Web Results

Robert Jaffe (stockbroker)

en.wikipedia.org/wiki/Robert_Jaffe_(stockbroker)

He is Vice President of Cohmad Securities Corporation. ... and 2008, Jaffe withdrew at least $150 million, and the U.S. Securities and Exchange Commission (SEC) claims he ... The case is SEC v. ... ...

SIFMA Compliance and Legal Society Annual Seminar Current ...

www.sifma.org/uploadedfiles/events/2012/compliance_and_legal_society_annual_seminar/mondaygeneralsessionpanel.pdf

Mar 18, 2012 ... SEC v. Radius Capital Corporation and Robert A. DiGiorgio ...................................... ........ 15. SEC ... SEC v. Provident Capital Indemnity, Ltd., et al.

v. - US Department of Justice

www.justice.gov/usao-sdny/file/762756/download

a false filing with the Securities.and Exchange Commission. ("SEC")i ... BLMIS investment advisory clients' funds in securities as he had .... Madoff, et. al., 08 Civ. ...... Any and all interest in COHMAD Securities Corporation, 885 Third A venue,.

Irving H. Picard | BakerHostetler

www.bakerlaw.com/irvinghpicard/

He has served as a court-appointed trustee under the Securities Investor ... From 1976 through 1979, he served as Assistant General Counsel of the SEC. ... 104024 (S.D.N.Y. July 25, 2012); Securities Investor Protection Corporation v ... Cohmad Securities, 418 B.R. 75 (Bankr. .... Klein Maus & Shire, Inc., et al., S.D.N.Y., No.

Revised Complaint against Cohmad.DOC - The New York Times

graphics8.nytimes.com/images/2009/06/22/business/MadoffComplaint.pdf

Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment Securities LLC et al., No. 08 CV 10791 (the “District Court ...

Recent Developments in Ponzi Scheme Litigation - Gibson, Dunn ...

www.gibsondunn.com/publications/Documents/ZweifachKahn-PonziSchemeLitDevelopments.pdf

08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.) 102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.

Cohmad Securities Corp., et al. - Securities and Exchange ...

www.sec.gov/litigation/litreleases/2010/lr21718.htm

Nov 1, 2010 ... Securities and Exchange Commission v. Cohmad Securities Corp., et al., Civil Action No. 09-CV-5680 (LLS) (S.D.N.Y.). The Commission ...

MADOFF PONZI SCHEME EXPOSES - University of Baltimore ...

law.ubalt.edu/downloads/law_downloads/6_Law_Review_Issue_2_Smith.pdf

Jan 19, 2011 ... Securities and Exchange Commission (Commission).3 ... Transcript of Plea Proceeding at 23, United States v. Madoff ... of Cohmad Securities Corporation. ..... Frank et al., Madoff Jailed After Admitting Epic Scam, WALL ST.

M - Saint Louis University

slu.edu/Documents/law/Law Journal/Archives/LJ56-2_Colesanti_Article.pdf

Dec 11, 2008 ... See CAPITALISM: A LOVE STORY (Overture Films 2009) (showing scenes of ... Specifically, the Securities and Exchange Commission (“SEC” ... 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. ... compensated to introduce clients to Madoff and stating that “[t]he Cohns worked in Cohmad's.

HERE

www.lpf-law.com/media/2012/Doc1544 Receiver AppendixRe MtnToAmendFeeStructure 030912.pdf

Feb 9, 2012 ... SECURITIES AND EXCHANGE COMMISSION,. Plaintiff, v. ..... MATTER 11 – COHMAD SECURITIES CORPORATION . ..... Madoff, et al., No.

Helpful Resources

Cohmad Can't Shake Madoff Trustee's $245M Suit - Law360

www.law360.com

Law360, New York (August 1, 2011, 9:29 PM ET) -- A New York bankruptcy ... his suit alive despite the U.S. Securities and Exchange Commission's ... The case is Picard v. Cohmad Securities Corp. et al., case number 09-ap-1305, in the U.S. ...

34-63365 - SEC

www.sec.gov

Nov 23, 2010 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) and Section 203(f) of the. Investment Advisers ... Exchange Commission v. Cohmad Securities Corp. et al., Civil Action Number 09 Civ. 5680. (LLS), in the ...

In Re: 09-01305-brl Irving H. Picard, Trustee for the Liquidation of B ...

www.nysb.uscourts.gov

Aug 1, 2011 ... Attorneys for Defendants Cohmad Securities Corporation, Maurice J. .... See Picard v. Cohmad. Sec. Corp., Nos. 09-CIV-07275, et al., 2009 WL ...

ÿþExecuted Consent Order - Secretary of the Commonwealth

www.sec.state.ma.us

C. v. Cohmad Securities Corp, No. 09 Civ. 5680 (S.D.N.Y. Nov. 2, 2010). .... Pollock Robbins, Inc, et al. 199? Mass. Sec. Lex 1 (Mass. Sec 1997) citing Kittleson v ...

Special Committee Report - finra

www.finra.org

SEC, or discussions within FINRA itself, regarding the CD program. As a result ... Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.