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Robert Jaffe (stockbroker)


Robert M. Jaffe (born 1944) is an American stockbroker. He was a long-time associate of Ponzi schemer Bernard Madoff and promoted Madoff's fund to wealthy investors in Massachusetts and Florida....

Cohmad Securities Corp., et al.


Nov 1, 2010 ... Securities and Exchange Commission v. Cohmad Securities Corp., et al., Civil Action No. 09-CV-5680 (LLS) (S.D.N.Y.). The Commission ...

Complaint: Cohmad Securities Corporation, Maurice J. Cohn ...


Jun 22, 2009 ... against defendants Cohmad Securities Corporation ("Cohmad"), Maurice J. Cohn . ("Maurice Cohn") .... the Securities Exchange Act of 1934 (the "Exchange Act") [ IS U.s.c. .... (LLS)("the Civil Action"); United States v. .... commissions and fees paid by BMIS for investors that Cohmad...

Cohmad Can't Shake Madoff Trustee's $245M Suit - Law360


Aug 1, 2011 ... The case is Picard v. Cohmad Securities Corp. et al., case number 09-ap-1305, in the U.S. Bankruptcy ... Securities and Exchange Commission ...

Special Committee Report - finra


SEC, or discussions within FINRA itself, regarding the CD program. As a result ... Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.

Revised Complaint against Cohmad.DOC - The New York Times


Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment Securities LLC et al., No. 08 CV 10791 (the “District Court ...

SIFMA Compliance and Legal Society Annual Seminar Current ...


Mar 18, 2012 ... SEC v. Radius Capital Corporation and Robert A. DiGiorgio ...................................... ........ 15. SEC ... SEC v. Provident Capital Indemnity, Ltd., et al.

Another Madoff Masquerade?: Questioning “Securities Fraud” in the ...


Dec 11, 2008 ... Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC (In re Bernard L. Madoff ... clients to Madoff and stating that "[t]he Cohns worked in Cohmad's .... 20, 2008, at Al (quoting a Beijing businessman as saying that Madoff...

a PDF of the full text - Paul Hastings


Mar 19, 2010 ... Securities and Exchange Commission (the “SEC”) and private ...... Committee of the University of Montreal Pension Plan et al. v. .... A notable development came in the Madoff-related SEC case against Cohmad Securities, Cohmad's ... by the Securities Investors Protection Corporation (“SIPC”) and that.

Irving H. Picard | BakerHostetler


He has served as a court-appointed trustee under the Securities Investor ... From 1976 through 1979, he served as Assistant General Counsel of the SEC. ... 104024 (S.D.N.Y. July 25, 2012); Securities Investor Protection Corporation v ... Cohmad Securities, 418 B.R. 75 (Bankr. .... Klein Maus & Shire, Inc., et al., S.D.N.Y., No.

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Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn ...


Jun 22, 2009 ... Securities and Exchange Commission v. Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn, and Robert M. Jaffe, (S.D.N.Y. Civ.

In Re: 09-01305-brl Irving H. Picard, Trustee for the Liquidation of B ...


Aug 1, 2011 ... Attorneys for Defendants Cohmad Securities Corporation, Maurice J. .... See Picard v. Cohmad. Sec. Corp., Nos. 09-CIV-07275, et al., 2009 WL ...

Recent Developments in Ponzi Scheme Litigation - Gibson Dunn


08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.) 102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.