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Femenia et al. - Securities and Exchange Commission

www.sec.gov/litigation/litreleases/2012/lr22560.htm

Dec 6, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 22560 / December 6, 2012. SEC v. Femenia et al., Civil Action No.

Securities and Exchange Commission v. Texas Gulf Sulphur Co ...

www.casebriefs.com/blog/law/corporations/corporations-keyed-to-klein/the-duties-of-officers-directors-and-other-insiders/securities-and-exchange-commission-v-texas-gulf-sulphur-co/

Securities and Exchange Commission v. ..... brought this suit against Defendants, Texas Gulf Sulphur Co., et al., after Defendants bought shares of Texas Gulf ...

SEC Charges 2 With Insider Trading Ahead of Shaw Takeover ...

www.law360.com/articles/524956/sec-charges-2-with-insider-trading-ahead-of-shaw-takeover

Apr 3, 2014 ... The Securities and Exchange Commission on Thursday charged two friends ... Femenia last year pled guilty in a related insider trading case involving ... The SEC case is Securities and Exchange Commission v. Wagner et al., case number 8:14-cv-01036, in the U.S. District Court for the District of Maryland.

annual review - Morrison Foerster

media2.mofo.com/documents/150211insidertradingannualreview.pdf

Feb 21, 2015 ... the trend for the SEC to bring more insider trading cases as ...... 2/28/2014 Aaron Wens. (United States v. Femenia, et al., W.D.N.C.. 2012).

Securities Litigation, Investigations and Enforcement - Orrick Blogs

blogs.orrick.com/securities-litigation/

5 days ago ... In Salman's brief, he argued that his conviction was inconsistent with the Court's seminal 1983 insider trading decision in SEC v. Dirks as ...

Securities and Exchange Commission v. PLCMGMT LLC, et al ...

regulatoryresolutions.com/case/securities-exchange-commission-v-plcmgmt-llc-et-al/

Securities and Exchange Commission v. PLCMGMT LLC ... PLCMGMT LLC, et al ., LACV16-02594-TJH (FFMx), U.S. District Court, Central District of California.

U.S. Attorney's Office Hosts Annual Meeting Of White Collar ...

www.justice.gov/usao-wdnc/pr/us-attorneys-office-hosts-annual-meeting-white-collar-securities-fraud-working-group-0

May 6, 2015 ... ... U.S. Securities & Exchange Commission (SEC), U.S. Commodity Futures Trading Commission (CFTC), ... United States v. ... Femenia, et. al.

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SEC.gov | SEC Charges Two Friends With Insider Trading Ahead of ...

www.sec.gov

Apr 3, 2014 ... The Securities and Exchange Commission today charged two friends ... The SEC already charged Femenia in a related insider trading case.

Securities and Exchange Commission v. W. J. Howey Co. | Casebriefs

www.casebriefs.com

Facts. Howey owned a large citrus grove and solicited investors to participate in his business venture. Howey would implement a land sale contract for a small ...

Man Pleads Guilty In $11M NC Insider Trading Case - Law360

www.law360.com

Jan 16, 2013 ... The U.S. Securities and Exchange Commission has sued each defendant as well . ... Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the Western ... Case Information. Case Title. USA v. Femenia et al ...