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Matthew G. Teeple et al. - Securities and Exchange Commission

www.sec.gov/litigation/litreleases/2015/lr23284.htm

Jun 12, 2015 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 23284 / June 12, 2015. SEC v. Matthew G. Teeple et al., Civil Action ...

SEC v. Matthew G. Teeple et al.

www.sec.gov/litigation/complaints/2015/comp23284.pdf

Jun 12, 2015 ... As alleged in the Commission's prior action, SEC v. Teeple, et al., 13-cv-2010. ( S.D.N.Y.) (VEC) (“SEC v. Teeple”), during the week leading up ...

Foundry Insiders Settle Civil Suits With SEC - Law360

www.law360.com/articles/667027/foundry-insiders-settle-civil-suits-with-sec

Jun 11, 2015 ... The SEC said Thursday that Teeple and Riley had also agreed to pay ... of the tougher legal standard established by the Second Circuit's U.S. v. ... Teeple et al., case number 1:13-cv-02010, in the U.S. District Court for the ...

Securities Litigation Insights - Vinson & Elkins

www.velaw.com/uploadedfiles/vesite/resources/securitieslitigationinsightsapril2013.pdf

Apr 10, 2013 ... reached a settlement with the SEC concerning the. Deepwater ..... two cases that remain, Boilermakers Local 154 Retirement Fund, et al. v. Chevron Corp., No. 7220 ..... Teeple, who worked at a hedge-fund advisory firm, with.

SECURITIES AND EXCHANGE COMMISSION v. WJ HOWEY CO. et ...

www.law.cornell.edu/supremecourt/text/328/293

328 U.S. 293 (66 S.Ct. 1100, 90 L.Ed. 1244). SECURITIES AND EXCHANGE COMMISSION v. W. J. HOWEY CO. et al. No. 843. Argued: May 2, 1946. Decided:  ...

Securities and Exchange Commission v. Towers Financial ...

www.quimbee.com/cases/securities-and-exchange-commission-v-towers-financial-corporation

The Securities and Exchange Commission (SEC) (plaintiff) sued Brater, et al. ( defendants) for false representations. At trial, Brater sought to introduce the ...

Three more charged in insider trading probe | Reuters

www.reuters.com/article/us-insidertrading-charges-idUSBRE92P11720130326

Mar 26, 2013 ... Riley et al, U.S. District Court, Southern District of New York, No. 13-mag-00806; U.S. v. Johnson in the same court; and SEC v. Teeple et al in ...

Securities and Exchange Commission v. Chenery Corp | Casebriefs

www.casebriefs.com/blog/law/administrative-law/administrative-law-keyed-to-lawson/statutory-constraints-on-agency-procedure/securities-and-exchange-commission-v-chenery-corp/

Facts. The Respondents purchased a total of 12,407 shares of the Corporation's stock while the reorganization plans were before the Commission.

Securities and Exchange Commission v. W. J. Howey Co. | Casebriefs

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co/

Facts. Howey owned a large citrus grove and solicited investors to participate in his business venture. Howey would implement a land sale contract for a small ...

Securities and Exchange Commission v. PLCMGMT LLC, et al ...

regulatoryresolutions.com/case/securities-exchange-commission-v-plcmgmt-llc-et-al/

Regulatory Resolutions is an SEC monitor & receiver appointed by courts across the ... PLCMGMT LLC, et al., LACV16-02594-TJH (FFMx), U.S. District Court, ...