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Femenia et al. - Securities and Exchange Commission

www.sec.gov/litigation/litreleases/2012/lr22560.htm

Dec 6, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 22560 / December 6, 2012. SEC v. Femenia et al., Civil Action No.

SEC.gov | Administrative Proceedings

www.sec.gov/litigation/admin.shtml

RSS Feed SEC Administrative Proceedings RSS Feed .... 24, 2016, Michael S. Wilson, et al. and James T. Budden and Alexander W. Budden See also: ...

SEC Litigation Releases Archive 2012

www.sec.gov/litigation/litreleases/litrelarchive/litarchive2012.shtml

6, 2012, Femenia et al. See also: SEC ... 30, 2012, China North East Petroleum Holdings Limited, et al. .... 10, 2012, Louis V. Schooler and First Financial Planning Corporation d/b/a Western Financial Planning Corporation. LR-22475, Sep.

annual review - Morrison Foerster

media2.mofo.com/documents/150211insidertradingannualreview.pdf

the trend for the SEC to bring more insider trading cases as administrative ...... 1/ 28/2014 Roger Williams. (United States v. Femenia, et al., W.D.N.C.. 2012).

SEC Charges 2 With Insider Trading Ahead of Shaw Takeover ...

www.law360.com/articles/524956/sec-charges-2-with-insider-trading-ahead-of-shaw-takeover

Apr 3, 2014 ... The Securities and Exchange Commission on Thursday charged two friends ... Femenia last year pled guilty in a related insider trading case involving ... The SEC case is Securities and Exchange Commission v. Wagner et al., case number 8:14-cv-01036, in the U.S. District Court for the District of Maryland.

Here - US Court of Appeals

www.cadc.uscourts.gov/internet/opinions.nsf/734145190388E52D8525800A004F00CF/$file/15-1345-1629279.pdf

Aug 9, 2016 ... Dominick V. Freda, Senior Litigation Counsel, Securities and ... Solicitor, Securities and Exchange Commission, and Martin V. Totaro, Attorney.

Eleventh Circuit Joins Peers in Preserving SEC's Home Court ...

blogs.orrick.com/securities-litigation/2016/06/22/eleventh-circuit-joins-peers-in-preserving-secs-home-court-advantage/

Jun 22, 2016 ... The latest loss came on June 17, when the Eleventh Circuit in consolidated cases Gray Financial Group Inc. et al. v. SEC, No. 15-13738 (11<sup>th</sup> ...

U.S. Attorney's Office Hosts Annual Meeting Of White Collar ...

www.justice.gov/usao-wdnc/pr/us-attorneys-office-hosts-annual-meeting-white-collar-securities-fraud-working-group-0

May 6, 2015 ... ... U.S. Securities & Exchange Commission (SEC), U.S. Commodity Futures Trading Commission (CFTC), ... United States v. ... Femenia, et. al.

Ex-Wells Fargo Banker, Others Jailed For $11M Insider Plot - Law360

www.law360.com/articles/621782/ex-wells-fargo-banker-others-jailed-for-11m-insider-plot

Feb 13, 2015 ... Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the Western District of ... Case Information. Case Title. USA v. Femenia et al ... Federal Bureau of Investigation · Securities and Exchange Commission ...

Man Pleads Guilty In $11M NC Insider Trading Case - Law360

www.law360.com/articles/407943/man-pleads-guilty-in-11m-nc-insider-trading-case

Jan 16, 2013 ... The U.S. Securities and Exchange Commission has sued each defendant as well . ... Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the Western ... Case Information. Case Title. USA v. Femenia et al ...

More Info

SEC.gov | SEC Charges Two Friends With Insider Trading Ahead of ...

www.sec.gov

Apr 3, 2014 ... The Securities and Exchange Commission today charged two friends ... The SEC already charged Femenia in a related insider trading case.

John W. Femenia - Securities and Exchange Commission

www.sec.gov

Feb 26, 2014 ... Section 15(b) of the Securities Exchange Act of 1934 (“Exchange Act”) against John W. Femenia. (“Femenia” or ... On October 1, 2013, Femenia was criminally convicted of one count of ... North Carolina in United States v.

Bardman, et al. - Securities and Exchange Commission

www.sec.gov

Apr 20, 2016 ... Securities and Exchange Commission v. Bardman, et al., Civil Action No. 3:16-cv- 02023-RS (N.D.Cal.) SEC Files Case Against Erik Bardman, ...