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UBS - Wikipedia

en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... UBS Investment Bank provides services covering securities, other financial products, and research in e...

Information for UBS Securities LLC

www.ubs.com/global/en/investment-bank/llc-financials.html

Jan 4, 2017 ... UBS Securities LLC's statement of financial condition.

UBS Securities LLC Statement of Financial Condition

www.ubs.com/global/en/investment-bank/llc-financials/_jcr_content/par/linklist_1/link_1280137878.0665370424.file/bGluay9wYXRoPS9jb250ZW50L2RhbS9JbnZlc3RtZW50QmFuay9kb2N1bWVudHMvbGxjLWZ1dHVyZXMtY29tbWlzc2lvbi91YnMtc2VjdXJpdGllcy1sbGMtc3RhdGVtZW50LWZpbmFuY2lhbC1jb25kaXRpb24tZGVjZW1iZXItMjAxNS5wZGY=/ubs-securities-llc-statement-financial-condition-december-2015.pdf

Dec 31, 2015 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... respects, the financial position of UBS Securities LLC at December 31, 2015, ...

Ubs Securities LLC - Financial Services Firm - BrightScope Advisor ...

www.brightscope.com/financial-planning/firm/6475/Ubs-Securities-LLC/

Jan 7, 2016 ... Contact Ubs Securities LLC or view Ubs Securities LLC's ratings, investment advice, financial planning and insurance services, and get ...

UBS SECURITIES LLC - BrokerCheck

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

UBS Securities LLC and UBS Financial Services, Inc. Agree in ...

www.sec.gov/news/press/2008/2008-171.htm

Aug 8, 2008 ... UBS Securities LLC and UBS Financial Services, Inc. Agree in Principle to Auction Rate Securities Settlement. Firm Will Provide Liquidity and ...

UBS Securities LLC - Securities and Exchange Commission

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... In the Matter of. UBS SECURITIES LLC. Respondent. ORDER INSTITUTING ADMINISTRATIVE. AND CEASE-AND-DESIST PROCEEDINGS.

SEC.gov | SEC Charges UBS Subsidiary With Disclosure Violations ...

www.sec.gov/news/pressrelease/2015-7.html

Jan 15, 2015 ... UBS Securities LLC agreed to settle the charges by paying more than $14.4 million, including a $12 million penalty that is the SEC's largest ...

ubs securities llc - BASIC Details

www.nfa.futures.org/BasicNet/Details.aspx?entityid=cfrrXosqeP4=

Financial Interest. SCOTT WINFREE ANDERSON, CHIEF COMPLIANCE OFFICER, NO. DAVID ANDREW BLEUSTEIN, MANAGING MEMBER-LLC OR LLP, NO.

UBS Securities LLC SWIFT BIC Code, Wire Transfer to United States

swiftcodes.org/bank/ubs-securities-llc/

SWIFT, IBAN, BIC code for UBS Securities LLC in USD currency wire transfers to United States.