KASILAG et al v. HARTFORD INVESTMENT FINANCIAL SERVICES, LLC, No. 1: 2011cv01083 - Document 185 (D.N.J. 2016) case opinion from the District of ...
Several shareholders in the Hartford Funds brought this lawsuit, alleging that the investment adviser, Hartford Investment Financial Services, was charging ...
Sep 29, 2011 ... According to the Investment Company Institute, as of April 2009, nearly 40 ... The most recent case, Sivolella v. ... the U.S. District Court of the District of Delaware, entitled Southworth, et al. v. Hartford Financial Services, LLC.
Section 36(b) of the Investment Company Act of 1940 (ICA) establishes a ... on behalf of investors against financial institutions— ... Jones v. Harris Associates L.P., the U.S. Supreme Court formally adopted this ... receipt of compensation for services …,” and (2) expressly provides fund ...... Great-West Capital Mgmt., LLC, No.
Southworth v. Hartford Inv. ... Kasilag v. Hartford Inv. Fin. Serv., LLC, No. 11-cv- 1083 (D.N.J. filed Feb. 25, 2011) .... Hartford Investment Financial Services, LLC.
Jun 2, 2014 ... Case opinion for WA Court of Appeals GULL INDUSTRIES INC v. ... L. Resis, Erika Stamper, Smith Amundsen LLC, Chicago, IL, for Respondent. ... to obtain liability insurance to cover the service station's operations. .... These cases focus on the devastating financial consequences if a PRP ..... Hartford Cas.
Dec 23, 2004 ... Case opinion for WA Supreme Court ADLER v. ... On June 4, 1992, Fred Lind Manor, a business that provides housing and services to senior citizens, ..... the facts asserting that it had no knowledge of Adler's financial circumstances; that it ..... Campbell & Gwinn, L.L.C., 146 Wash.2d 1, 19, 43 P.3d 4 (2002).
Oct 12, 2006 ... Case opinion for CT Superior Court KLEIN v. ... Cowdery, Ecker & Murphy, LLC, Hartford, for the plaintiff Stratton Faxon in the first case. O'Brien ...
Jul 10, 2012 ... United States Finance and Banking Dechert 10 Jul 2012. ... lawsuits against managers of sub-advised funds: that the investment adviser performs little or no services in connection with the fee that it receives. .... 09-CV-433 (S.D. Iowa filed Oct. 28, 2009); Southworth v. Hartford Inv. Fin. Servs., LLC, No.
Must have a minimum of 6 years Finance Strategies or Finance Service Delivery: ... Finance controllership; Corporate governance; Identifying transactional vs.