Dec 6, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No.
22560 / December 6, 2012. SEC v. Femenia et al., Civil Action No.
RSS Feed SEC Administrative Proceedings RSS Feed .... 24, 2016, Michael S.
Wilson, et al. and James T. Budden and Alexander W. Budden See also: ...
6, 2012, Femenia et al. See also: SEC ... 30, 2012, China North East Petroleum
Holdings Limited, et al. .... 10, 2012, Louis V. Schooler and First Financial
Planning Corporation d/b/a Western Financial Planning Corporation. LR-22475,
the trend for the SEC to bring more insider trading cases as administrative ...... 1/
28/2014 Roger Williams. (United States v. Femenia, et al., W.D.N.C.. 2012).
Apr 3, 2014 ... The Securities and Exchange Commission on Thursday charged two friends ...
Femenia last year pled guilty in a related insider trading case involving ... The
SEC case is Securities and Exchange Commission v. Wagner et al., case number
8:14-cv-01036, in the U.S. District Court for the District of Maryland.
Aug 9, 2016 ... Dominick V. Freda, Senior Litigation Counsel, Securities and ... Solicitor,
Securities and Exchange Commission, and Martin V. Totaro, Attorney.
Jun 22, 2016 ... The latest loss came on June 17, when the Eleventh Circuit in consolidated
cases Gray Financial Group Inc. et al. v. SEC, No. 15-13738 (11<sup>th</sup> ...
May 6, 2015 ... ... U.S. Securities & Exchange Commission (SEC), U.S. Commodity Futures
Trading Commission (CFTC), ... United States v. ... Femenia, et. al.
Feb 13, 2015 ... Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the
Western District of ... Case Information. Case Title. USA v. Femenia et al ...
Federal Bureau of Investigation · Securities and Exchange Commission ...
Jan 16, 2013 ... The U.S. Securities and Exchange Commission has sued each defendant as well
. ... Femenia et al., case number 3:12-cr-00386, in the U.S. District Court for the
Western ... Case Information. Case Title. USA v. Femenia et al ...