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UBS - Wikipedia

en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... UBS Investment Bank provides services covering securities, other financial products, and research in e...

Information for UBS Securities LLC

www.ubs.com/global/en/investment-bank/llc-financials.html

Nov 3, 2016 ... UBS Securities LLC's statement of financial condition.

ubs securities llc - Securities and Exchange Commission

www.sec.gov/rules/other/ic-27047.pdf

Aug 25, 2005 ... UBS SECURITIES LLC. 299 Park Avenue. New York, NY 10171. UBS FINANCIAL SERVICES INC. 1285 Avenue of the Americas. New York ...

UBS Securities LLC - Securities and Exchange Commission

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... In the Matter of. UBS SECURITIES LLC. Respondent. ORDER INSTITUTING ADMINISTRATIVE. AND CEASE-AND-DESIST PROCEEDINGS.

BrokerCheck - UBS SECURITIES LLC

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

Murray v. UBS

www.law.du.edu/documents/corporate-governance/securities-matters/Murray-v-UBS-Securities.pdf

May 21, 2013 ... he made a report to the Securities and Exchange Commission (“SEC” ... Defendant UBS Securities LLC, a Delaware corporation and a wholly ...

Ubs Securities LLC - Financial Services Firm - BrightScope Advisor ...

www.brightscope.com/financial-planning/firm/6475/Ubs-Securities-LLC/

Jan 7, 2016 ... Contact Ubs Securities LLC or view Ubs Securities LLC's ratings, investment advice, financial planning and insurance services, and get ...

UBS Securities to Pay $14M to SEC Over Dark Pool Violations

www.thinkadvisor.com/2015/01/15/ubs-securities-to-pay-14m-to-sec-over-dark-pool-vi

Jan 15, 2015 ... UBS Securities LLC agreed Thursday to pay more than $14.4 million to the Securities and Exchange Commission to settle charges related to ...

UBS Securities LLC SWIFT BIC Code, Wire Transfer to United States

swiftcodes.org/bank/ubs-securities-llc/

SWIFT, IBAN, BIC code for UBS Securities LLC in USD currency wire transfers to United States.

NASDAQ OMX GROUP INC LLC v. UBS SECURITIES LLC | FindLaw

caselaw.findlaw.com/us-2nd-circuit/1682304.html

Oct 31, 2014 ... Case opinion for US 2nd Circuit NASDAQ OMX GROUP INC LLC v. UBS SECURITIES LLC. Read the Court's full decision on FindLaw.

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Our financial services in your country | UBS United States

www.ubs.com

Investment Banking. Securities products, research, advisory services and access to global capital markets. Overview. Asset Management. Investment solutions ...

UBS Securities LLC: Private Company Information - Businessweek

www.bloomberg.com

UBS Securities LLC was formerly known as UBS Warburg LLC and changed its name to UBS Securities LLC in June 2003. The firm was founded in March 1978  ...

SEC.gov | SEC Charges UBS Subsidiary With Disclosure Violations ...

www.sec.gov

Jan 15, 2015 ... UBS Securities LLC agreed to settle the charges by paying more than $14.4 million, including a $12 million penalty that is the SEC's largest ...