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UBS

en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... UBS Investment Bank provides services covering securities, other financial products, and research in e...

UBS Securities LLC

www.ubs.com/global/en/investment-bank/llc-financials.html

Mar 31, 2016 ... UBS Securities LLC's statement of financial condition.

UBS Securities LLC Statement of Financial Condition

www.ubs.com/global/en/investment-bank/llc-financials/_jcr_content/par/linklist_1/link.638536441.file/bGluay9wYXRoPS9jb250ZW50L2RhbS9JbnZlc3RtZW50QmFuay9kb2N1bWVudHMvbGxjLWZ1dHVyZXMtY29tbWlzc2lvbi9hdWRpdGVkLWZpbmNsLWRlYy0yMDEzLnBkZg==/audited-fincl-dec-2013.pdf

Ernst & Young LLP. Statement of Financial Condition. UBS Securities LLC. December 31, 2013 with Report of Independent Registered Public. Accounting Firm ...

UBS Securities LLC - SEC.gov

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... In the Matter of. UBS SECURITIES LLC. Respondent. ORDER INSTITUTING ADMINISTRATIVE. AND CEASE-AND-DESIST PROCEEDINGS.

UBS Securities LLC - SEC.gov

www.sec.gov/litigation/admin/2013/33-9438.pdf

Aug 6, 2013 ... In the Matter of. UBS SECURITIES LLC,. Respondent. ORDER INSTITUTING ADMINISTRATIVE AND. CEASE-AND-DESIST PROCEEDINGS.

Ubs Securities LLC - Financial Services Firm - BrightScope Advisor ...

www.brightscope.com/financial-planning/firm/6475/Ubs-Securities-LLC/

Contact Ubs Securities LLC or view Ubs Securities LLC's ratings, investment advice, financial planning and insurance services, and get detailed information on ...

BrokerCheck - UBS SECURITIES LLC

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

UBS Securities to Pay $14M to SEC Over Dark Pool Violations

www.thinkadvisor.com/2015/01/15/ubs-securities-to-pay-14m-to-sec-over-dark-pool-vi

Jan 15, 2015 ... UBS Securities LLC agreed Thursday to pay more than $14.4 million to the Securities and Exchange Commission to settle charges related to ...

UBS Securities LLC SWIFT BIC Code, Wire Transfer to United States

swiftcodes.org/bank/ubs-securities-llc/

SWIFT, IBAN, BIC code for UBS Securities LLC in USD currency wire transfers to United States.

FINRA Fines UBS Securities $12 Million for Regulation SHO ...

www.finra.org/newsroom/2011/finra-fines-ubs-securities-12-million-regulation-sho-violations-and-supervisory

Oct 21, 2011 ... WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined UBS Securities LLC $12 million for ...

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UBS Securities LLC Statement of Financial Condition

www.ubs.com

Jun 30, 2015 ... Securities purchased under agreements to resell ... UBS Securities LLC (the “ Company”) is an indirect wholly-owned subsidiary of UBS AG (the.

UBS Securities LLC: Private Company Information - Businessweek

www.bloomberg.com

UBS Securities LLC was formerly known as UBS Warburg LLC and changed its name to UBS Securities LLC in June 2003. The firm was founded in March 1978  ...

ubs securities llc - SEC.gov

www.sec.gov

Aug 25, 2005 ... UBS SECURITIES LLC. 299 Park Avenue. New York, NY 10171. UBS FINANCIAL SERVICES INC. 1285 Avenue of the Americas. New York ...