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Sanders Morris Harris Group, serious competitor to the big roll-ups ...

riabiz.com/a/2010/4/5/sanders-morris-harris-group-serious-competitor-to-the-big-roll-ups-launches-bid-from-texas

Apr 5, 2010 ... Sanders Morris Harris Group, a quiet, publicly held company with one of the more unusual profiles in the advisory business, is preparing to go ...

Sanders Morris Harris Group Inc. Company Profile, Information ...

www.referenceforbusiness.com/history/Ro-Sh/Sanders-Morris-Harris-Group-Inc.html

Sanders Morris Harris Group Inc. is a financial services firm that ranks as the ... The company maintains offices in Houston, Dallas, Denver, Fort Worth, Los ...

Board of Directors - Yuma Energy, Inc.

www.yumaenergyinc.com/board-of-directors

Mr. Banks is the founder and majority owner of Yuma Energy, Inc. He has 37 years .... Vice Chairman of the Board of Directors of the Sanders Morris Harris Group, ... subsidiary SMH Capital, and CEO and Board Member of the parent company.

Distribution Platforms - Buffalo Funds

www.buffalofunds.com/distribution_platforms.html

Asset Management Securities Corporation ... Berthel Fisher & Company Financial Services, Inc. .... Harris Investor Services, Inc. .... Sanders Morris Harris, Inc. .... limited voting rights, potential dependence on parent companies or sponsors for ...

Popup | Cowen Prime Services

www.cowenprimeservices.com/category/popup/

In 1993 Ms. Heaphy joined Prudential Securities, Inc. in the Regulatory .... of the Board of Managers of Concept Capital Holdings, LLC, the company's former parent, .... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...

Monthly Disciplinary Actions February 2015 - finra

www.finra.org/sites/default/files/02_February_Disiplinary Actions_15.pdf

Feb 3, 2015 ... parent company acquired Goldman Sachs Execution & Clearing, L.P., the firms ..... Sanders Morris Harris Inc. (CRD #20580, Houston, Texas) ...

About - Sanders Morris Harris

www.smhgroup.com/about.html

Sanders Morris Harris' philosophy of financial partnership is consistent and unique. ​Embracing the same enduring business values for nearly 30 years, our  ...

Bio – Robert E. Moore | Cowen Prime Services

www.cowenprimeservices.com/bio-robert-e-moore/

... LLC, the company's former parent, and of Concept Capital Administration, LLC, ... a division of Sanders Morris Harris Inc., and headed the firm's Institutional ...

Leadership & Contacts - Societies

www.cfasociety.org/sanantonio/Pages/Leadership.aspx

Evan Smith is Vice President and Treasurer at CST Brands, Inc., a Fortune 500 ... research analyst with Sanders Morris Harris, and as a valuation consultant for ... Mike joined Frost Bank, the parent company of Frost Investment Advisors, LLC ...

Exchange Act of 1934 - Securities and Exchange Commission

www.sec.gov/Archives/edgar/data/1071341/000089109212002884/e48355prem14a.htm

Parent and Merger Sub are affiliates of Lee Equity Partners, LLC, a private equity ... by Sanders Morris Harris Inc., a wholly owned subsidiary of the Company, ...

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Sanders Morris Harris Inc. in Houston, TX | US News Financial ...

money.usnews.com

Learn more about financial advisors at Sanders Morris Harris Inc. with the US ... Sanders Morris Harris Inc. is a national financial advisory firm headquartered ... Kellogg Company (K) Faces Backlash from Breitbart in #DumpKelloggs Campaign.

Form SC 13G/A JOINT Corp Filed by: SANDERS MORRIS HARRIS ...

www.streetinsider.com

1 day ago ... Form SC 13G/A JOINT Corp Filed by: SANDERS MORRIS HARRIS INC. .... A parent holding company or control person in accordance with ...

Bret Sanders Joins The Joint Corp. Board of Directors

www.thejoint.com

Apr 17, 2015 ... Prior to joining Sanders Morris Harris, Mr. Sanders was employed in the ... of directors of Ryan Sanders Baseball, Inc., parent company of The ...