For the MIT physicist, see Robert Jaffe. Robert M. Jaffe (born 1944) is an
American stockbroker. He was a long-time associate of Ponzi schemer Bernard
Madoff and promoted Madoff's fund to wealth...
Nov 23, 2010 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) and
Section 203(f) of the. Investment Advisers ... Exchange Commission v. Cohmad
Securities Corp. et al., Civil Action Number 09 Civ. 5680. (LLS), in the ...
Aug 1, 2011 ... Attorneys for Defendants Cohmad Securities Corporation, Maurice J. .... See
Picard v. Cohmad. Sec. Corp., Nos. 09-CIV-07275, et al., 2009 WL ...
SEC, or discussions within FINRA itself, regarding the CD program. As a result ...
Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.
Dec 11, 2008 ... See CAPITALISM: A LOVE STORY (Overture Films 2009) (showing scenes of ...
Specifically, the Securities and Exchange Commission (“SEC” ... 15 U.S.C. §§
78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. ... compensated to introduce
clients to Madoff and stating that “[t]he Cohns worked in Cohmad's.
08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.)
102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.
Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment
Securities LLC et al., No. 08 CV 10791 (the “District Court ...
Jan 19, 2011 ... Securities and Exchange Commission (Commission).3 ... Transcript of Plea
Proceeding at 23, United States v. Madoff ... of Cohmad Securities Corporation.
..... Frank et al., Madoff Jailed After Admitting Epic Scam, WALL ST.
Nov 1, 2010 ... Securities and Exchange Commission v. Cohmad Securities Corp., et al., Civil
Action No. 09-CV-5680 (LLS) (S.D.N.Y.). The Commission ...
a false filing with the Securities.and Exchange Commission. ("SEC")i .... Bernard
L. Madoff, et. al., 08 Civ. ..... Wachovia Bank that had $17 million in cash, an
account at Cohmad. Securities Corp. that had $45 million in securities, $2.6