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Cohmad Securities


Cohmad Securities was a US company whose main business was to introduce investors to the ... Between 1996 and 2008, Jaffe withdrew at least $150 million, and the SEC claims he was aware ... to revok...

Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn ...


Jun 22, 2009 ... Securities and Exchange Commission v. Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn, and Robert M. Jaffe, (S.D.N.Y. Civ.

In Re: 09-01305-brl Irving H. Picard, Trustee for the Liquidation of B ...


Aug 1, 2011 ... Attorneys for Defendants Cohmad Securities Corporation, Maurice J. .... See Picard v. Cohmad. Sec. Corp., Nos. 09-CIV-07275, et al., 2009 WL ...

Revised Complaint against Cohmad.DOC - The New York Times


Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment Securities LLC et al., No. 08 CV 10791 (the “District Court ...

SIFMA Compliance and Legal Society Annual Seminar Current ...


Mar 18, 2012 ... SEC v. Radius Capital Corporation and Robert A. DiGiorgio ...................................... ........ 15. SEC ... SEC v. Provident Capital Indemnity, Ltd., et al.

Special Committee Report - finra


SEC, or discussions within FINRA itself, regarding the CD program. As a result ... Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.

v. - US Department of Justice


a false filing with the Securities.and Exchange Commission. ("SEC")i .... Bernard L. Madoff, et. al., 08 Civ. ..... Wachovia Bank that had $17 million in cash, an account at Cohmad. Securities Corp. that had $45 million in securities, $2.6 million.

a PDF of the full text - Paul Hastings


Mar 19, 2010 ... Securities and Exchange Commission (the “SEC”) and private ...... Committee of the University of Montreal Pension Plan et al. v. .... A notable development came in the Madoff-related SEC case against Cohmad Securities, Cohmad's ... by the Securities Investors Protection Corporation (“SIPC”) and that.

October 29, 2010 Fourth Interim Report - Bernard L. Madoff


Oct 29, 2010 ... Picard v. Cohmad Securities Corporation, et al., Adv. Pro. No. ..... Net Equity Motion, and the SEC filed a brief substantially in support of the ...



Jan 19, 2011 ... criminal charges against Madoff included securities fraud, investment adviser .... the statute. SEC v. Ralston Purina Co., 346 U.S. 119, 126 (1953). 6. See Ralston Purina ... of Cohmad Securities Corporation. Broker Check ..... Frank et al., Madoff Jailed After Admitting Epic Scam, WALL ST. J., Mar. 13, 2009 ...

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Cohmad Can't Shake Madoff Trustee's $245M Suit - Law360


Law360, New York (August 1, 2011, 9:29 PM ET) -- A New York bankruptcy ... his suit alive despite the U.S. Securities and Exchange Commission's ... The case is Picard v. Cohmad Securities Corp. et al., case number 09-ap-1305, in the U.S. ...

Recent Developments in Ponzi Scheme Litigation - Gibson Dunn


08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.) 102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.

Another Madoff Masquerade?: Questioning “Securities Fraud” in the ...


Dec 11, 2008 ... Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC (In re Bernard L. Madoff ... clients to Madoff and stating that "[t]he Cohns worked in Cohmad's .... 20, 2008, at Al (quoting a Beijing businessman as saying that Madoff...