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Complaint: SEC v. Peter J. Davis, Jr., John M. Youngdahl, and ...

www.sec.gov/litigation/complaints/comp18322.htm

Sep 4, 2003 ... Plaintiff, the United States Securities and Exchange Commission (the ... 2001, Peter J. Davis, Jr., a Washington, D.C.-based consultant; John M.

Peter J. Davis, Jr., John M. Youngdahl, and Steven E. Nothern ... - SEC

www.sec.gov/litigation/litreleases/lr18322.htm

Sep 4, 2003 ... SECURITIES AND EXCHANGE COMMISSION v. ... Peter J. Davis, Jr., the individual who misappropriated the Treasury Department information ...

Peter J. Davis, Jr., John M. Youngdahl and Steven E. Nothern ... - Sec

www.sec.gov/litigation/litreleases/lr18453.htm

Nov 12, 2003 ... SECURITIES AND EXCHANGE COMMISSION v. ... 4, 2003, alleges that beginning in 1994 Peter J. Davis, Jr., a Washington, D.C.-based ...

SEC.gov | SEC Charges Three in North Carolina With Insider Trading

www.sec.gov/News/PressRelease/Detail/PressRelease/1365171484866

The Securities and Exchange Commission today charged a former member of the board of directors at a ... The SEC alleges that H. Thomas Davis, Jr., who has a home in Wilmington N.C., breached his fiduciary duty to ... SEC Complaint vs.

Securities/Commodities/Exchanges Cases, Dockets and ... - Justia

dockets.justia.com/browse/circuit-4/noscat-13/nos-850

Fourth Circuit Securities/Commodities/Exchanges Cases filed in the the Fourth ... US Securities and Exchange Commission v. ... Defendant: Richard W Davis, Jr.

Richard W. Davis Jr. - SEC

www.sec.gov/litigation/admin/2016/ia-4423.pdf

Jun 15, 2016 ... The Securities and Exchange Commission (“Commission”) deems it ... in the civil action entitled Securities and Exchange Commission v.

Securities/Commodities/Exchanges Cases, Dockets and ... - Justia

dockets.justia.com/browse/state-north_carolina/noscat-13/nos-850

North Carolina Securities/Commodities/Exchanges Cases filed in the District of ... US Securities and Exchange Commission v. ... Defendant: Richard W Davis, Jr.

JUDGMENT AS TO DEFENDANT RICHARD W. DAVIS, JR. - The ...

cases.justia.com/federal/district-courts/north-carolina/ncwdce/3:2016cv00285/83287/4/0.pdf

The Securities and Exchange Commission having filed a Complaint and Defendant ... Richard W. Davis, Jr. having entered a general appearance; consented to the .... V. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that ...

Other Statutes Cases, Dockets and Filings in the District of North ...

dockets.justia.com/browse/state-north_carolina/noscat-13

SECURITIES AND EXCHANGE COMMISSION v. DAVIS ... Respondent: Richard W. Davis, Jr., DCG Real Assets, LLC, DCG Commercial Fund I, LLC and others.

SEC v. Graham - U.S. Courts

media.ca11.uscourts.gov/opinions/pub/files/201413562.pdf

May 26, 2016 ... The Securities and Exchange Commission (the “SEC” or ... J. Graham, Fred Davis Clark, Jr., Cristal R. Coleman, David W. Schwarz, and.

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Complaint Against H. Thomas Davis, Jr. - SEC

www.sec.gov

Sep 20, 2012 ... SOUTHERN DIVISION. SECURITIES AND EXCHANGE. COMMISSION,. Plaintiff, v. H. THOMAS DAVIS, JR.,. Defendant. Civil Action No.

Richard W. Davis, Jr., et al. - Securities and Exchange Commission

www.sec.gov

Jun 2, 2016 ... Securities and Exchange Commission v. Richard W. Davis, Jr., et al., Civil Action No. 3:16-cv00285 (W.D.N.C.). SEC: Adviser Steered Investor ...

Richard W. Davis, Jr., et al. - Securities and Exchange Commission

www.sec.gov

Jun 2, 2016 ... Plaintiff Securities and Exchange Commission alleges as follows: ... The Commission brings this action to enjoin Defendant Richard W. Davis, Jr. ..... of the Commission, appointing a receiver over the Relief. Defendants. V.