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Robert Jaffe (stockbroker)


For the MIT physicist, see Robert Jaffe. Robert M. Jaffe (born 1944) is an American stockbroker. He was a long-time associate of Ponzi schemer Bernard Madoff and promoted Madoff's fund to wealth...

Administrative Proceeding: Robert M. Jaffe - SEC.gov


Nov 23, 2010 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) and Section 203(f) of the. Investment Advisers ... Exchange Commission v. Cohmad Securities Corp. et al., Civil Action Number 09 Civ. 5680. (LLS), in the ...

In Re: 09-01305-brl Irving H. Picard, Trustee for the Liquidation of B ...


Aug 1, 2011 ... Attorneys for Defendants Cohmad Securities Corporation, Maurice J. .... See Picard v. Cohmad. Sec. Corp., Nos. 09-CIV-07275, et al., 2009 WL ...

Special Committee Report - finra


SEC, or discussions within FINRA itself, regarding the CD program. As a result ... Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.

M - Saint Louis University

slu.edu/Documents/law/Law Journal/Archives/LJ56-2_Colesanti_Article.pdf

Dec 11, 2008 ... See CAPITALISM: A LOVE STORY (Overture Films 2009) (showing scenes of ... Specifically, the Securities and Exchange Commission (“SEC” ... 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. ... compensated to introduce clients to Madoff and stating that “[t]he Cohns worked in Cohmad's.

Recent Developments in Ponzi Scheme Litigation - Gibson Dunn


08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.) 102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.

Revised Complaint against Cohmad.DOC - The New York Times


Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment Securities LLC et al., No. 08 CV 10791 (the “District Court ...



Jan 19, 2011 ... Securities and Exchange Commission (Commission).3 ... Transcript of Plea Proceeding at 23, United States v. Madoff ... of Cohmad Securities Corporation. ..... Frank et al., Madoff Jailed After Admitting Epic Scam, WALL ST.

Cohmad Securities Corp., et al. - SEC.gov


Nov 1, 2010 ... Securities and Exchange Commission v. Cohmad Securities Corp., et al., Civil Action No. 09-CV-5680 (LLS) (S.D.N.Y.). The Commission ...

v. - US Department of Justice


a false filing with the Securities.and Exchange Commission. ("SEC")i .... Bernard L. Madoff, et. al., 08 Civ. ..... Wachovia Bank that had $17 million in cash, an account at Cohmad. Securities Corp. that had $45 million in securities, $2.6 million.

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SEC Complaint: Cohmad Securities Corporation, Maurice J. Cohn ...


Oct 29, 2010 ... PlaintiffSecurities and Exchange Commission ("Commission"), for its Amended. Complaint against defendants Cohmad Securities Corporation ("CohmadU. ) ..... E.C. v. Bernard L. Madoffand Bernard L. Madofflnvestment ..... hundreds ofinvestors who opened more than 800 al?counts with BMIS. 79. Although ...

SIFMA Compliance and Legal Society Annual Seminar Current ...


Mar 18, 2012 ... SEC v. Radius Capital Corporation and Robert A. DiGiorgio ...................................... ........ 15. SEC ... SEC v. Provident Capital Indemnity, Ltd., et al.

Another Madoff Masquerade?: Questioning “Securities Fraud” in the ...


Dec 11, 2008 ... Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC (In re Bernard L. Madoff ... clients to Madoff and stating that "[t]he Cohns worked in Cohmad's .... 20, 2008, at Al (quoting a Beijing businessman as saying that Madoff...