Jun 2, 2016 ... Securities and Exchange Commission v. Richard W. Davis, Jr., et al., Civil Action
No. 3:16-cv00285 (W.D.N.C.). SEC: Adviser Steered Investor ...
Jun 2, 2016 ... Plaintiff Securities and Exchange Commission alleges as follows: ... The
Commission brings this action to enjoin Defendant Richard W. Davis, Jr. ..... of the
Commission, appointing a receiver over the Relief. Defendants. V.
Jun 15, 2016 ... The Securities and Exchange Commission (“Commission”) deems it ... in the civil
action entitled Securities and Exchange Commission v.
Jun 2, 2016 ... Offering fraud: SEC v. Davis, Civil Action No. ... action which names as a
defendant Richard Davis, Jr., an unregistered investment adviser. Mr. Davis,
while soliciting funds to invest in securities, began offering interests in “hard ...
Jun 17, 2016 ... ... Exchange Commission (“SEC”) charged Richard W. Davis Jr. (“Davis”), a North
... The SEC's Complaint alleged the following causes of action: fraud in ... SEC
Files Complaint for Injunctive and Other Relief Against Craig V.
May 26, 2016 ... The Securities and Exchange Commission (the “SEC” or ... J. Graham, Fred
Davis Clark, Jr., Cristal R. Coleman, David W. Schwarz, and.
Jan 27, 2010 ... SEC v. Davis, Case No. 03-CV6672 (S.D.N.Y. Filed Sept. 4, 2003). That case was
brought against: Peter Davis, Jr., who provided advice to ...
Jul 3, 2014 ... The U.S. Securities and Exchange Commission on Thursday announced that it ...
Christopher R. Conte, Charles C. Davis Jr., Jill S. Henderson, Mark Kreitman,
Kevin P. ... The case is Securities and Exchange Commission v.
Mar 9, 2016 ... The U.S. Securities and Exchange Commission has suspended former ... That
trial, which was prosecuted by the office of Manhattan District Attorney Cy Vance
Jr., ... The civil case is Securities and Exchange Commission v.
Jun 6, 2016 ... When I see a real estate case filed by the SEC I pay attention. The case against
Richard W. Davis, Jr. brought the “What is a Security?