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Allixon International Corp., et al.: Lit. Rel. No. 19987 / February ... - Sec

www.sec.gov/litigation/litreleases/2007/lr19987.htm

Feb 1, 2007 ... Securities and Exchange Commission v. Allixon International Corp., et al., Civil Action No. ... The Commission's order finds that Temple Securities, which had previously been named as defendant in the SEC's injunctive action ...

Securities and Exchange Commission v. McDonald Investment Co ...

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/intrastate-offerings-section-3a11-and-rule-147/securities-and-exchange-commission-v-mcdonald-investment-co/

Facts. As president and treasurer of McDonald Investment Company, McDonald also owned all of the Minnesota corporations stock. The corporation had its only ...

Securities and Exchange Commission v. W. J. Howey Co. | Casebriefs

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co/

Facts. Howey owned a large citrus grove and solicited investors to participate in his business venture. Howey would implement a land sale contract for a small ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v ...

caselaw.findlaw.com/us-2nd-circuit/1668662.html

Jun 4, 2014 ... William Michael Cunningham, Temple Hills, MD, Amicus Curiae pro se, in support of affirmance. Dennis M. ... S.E.C. v. Citigroup Global Markets, Inc., 673 F. 3d 158 (2d Cir.2012). .... Goldman Sachs & Co. et al., No. 10 Civ.

SECURITIES AND EXCHANGE COMMISSION v. CHENERY ...

www.law.cornell.edu/supremecourt/text/318/80

318 U.S. 80 (63 S.Ct. 454, 87 L.Ed. 626). SECURITIES AND EXCHANGE COMMISSION v. CHENERY CORPORATION et al. No. 254. Argued: Dec. 17, 18, 1942 ...

inside or out - Temple University Sites

sites.temple.edu/lawreview/files/2015/01/Pacella-86-Temp.-L.-Rev.-721.pdf

Securities and Exchange Commission (SEC or the Commission). .... On July 17, 2013, the Fifth Circuit's surprising decision in Asadi v. ..... 36. Joel Androphy et al., The Intersection of the Dodd-Frank Act and the Foreign Corrupt Practices Act: ...

Gabelli v. Securities and Exchange Commission | Oyez

www.oyez.org/cases/2012/11-1274

Gabelli v. Securities and Exchange Commission ... Marc J. Gabelli, et al. ... The district court dismissed the SEC's claims for failure to bring the suit within the ...

United States Court of Appeals - US Court of Appeals

www.cadc.uscourts.gov/internet/opinions.nsf/FF29F3106C78287585257E82005269D2/$file/14-1134-1562387.pdf

Jul 14, 2015 ... Dominick V. Freda, Senior Litigation Counsel, Securities ... Securities and Exchange Commission (SEC or Commission). The SEC investigated ...

Gabelli v. Securities and Exchange Commission : SCOTUSblog

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission/

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

Temple University Beasley School of Law - finra

www.finra.org/sites/default/files/notice_comment_file_ref/15-06_TempleLawSchool_comment.pdf

May 18, 2015 ... (“'[R]easonable investors' are the market.”); Sec. & Exch. Comm'n v. .... Fox et al., Law, Share Price Accuracy, and Economic Performance: The ...

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Temple Securities, Ltd., and Gregory Greatrex

www.sec.gov

Feb 1, 2007 ... The Securities and Exchange Commission (“Commission”) deems it appropriate and in the ... Securities, Ltd., (“Temple Securities”) and Gregory Greatrex (“ Greatrex”)( ..... 5(a) and 5(c) of the Securities Act. Violations. V. As a result of the .... v. Allixon International Corp., et al., until further order of such Court.

Securities and Exchange Commission v. Texas Gulf Sulphur Co ...

www.casebriefs.com

Plaintiff, the Securities and Exchange Commission, brought this suit against Defendants, Texas Gulf Sulphur Co., et al., after Defendants bought shares of Texas ...

SEC v. Zandford | Casebriefs

www.casebriefs.com

Facts. An elderly man, William Wood, was persuaded by Zandford, a stockbroker, to open a joint investment account for himself and his mentally retarded ...