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Lower court. United States Court of Appeals for the District of Columbia Circuit.
Citation. 479 US 388 (1987). Argued. Nov 3, 1986. Decided. Jan 14, 1987 ...
Clarke v. Securities Industry Association. No. 85-971. Argued November 3, 1986.
Decided January 14, 1987. 479 U.S. 388. Syllabus. Petitioner Security Pacific ...
Oct 29, 2007 ... Klein & Co. argues that it should have standing to sue the Board of Trade .... The
Futures Industry Association asserts that a decision against Klein .... Co. will
provide futures commission merchants with a security net to recover ...
Jul 25, 1995 ... In the Matter of the Application of : : LARRY IRA KLEIN : 6685 ... OF THE
COMMISSION REGISTERED SECURITIES ASSOCIATION .... At the first meeting,
Klein talked generally about the debt securities he .... OF PAGE 9====== industry
, -- Klein should have known that the .... Unlike 3M Company v.
Mar 24, 2006 ... The purpose of the Kansas Securities Act, K.S.A. 17-1252 et seq., is to ...... In an
amicus brief in Koruga, the Securities Industry Association, Inc., ...
Securities Industry Association, amicus curiae. ... The Appellate Division modified
in each case (Guice v Charles Schwab & Co., 214 AD2d 53; ..... uniform
disclosure requirements (see, e.g., 1990 Letter to Secretary, SEC from Andrew M.
He helped successfully defend the seminal case in this area, Gartenberg v.
Merrill Lynch, and represented a leading industry group as amicus in the
Supreme ... He has consistently been named as a leading New York securities
litigator by ... (brief for amicus Securities Industry and Financial Markets
Brief for Petitioner Klein & Co. ... Ali v. Federal Bureau of Prisons, et al., Docket
No. 06-9130. Merits briefs ... Brief for The National Association of State
Treasurers · Brief for Securities Industry and Financial Markets Association · Brief
for The ...
Mr. Sinai has also been engaged as an expert witness in various securities
litigation matters. ... for securities matters for both the Financial Industry
Regulatory Authority and the American Arbitration Association. ... “Rumors,
Possession v. Use ...