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www.law360.com/articles/758916

Feb 12, 2016 ... The U.S. Securities and Exchange Commission has reached a ... But the Second Circuit vacated the penalty, relying on the high court's then-recent ruling in Gabelli v. ... Pentagon Capital Management PLC et al., case number ...

www.sec.gov/litigation/litreleases/2012/lr22314.htm

Apr 2, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION ... SEC v. Pentagon Capital Management PLC et al., 08 CIV 03324 (RWS) (S.D.N.Y.).

www.sec.gov/litigation/litreleases/2012/lr22262-opinion.pdf

Feb 14, 2012 ... SECURITIES AND EXCHANGE COMMISSION. New York Regional Office .... SEC v. Pentagon Capital Management PLC, 612. F. Supp. 2d 241 (S.D.N.Y. 2009 ). 2 .... al though the best estimate of the 4: 00 PM value of. Stock B in the ..... which required that trades be placed by 4:00 p.m. ET in order to. 19.

caselaw.findlaw.com/us-2nd-circuit/1641331.html

Aug 8, 2013 ... SECURITIES AND EXCHANGE COMMISSION, Plaintiff–Appellee, v. PENTAGON CAPITAL MANAGEMENT PLC, Lewis Chester, ...

www.sec.gov/litigation/litreleases/2012/lr22262.htm

Feb 17, 2012 ... SEC v. Pentagon Capital Management PLC et al., 08 Civ. ... in favor of the U.S. Securities and Exchange Commission finding that United ...

law.justia.com/cases/federal/district-courts/new-york/nysdce/1:2014cv00645/422848/51

Jul 8, 2016 ... Revelation Capital Management Ltd. et al › Filing 51 ... Testimony of Defendants' ; Expert filed by Securities and Exchange Commission. For the ...

blogs.orrick.com/securities-litigation/2013/08/13/time-is-money-second-circuit-vacates-secs-38-million-fine-against-hedge-fund-pentagon-capital-management

Aug 13, 2013 ... Securities Litigation, Investigations and Enforcement ... $38 million fine against hedge fund Pentagon Capital Management PLC, holding that the ... Citing Gabelli, the Second Circuit in SEC v. ... 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, ..... Reich · Tilton et al. v.

www.telegraph.co.uk/finance/newsbysector/banksandfinance/9516100/Troubled-hedge-fund-Pentagon-to-fight-SECs-100m-fine.html

Sep 3, 2012 ... ... the US Securities and Exchange Commission nearly $100m (£63m) ... dramatic step after his hedge fund, Pentagon Capital Management, ...

www.telegraph.co.uk/finance/newsbysector/banksandfinance/9184684/Hedge-fund-Pentagon-Capital-Managements-fine-is-increased-to-100m.html

Apr 3, 2012 ... Lewis Chester, who ran Pentagon Capital Management ... The Securities Exchange Commission issued charges against Pentagon in 2008 ...

www.telegraph.co.uk/finance/financial-crime/9085471/Hedge-fund-boss-whose-explosive-emails-finally-caught-up-with-him.html

Feb 15, 2012 ... ... battle by the US Securities and Exchange Commission (SEC) to pin Pentagon Capital Management down for abusive mutual fund trading.