...

Bio – Robert E. Moore | Cowen Prime Services

www.cowenprimeservices.com/bio-robert-e-moore/

... LLC, the company's former parent, and of Concept Capital Administration, LLC, ... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...

Appendix B

www3.nd.edu/~scorwin/papers/AppendixB.pdf

19970612 19970731 First of Michigan Capital Corp. Fahnestock ... 20011017 20011112 Grand Charter Group Inc. Fahnestock & Co ... parent of Prime Charter. Prime Charter .... Garrison Inc. Firms are combined to form Sanders Morris Harris.

Why So Many Lottery Winners Go Broke - Fortune

fortune.com/2016/01/15/powerball-lottery-winners/

Jan 15, 2016 ... News Corp Revenue Falls for Fourth Quarter in a Row 5:15 PM EST .... And everyone—parents, siblings, friends, neighbors, coworkers, charities, and ... Securities offered through Sanders Morris Harris Inc., an affiliated ...

Exchange Act of 1934 - SEC

www.sec.gov/Archives/edgar/data/1071341/000089109212002884/e48355prem14a.htm

Parent and Merger Sub are affiliates of Lee Equity Partners, LLC, a private equity ... by Sanders Morris Harris Inc., a wholly owned subsidiary of the Company, ...

Monthly Disciplinary Actions February 2015 - finra

www.finra.org/sites/default/files/02_February_Disiplinary Actions_15.pdf

Feb 3, 2015 ... parent company acquired Goldman Sachs Execution & Clearing, L.P., the firms ..... Sanders Morris Harris Inc. (CRD #20580, Houston, Texas) ...

Radio-star RIAs drive giant growth at national chains one $400,000 ...

www.riabiz.com/a/6075001/radio-star-rias-drive-giant-growth-at-national-chains-one-400000-investor-at-a-time

Mar 25, 2011 ... In a move that looks the guppy swallowing the whale, Edelman Financial's publicly held parent company, Sanders Morris Harris Group, has just ...

Edelman expansion slows; back office 'overwhelmed' | RIABiz

www.riabiz.com/a/2852001/edelman-expansion-slows-back-office-overwhelmed

Oct 20, 2010 ... The new offices are costing Edelman's parent company roughly $800,000 a ... See: Sanders Morris Harris Group, serious competitor to the big roll-ups, ... which came from Edelman and Sanders Morris Harris Inc, Kissinger ...

Helpful Resources

Sanders Morris Harris LLC - Edelman Financial Services LLC

www.edelmanfinancial.com

Sanders Morris Harris LLC, member FINRA/SIPC, is a registered broker-dealer and investment advisor and may be unaffiliated with the financial institution ...

Sanders Morris Harris Group, Inc. - Local Business Directory

businessdirectory.bizjournals.com

Sanders Morris Harris Group, Inc. Claim This Profile. See incorrect or outdated information? If you are an authorized representative of this company you can use  ...

Bret Sanders Joins The Joint Corp. Board of Directors

www.thejoint.com

Apr 17, 2015 ... Prior to joining Sanders Morris Harris, Mr. Sanders was employed in the ... of directors of Ryan Sanders Baseball, Inc., parent company of The ...

Form SC 13G JOINT Corp Filed by: SANDERS MORRIS HARRIS INC.

www.streetinsider.com

Dec 11, 2015 ... Form SC 13G JOINT Corp Filed by: SANDERS MORRIS HARRIS INC. .... A parent holding company or control person in accordance with ...

Just complete a RIC-E Trust® Enrollment Form - Retirement InCome ...

www.ricetrust.com

... with Sanders Morris Harris Inc., an affiliated broker-dealer, member FINRA/ SIPC. ... Harris Inc. and 76% of Edelman Financial Center LLC, the parent company ...