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Matthew G. Teeple et al. (Release No. LR-23284; June 12 ... - SEC

www.sec.gov/litigation/litreleases/2015/lr23284.htm

Jun 12, 2015 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 23284 / June 12, 2015. SEC v. Matthew G. Teeple et al., Civil Action ...

Matthew G. Teeple - SEC

www.sec.gov/litigation/admin/2015/ia-4124.pdf

Jun 22, 2015 ... The Securities and Exchange Commission (“Commission”) deems it appropriate and in the ... Matthew G. Teeple, et al., No. 13-CV-2010. (VEC) ... District Court for the Southern District of New York, in United States v. Matthew ...

Memorandum of the SEC in Support of Its Application

www.sec.gov/litigation/litreleases/enronmemo929.pdf

MEMORANDUM OF THE SECURITIES AND EXCHANGE COMMISSION. IN SUPPORT ..... SEC v. Kopper, et al., H-02-3127 (S.D.Tex.); SEC v. J.P. Morgan Chase & Co., H-03-2877. (S.D.Tex.). ..... v. Teeple, 286 F.3d 1047, 1051 (8" Cir. 2002).

Three more charged in insider trading probe | Reuters

www.reuters.com/article/us-insidertrading-charges-idUSBRE92P11720130326

Mar 26, 2013 ... Riley et al, U.S. District Court, Southern District of New York, No. 13-mag-00806; U.S. v. Johnson in the same court; and SEC v. Teeple et al in ...

U.S. v. RILEY by VALERIE CAPRONI, District Judge | Leagle.com

www.leagle.com/decision/In FDCO 20150304E68/U.S. v. RILEY

Mar 3, 2015 ... Michael Patrick Holland, Securities and Exchange Commission, Sarah Eddy ... Riley informed Teeple of, inter alia, nonpublic information regarding his ..... See 1 -6 Leonard B. Sand et al., Modern Federal Jury Instructions: ...

Gabelli v. Securities and Exchange Commission : SCOTUSblog

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission/

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

2014 Mid-Year Report - BakerHostetler

www.bakerlaw.com/files/uploads/Documents/Sec-Lit/2014SecuritiesLitigationMidYearUpdate.pdf

Jul 28, 2014 ... and Exchange Commission (“SEC”) to allege that enforcement ..... SEC v. Graham et al. On May 12, 2014, the United States District Court for the. Southern District of ..... of Diamondback Capital and Matthew Teeple of Artis.

Recent Enforcement Trends-How to Make Sure Your Compliance ...

www.acc.com/chapters/sfbay/upload/Association_of_Corporate_Counsel_May_2013_Presentation_FINAL.pdf

Securities and Exchange Commission (SEC) – Enforcement. Division ..... SEC v. Teeple, et al., No. 13-cv-2010 (S.D.N.Y.). • U.S. v. Riley, et al., No.

Gabelli v. SEC - Supreme Court

www.supremecourt.gov/opinions/12pdf/11-1274_aplc.pdf

Feb 27, 2013 ... GABELLI ET AL. v. SECURITIES AND EXCHANGE. COMMISSION. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR.

March 2013 - SLCG Blog - Securities Litigation & Consulting Group

blog.slcg.com/2013_03_01_archive.html

Mar 1, 2013 ... Hedge fund analyst, Matthew Teeple, has been charged by the SEC for allegedly trading on material non-public ... Securities and Exchange Commission v. Timothy J. Roth, et al., March 22, 2013, (Litigation Release No.

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SEC v. Matthew G. Teeple et al.

www.sec.gov

Jun 12, 2015 ... SECURITIES AND EXCHANGE COMMISSION. New York ... As alleged in the Commission's prior action, SEC v. Teeple, et al., 13-cv-2010.

Foundry Insiders Settle Civil Suits With SEC - Law360

www.law360.com

Jun 11, 2015 ... The SEC said Thursday that Teeple and Riley had also agreed to pay ... of the tougher legal standard established by the Second Circuit's U.S. v. ... Teeple et al., case number 1:13-cv-02010, in the U.S. District Court for the ...

Securities Litigation Insights - Vinson & Elkins

www.velaw.com

reached a settlement with the SEC concerning the. Deepwater Horizon ..... two cases that remain, Boilermakers Local 154 Retirement Fund, et al. v. Chevron Corp., No. ..... Teeple, who worked at a hedge-fund advisory firm, with insider trading ...