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KASILAG et al v. HARTFORD INVESTMENT FINANCIAL SERVICES, LLC, No. 1: 2011cv01083 - Document 185 (D.N.J. 2016) case opinion from the District of ...


Feb 28, 2017 ... KASILAG et al v. HARTFORD INVESTMENT FINANCIAL SERVICES, LLC, No. 1: 2011cv01083 - Document 262 (D.N.J. 2017) case opinion ...


Southworth v. Hartford ... Obeslo v. Great-West Capital Mgmt., LLC, No. 16-cv- 230 (D. Colo. filed Jan. 29, 2016) ... Hartford Investment Financial Services, LLC.


Section 36(b) of the Investment Company Act of 1940 (ICA) establishes a ... on behalf of investors against financial institutions— ... Jones v. Harris Associates L.P., the U.S. Supreme Court formally adopted this ... receipt of compensation for services …,” and (2) expressly provides fund ...... Great-West Capital Mgmt., LLC, No.


Jul 10, 2012 ... United States Finance and Banking Dechert 10 Jul 2012. ... lawsuits against managers of sub-advised funds: that the investment adviser performs little or no services in connection with the fee that it receives. .... 09-CV-433 (S.D. Iowa filed Oct. 28, 2009); Southworth v. Hartford Inv. Fin. Servs., LLC, No.


year against an investment adviser that hired a sub-adviser to ... services to the fund and recommended that the board .... Both Gartenberg and Jones v. Harris .... firms that are subsidiaries of larger financial services .... 2009); Southworth v. Hartford Inv. ... Kasilag v. Hartford Inv. Fin. Servs. LLC , No. 11-1083(D.N.J. filed Sept.


In the Matter of Global Express Securities, Inc. 34-54557. 10/02/2006. SEC v. Gene T. ..... In the Matter of Hartford Investment Financial Services, LLC, et al.


... HUERTAS v. ONEMAIN FINANCIAL, INC et al ... v. THE DIVISION OF YOUTH AND FAMILY SERVICES et al .... et al v. HARTFORD INVESTMENT FINANCIAL SERVICES, LLC ... 10/14/2010 · 1:10-cv-00878 · Southworth v. Hartford ... 3/26/ 2010 · 1:10-cv-01567 · HEALEY ALTERNATIVE INVESTMENT PARTNERSHIP v.