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Securities and Exchange Commission v. W. J. Howey Co. | Casebriefs

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co/

Facts. Howey owned a large citrus grove and solicited investors to participate in his business venture. Howey would implement a land sale contract for a small ...

Allixon International Corp., et al.: Lit. Rel. No. 19987 ... - SEC.gov

www.sec.gov/litigation/litreleases/2007/lr19987.htm

Feb 1, 2007 ... Securities and Exchange Commission v. Allixon International Corp., et al., Civil Action No. ... The Commission's order finds that Temple Securities, which had previously been named as defendant in the SEC's injunctive action ...

Administrative Proceeding: Temple Securities, Ltd., and ... - SEC.gov

www.sec.gov/litigation/admin/2007/33-8779.pdf

Feb 1, 2007 ... The Securities and Exchange Commission (“Commission”) deems it appropriate and in the ... Securities, Ltd., (“Temple Securities”) and Gregory Greatrex (“ Greatrex”)( ..... 5(a) and 5(c) of the Securities Act. Violations. V. As a result of the .... v. Allixon International Corp., et al., until further order of such Court.

Complaint: SEC v. Big Country AGS, Inc. d/b/a AGS, Inc., et al.

www.sec.gov/litigation/complaints/complr17434.htm

Mar 26, 2002 ... Plaintiff Securities and Exchange Commission ("Commission"), for its ... AGS, Inc. ("AGS"), Ardis D. Gaither, John R. Temple, Mark Lester Tuley, ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v ...

caselaw.findlaw.com/us-2nd-circuit/1668662.html

Jun 4, 2014 ... William Michael Cunningham, Temple Hills, MD, Amicus Curiae pro se, in support of affirmance. Dennis M. ... S.E.C. v. Citigroup Global Markets, Inc., 673 F. 3d 158 (2d Cir.2012). .... Goldman Sachs & Co. et al., No. 10 Civ.

SEC Clamps Down On Offshore Trading Of Unregistered Stock ...

www.law360.com/articles/4545/sec-clamps-down-on-offshore-trading-of-unregistered-stock

Nov 18, 2005 ... The suit alleges Temple Securities Ltd., the Turks and Caicos brokerage firm, along ... The case is Securities and Exchange Commission v. Allixon International Corp et al, case number 3:05-cv-02260, in the U.S. District Court ...

Leroy Brown, Jr. and LB Stocks and Trades Advice LLC - SEC.gov

www.sec.gov/litigation/complaints/2015/comp-pr2015-66.pdf

Apr 13, 2015 ... Plaintiff Securities and Exchange Commission (the "Commission" or "SEC") files this .... Advice LLC maintains its principal place of business in Temple, Texas. .... LB Stocks'. SEC v. Leroy Brown, Jr., et al. COMPLAINT. Page6.

Gabelli v. SEC - Supreme Court

www.supremecourt.gov/opinions/12pdf/11-1274_aplc.pdf

Feb 27, 2013 ... GABELLI ET AL. v. SECURITIES AND EXCHANGE. COMMISSION. CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR.

Gabelli v. Securities and Exchange Commission : SCOTUSblog

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission/

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

inside or out - Temple Law Review

www.templelawreview.org/lawreview/assets/uploads/2015/01/Pacella-86-Temp.-L.-Rev.-721.pdf

Securities and Exchange Commission (SEC or the Commission). .... On July 17, 2013, the Fifth Circuit's surprising decision in Asadi v. ..... 36. Joel Androphy et al., The Intersection of the Dodd-Frank Act and the Foreign Corrupt Practices Act: ...

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Securities and Exchange Commission v. Charles E. Edwards ...

www.casebriefs.com

View this case and other resources at: Citation. 540 U.S 389 (2004) Brief Fact Summary. Charles Edwards's (Defendant) corporation sold.

ALLIXON INTERNATIONAL CORP., SILVER LAKE ... - SEC.gov

www.sec.gov

Nov 17, 2005 ... SEC v. Allixon International Corp., et al. COMPLAINT. Page - 1. IN THE ... (“ Allixon”) by Temple Securities, Ltd., a Turks & Cacios securities firm ...

World Capital Market Inc., et al. (Release No. LR-22953 ... - SEC.gov

www.sec.gov

Mar 28, 2014 ... Securities and Exchange Commission v. World Capital Market Inc., et al., Civil Action No. ... The entities are based in California and Hong Kong and controlled by “Phil” Ming Xu, who is a resident of Temple City, California.