Jun 12, 2015 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No.
23284 / June 12, 2015. SEC v. Matthew G. Teeple et al., Civil Action ...
Oct 13, 2016 ... The Securities and Exchange Commission (“Commission”) deems it appropriate
and in .... Teeple, et al., 13-cv-2010 (S.D.N.Y.) (VEC) (“SEC v.
Jun 11, 2015 ... The SEC said Thursday that Teeple and Riley had also agreed to pay ... of the
tougher legal standard established by the Second Circuit's U.S. v. ... Teeple et al.,
case number 1:13-cv-02010, in the U.S. District Court for the ...
Mar 9, 2015 ... Commission Chair Mary Jo White has called for the SEC to be more aggressive
in its enforcement ... SEC's civil enforcement arm into an aggressive law
enforcement agency modeled on a federal ..... SEC v. Obus47 and SEC v.
Moshayedi,48 the juries were not convinced by ..... 49 See Marc Powers, et al.
Jul 28, 2014 ... and Exchange Commission (“SEC”) to allege that enforcement ..... SEC v.
Graham et al. On May 12, 2014, the United States District Court for the. Southern
District of ..... of Diamondback Capital and Matthew Teeple of Artis.
Mutual Fund Adviser Settles with SEC for Fair Valuation and Disclosure ... Teeple
and Riley also were charged by criminal authorities and have since ... LR-23670
SEC v. .... IA-4492 In the Matter of Timbervest, LLC, Joel Barth Shapiro, et al