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Patrick G. Rooney - Securities and Exchange Commission

www.sec.gov/litigation/admin/2014/ia-3751.pdf

Jan 8, 2014 ... to-day management of the Solaris Fund and the Offshore Fund and made ... 5 and 13d-1 thereunder, in the civil action entitled Securities and Exchange Commission v. Patrick. G. Rooney, et al., Civil Action Number 11-CV-8264, in the United ... therewith, to afford Respondent an opportunity to establish any ...

CORRECTED: Hedge Fund Manager Can't Dismiss SEC's Attempt ...

www.law360.com/articles/442382/corrected-hedge-fund-manager-can-t-dismiss-sec-s-attempt-at-ban

May 16, 2013 ... A hedge fund manager accused of misusing investor assets lost a motion ... from his Solaris Opportunity Fund LP to prop up his struggling molecular ... The case is Securities and Exchange Commission v. Rooney et al., case number 1:11-cv- 08264, in the U.S. District Court for the Northern District of Illinois.

Positron Loses SEC Appeal Over FINRA Daily List Ruling - Law360

www.law360.com/articles/619355/positron-loses-sec-appeal-over-finra-daily-list-ruling

Feb 6, 2015 ... ... $1.5 million in July for agreeing not to dispute accusations that he funneled $3.6 million to Positron from his Solaris Opportunity Fund LP.

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Patrick G. Rooney and Solaris Management, LLC (Release No. LR ...

www.sec.gov

Jul 16, 2014 ... Securities and Exchange Commission v. ... the investment strategy of the Solaris Opportunity Fund LP (the Fund), contrary to the Fund's offering ...

The SEC's new financial fraud task force: Part VII, risk analysis and ...

www.lexology.com

Aug 20, 2013 ... Misrepresentations: SEC v. ... defunct Millennium Global Emerging Credit Fund who resides in England, ... Those quotes were furnished to the fund's independent valuation ... The firm serves as the general partner and investment adviser of hedge funds Solaris Opportunity Fund, LP (“the Fund”) and Solaris ...

Cases across the United States: Law Firm of Eimer Stahl

www.eimerstahl.com

Eimer Stahl LLP is a Chicago-based litigation boutique with a national practice in federal and state courts and state agencies, representing sophisticated ...