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Femenia et al.: Lit. Rel. No. 22560 / December 6, 2012 - SEC.gov

www.sec.gov/litigation/litreleases/2012/lr22560.htm

Dec 6, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 22560 / December 6, 2012. SEC v. Femenia et al., Civil Action No.

Securities and Exchange Commission v. Femenia et al :: Justia ...

dockets.justia.com/docket/north-carolina/ncwdce/3:2012cv00803/69655

Dec 5, 2012 ... Securities/Commodities case filed on December 5, 2012 in the North Carolina Western District Court.

SEC Charges 2 With Insider Trading Ahead of Shaw Takeover ...

www.law360.com/articles/524956/sec-charges-2-with-insider-trading-ahead-of-shaw-takeover

Apr 3, 2014 ... The Securities and Exchange Commission on Thursday charged two friends ... Femenia last year pled guilty in a related insider trading case involving ... The SEC case is Securities and Exchange Commission v. Wagner et al., case number 8:14-cv-01036, in the U.S. District Court for the District of Maryland.

2014 Insider Trading Annual Review - Morrison Foerster

www.mofo.com/~/media/Files/ClientAlert/2015/02/150211InsiderTradingAnnualReview.pdf

Feb 21, 2015 ... the trend for the SEC to bring more insider trading cases as ...... 2/28/2014 Aaron Wens. (United States v. Femenia, et al., W.D.N.C.. 2012).

Gabelli v. SEC - Supreme Court

www.supremecourt.gov/opinions/12pdf/11-1274_aplc.pdf

Feb 27, 2013 ... GABELLI ET AL. v. SECURITIES AND EXCHANGE. COMMISSION. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR.

Recent Insider Trading Actions | Summer 2014 - Schulte Roth ...

www.srz.com/files/upload/Newsletters/Recent_Insider_Trading_Actions_Summer_2014_Chart.pdf

Sep 1, 2014 ... SEC v. Choi, 14-cv-. 2879 (S.D.N.Y. Apr. 23, 2014); SEC v. .... SEC v. All Know. Holdings Ltd. et al.,. No. 11-cv-08605. (N.D. Ill. Dec. 5, 2011). SEC ...... Status. SEC v. Femenia et al., No. 12-cv-00803. (GCM) (W.D.N.C.. Dec.

Gabelli v. Securities and Exchange Commission : SCOTUSblog

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission/

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

1st Quarter - nasba

media.nasba.org/files/2014/02/SEC_AICPA_IRS_PCAOB_ALD_2014Qtr2.xlsx

The Securities and Exchange Commission today charged CVS Caremark Corp. with ..... 13, BDO China Dahua CPA Co., Ltd, et al. ..... (United States v. ... According to the SEC's complaint filed in federal court in Greenbelt, Maryland, Femenia ...

April 2014 - SLCG Blog - Securities Litigation & Consulting Group

blog.slcg.com/2014_04_01_archive.html

Apr 1, 2014 ... SEC Files Action Against Former Stock Promoter Now in Prison for Lying to SEC Investigators, ..... Brett A. Cooper, et. al., "alleging that he and several of his companies ... on insider information they learned from investment banker, John W. Femenia, "about the ... Securities and Exchange Commission v.

Presidential War Powers as a Two-Level Dynamic - Duke Law ...

scholarship.law.duke.edu/cgi/viewcontent.cgi?article=6248&context=faculty_scholarship

Feb 11, 2015 ... Nations Charter or specific Security Council resolutions authorize nations to use force abroad, and ... Law. For research support, we thank our law libraries, and particularly Gabriela Femenia. .... Part V considers .... from Henry Knox, Sec'y of War, to Gov. ..... COUNCIL AND WAR 50 (Vaughn Lowe et al., eds.

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SEC.gov | SEC Charges Two Friends With Insider Trading Ahead of ...

www.sec.gov

Apr 3, 2014 ... The Securities and Exchange Commission today charged two friends ... The SEC already charged Femenia in a related insider trading case.

Maryland man to plead guilty to trading on inside info from ex-Wells ...

blog.thomsonreuters.com

Apr 18, 2014 ... SEC v. Wagner et al., No. 8:14-cv-01036, proposed consent ... college friend John Femenia, at the time a Wells Fargo & Co. investment banker.

Ex-Wells Fargo Banker, Others Jailed For $11M Insider Plot - Law360

www.law360.com

Feb 13, 2015 ... The case is USA v. Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the Western District of North Carolina. --Editing by Philip ... Federal Bureau of Investigation · Securities and Exchange Commission ...