Facts. Howey owned a large citrus grove and solicited investors to participate in
his business venture. Howey would implement a land sale contract for a small ...
Feb 1, 2007 ... Securities and Exchange Commission v. Allixon International Corp., et al., Civil
Action No. ... The Commission's order finds that Temple Securities, which had
previously been named as defendant in the SEC's injunctive action ...
Feb 1, 2007 ... The Securities and Exchange Commission (“Commission”) deems it appropriate
and in the ... Securities, Ltd., (“Temple Securities”) and Gregory Greatrex (“
Greatrex”)( ..... 5(a) and 5(c) of the Securities Act. Violations. V. As a result of the
.... v. Allixon International Corp., et al., until further order of such Court.
Mar 26, 2002 ... Plaintiff Securities and Exchange Commission ("Commission"), for its ... AGS, Inc.
("AGS"), Ardis D. Gaither, John R. Temple, Mark Lester Tuley, ...
Jun 4, 2014 ... William Michael Cunningham, Temple Hills, MD, Amicus Curiae pro se, in
support of affirmance. Dennis M. ... S.E.C. v. Citigroup Global Markets, Inc., 673 F.
3d 158 (2d Cir.2012). .... Goldman Sachs & Co. et al., No. 10 Civ.
Nov 18, 2005 ... The suit alleges Temple Securities Ltd., the Turks and Caicos brokerage firm,
along ... The case is Securities and Exchange Commission v. Allixon
International Corp et al, case number 3:05-cv-02260, in the U.S. District Court ...
Apr 13, 2015 ... Plaintiff Securities and Exchange Commission (the "Commission" or "SEC") files
this .... Advice LLC maintains its principal place of business in Temple, Texas. ....
LB Stocks'. SEC v. Leroy Brown, Jr., et al. COMPLAINT. Page6.
Feb 27, 2013 ... GABELLI ET AL. v. SECURITIES AND EXCHANGE. COMMISSION. CERTIORARI
TO THE UNITED STATES COURT OF APPEALS FOR.
Holding: The five-year statute of limitations for the SEC to bring a civil suit
seeking ... curiae of Securities Industry and Financial Markets Association, et al.
Securities and Exchange Commission (SEC or the Commission). .... On July 17,
2013, the Fifth Circuit's surprising decision in Asadi v. ..... 36. Joel Androphy et al.,
The Intersection of the Dodd-Frank Act and the Foreign Corrupt Practices Act: ...