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Robert Jaffe (stockbroker) - Wikipedia


Robert M. Jaffe (born 1944) is an American stockbroker. He was a long-time associate of Ponzi schemer Bernard Madoff and promoted Madoff's fund to wealthy investors in Massachusetts and Florida....

Cohmad Securities Corp., et al. - Securities and Exchange ...


Nov 1, 2010 ... Securities and Exchange Commission v. Cohmad Securities Corp., et al., Civil Action No. 09-CV-5680 (LLS) (S.D.N.Y.). The Commission ...

SEC Complaint: Cohmad Securities Corporation, Maurice J. Cohn ...


Oct 29, 2010 ... PlaintiffSecurities and Exchange Commission ("Commission"), for its Amended. Complaint against defendants Cohmad Securities Corporation (" ..... Securities LLC, S.D.N.Y. 08 CV 10791 (LLS) ("the Civil Action"); United States v. ..... hundreds ofinvestors who opened more than 800 al?counts with BM...

SEC Complaint - Securities and Exchange Commission


S.E.C. v. Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC, No. 08-. CV-10791 (S.D.N.Y.) (LLS) (the ... U.S.C. § 78aaa et seq.). FACTS ... al~o supervised the creation of a voluminous body of documents setting out policies and procedures ..... Cohmad Securities Corporation ("Cohmad") and Robert Jaffe .

Special Committee Report - finra


SEC, or discussions within FINRA itself, regarding the CD program. As a result ... Complaint in SEC v. Cohmad Securities Corp. et al., S.D.N.Y. 09 Civ. 5680.

Asset Protection: Concepts & Strategies • View topic - Madoff ...


Aug 7, 2011 ... v. Cohmad Securities Corporation, et al., Defendants. Bankruptcy No. No. .... S.E.C. v. Madoff, et al., No. 08–CV–10791 (S.D.N.Y. filed Dec.

SIFMA Compliance and Legal Society Annual Seminar Current ...


Mar 18, 2012 ... SEC v. Radius Capital Corporation and Robert A. DiGiorgio ...................................... ........ 15. SEC ... SEC v. Provident Capital Indemnity, Ltd., et al.

Another Madoff Masquerade?: Questioning “Securities Fraud” in the ...


Dec 11, 2008 ... Securities Investor Protection Act of 1970, 15 U.S.C. §§ 78aaa et seq. (2006). 6. Sec. Investor Prot. Corp. v. Bernard L. Madoff Inv. Sec. LLC (In re Bernard L. Madoff ... clients to Madoff and stating that "[t]he Cohns worked in Cohmad's .... 20, 2008, at Al (quoting a Beijing businessman as saying that Madoff...

Revised Complaint against Cohmad.DOC - The New York Times


Jun 22, 2009 ... Court”) as Securities Exchange Commission vs. Bernard L. Madoff Investment Securities LLC et al., No. 08 CV 10791 (the “District Court ...

a PDF of the full text - Paul Hastings


Mar 19, 2010 ... Securities and Exchange Commission (the “SEC”) and private ...... Committee of the University of Montreal Pension Plan et al. v. .... A notable development came in the Madoff-related SEC case against Cohmad Securities, Cohmad's ... by the Securities Investors Protection Corporation (“SIPC”) and that.

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Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn ...


Jun 22, 2009 ... Securities and Exchange Commission v. Cohmad Securities Corporation, Maurice J. Cohn, Marcia B. Cohn, and Robert M. Jaffe, (S.D.N.Y. Civ.

Cohmad Can't Shake Madoff Trustee's $245M Suit - Law360


Aug 1, 2011 ... The case is Picard v. Cohmad Securities Corp. et al., case number 09-ap-1305, in the U.S. Bankruptcy ... Securities and Exchange Commission ...

Recent Developments in Ponzi Scheme Litigation - Gibson Dunn


08-45258 (Bankr. D. Minn.) 3. SEC v. Petters, et al., No. 09-cv-1750 (D. Minn.) 102 ..... the Madoff fraud was Cohmad Securities Corporation, a fund that.