Jun 2, 2016 ... Securities and Exchange Commission v. Richard W. Davis, Jr., et al., Civil Action
No. 3:16-cv00285 (W.D.N.C.). SEC: Adviser Steered Investor ...
Jun 2, 2016 ... Plaintiff Securities and Exchange Commission alleges as follows: ... The
Commission brings this action to enjoin Defendant Richard W. Davis, Jr. ..... of the
Commission, appointing a receiver over the Relief. Defendants. V.
Jun 15, 2016 ... The Securities and Exchange Commission (“Commission”) deems it ...
proceedings and the findings contained in Section III.2., below, which are ...
thereunder, in the civil action entitled Securities and Exchange Commission v.
SEC Litigation Releases RSS Feed ... 1, 2016, Donald V. Watkins Sr., Esq.,
Watkins Pencor, LLC and Masada Resource .... 2, 2016, Richard W. Davis, Jr., et
Jun 2, 2016 ... The SEC alleged that Richard Wyatt Davis Jr., 39, breached his fiduciary duty
and failed to disclose his self-dealing to all of his investors.
Jun 2, 2016 ... Filing 4. JUDGMENT AS TO DEFENDANT RICHARD W. DAVIS, JR. - The
Defendant shall comply with the directions as set forth in this Order.
Nov 12, 2003 ... SECURITIES AND EXCHANGE COMMISSION v. PETER J. DAVIS, JR., JOHN M.
YOUNGDAHL and STEVEN E. NOTHERN (United States ...
Jan 27, 2010 ... SEC v. Davis, Case No. 03-CV6672 (S.D.N.Y. Filed Sept. 4, 2003). That case was
brought against: Peter Davis, Jr., who provided advice to ...
Jun 2, 2016 ... Offering fraud: SEC v. Davis, Civil Action No. ... action which names as a
defendant Richard Davis, Jr., an unregistered investment adviser. Mr. Davis,
while soliciting funds to invest in securities, began offering interests in “hard ...
May 26, 2016 ... The Securities and Exchange Commission (the “SEC” or ... J. Graham, Fred
Davis Clark, Jr., Cristal R. Coleman, David W. Schwarz, and.