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Clarke v. Securities Industry Association | Casebriefs


Clarke v. Securities Industry Association. Share. Share on Facebook Share on Google+ Email this to someone. Search. Table of Contents ...

Klein & Co. Futures v. Bd. of Trade of NYC : SCOTUSblog


Klein & Co. Futures v. Bd. of Trade of NYC ... Brief for Petitioner Klein & Co. ... Amicus brief of the Futures Industry Association, Inc. in support of the petitioner.



468 U.S. 137 (104 S.Ct. 2979, 82 L.Ed.2d 107). SECURITIES INDUSTRY ASSOCIATION et al., Petitioners, v. BOARD OF GOVERNORS OF THE FEDERAL  ...

91778 -- Klein v. Oppenheimer & Co. -- Allegrucci -- Kansas ...


Mar 24, 2006 ... The purpose of the Kansas Securities Act, K.S.A. 17-1252 et seq., is to ...... In an amicus brief in Koruga, the Securities Industry Association, Inc., ...

Stuart Klein litigation lawyer, Bond, Schoeneck & King, Albany, New ...


Securities Industry Assoc., 52 A.D.3d 922 (3rd Dep't 2008); DG&A Management Services, LLC v. Securities Industry Assoc., 78 A.D.3d 1316 (3rd Dep't 2010).

A. Robert Pietrzak | P | People | Sidley Austin LLP


He helped successfully defend the seminal case in this area, Gartenberg v. Merrill Lynch, and represented a leading industry group as amicus in the Supreme ... He has consistently been named as a leading New York securities litigator by ... (brief for amicus Securities Industry and Financial Markets Association)(standard ...

Justin P. Klein - Ballard Spahr LLP


His practice also encompasses representation of other firms in the securities industry, including investment advisers, banks, and investment companies.

C3A040023 - finra


vs. John M. Meyers. Coram, NY and. Brian C. Klein. Farmingdale, NY, ... voluntarily terminated his association with that firm in November 2005. Klein entered the securities industry in February 1996 with a former NASD member firm , eventually ...

Klein, Andrew M. - Schiff Hardin LLP


Overview. Andrew M. Klein counsels securities exchanges, broker-dealer firms engaged in various segments of the securities industry, investment advisers, ...

S. Gregory Boyd — Frankfurt Kurnit Klein & Selz


S. Gregory Boyd is a partner, Co-Chair of the Privacy & Data Security Group and ... The International Association of Privacy Professionals (IAPP) has certified ... S. Gregory Boyd moderates a panel on privacy and data security in the game industry. .... S. Gregory Boyd's article, "Apple vs. the FBI: Why the Stakes Have Nev...

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Clarke v. Securities Indus. Ass'n :: 479 US 388 - Justia US Supreme ...


Clarke v. Securities Industry Association. No. 85-971. Argued November 3, 1986. Decided January 14, 1987. 479 U.S. 388. Syllabus. Petitioner Security Pacific ...

34-37835 - Securities and Exchange Commission


Jul 25, 1995 ... In the Matter of the Application of : : LARRY IRA KLEIN : 6685 ... T. Grant Callery and Susan L. Beesley, for the National Association of Securities Dealers, Inc. Appeal ..... OF PAGE 9====== industry, -[19]- Klein should have known that the .... Robert E. Kauffman, 51 S.E.C. 838, 840 n.7 (1993) (citing Hecht v.

Download PDF - Debevoise & Plimpton LLP


Aug 9, 2016 ... Lucia v. SEC: D.C. Circuit. Upholds Constitutionality of SEC's In-House Courts. 0 1 ... Klein: DOJ, SEC ... victory to the U.S. Securities and ... industry bar and $300,000 in monetary ...... Financial Markets Association, National.