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Matthew G. Teeple et al. - Securities and Exchange Commission


Jun 12, 2015 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 23284 / June 12, 2015. SEC v. Matthew G. Teeple et al., Civil Action ...

Artis Capital Management, L.P. and Michael W. Harden


Oct 13, 2016 ... The Securities and Exchange Commission (“Commission”) deems it appropriate and in .... Teeple, et al., 13-cv-2010 (S.D.N.Y.) (VEC) (“SEC v.

Foundry Insiders Settle Civil Suits With SEC - Law360


Jun 11, 2015 ... The SEC said Thursday that Teeple and Riley had also agreed to pay ... of the tougher legal standard established by the Second Circuit's U.S. v. ... Teeple et al., case number 1:13-cv-02010, in the U.S. District Court for the ...

Review of SEC Enforcement Developments in 2014 ... - WilmerHale


Mar 9, 2015 ... Commission Chair Mary Jo White has called for the SEC to be more aggressive in its enforcement ... SEC's civil enforcement arm into an aggressive law enforcement agency modeled on a federal ..... SEC v. Obus47 and SEC v. Moshayedi,48 the juries were not convinced by ..... 49 See Marc Powers, et al.

2014 Mid-Year Report - BakerHostetler


Jul 28, 2014 ... and Exchange Commission (“SEC”) to allege that enforcement ..... SEC v. Graham et al. On May 12, 2014, the United States District Court for the. Southern District of ..... of Diamondback Capital and Matthew Teeple of Artis.

Brightline Solutions News


Mutual Fund Adviser Settles with SEC for Fair Valuation and Disclosure ... Teeple and Riley also were charged by criminal authorities and have since ... LR-23670 SEC v. .... IA-4492 In the Matter of Timbervest, LLC, Joel Barth Shapiro, et al

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SEC v. Matthew G. Teeple et al.


Jun 12, 2015 ... SECURITIES AND EXCHANGE COMMISSION. New York ... As alleged in the Commission's prior action, SEC v. Teeple, et al., 13-cv-2010.

Three more charged in insider trading probe | Reuters


Mar 26, 2013 ... Riley et al, U.S. District Court, Southern District of New York, No. 13-mag-00806; U.S. v. Johnson in the same court; and SEC v. Teeple et al in ...

Securities Litigation Insights - Vinson & Elkins


reached a settlement with the SEC concerning the. Deepwater Horizon ..... two cases that remain, Boilermakers Local 154 Retirement Fund, et al. v. Chevron Corp., No. ..... Teeple, who worked at a hedge-fund advisory firm, with insider trading ...