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en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... UBS Investment Bank provides services covering securities, other financial products, and research in equities, rates, credit, foreign exchange, ...

www.ubs.com/global/en/investment-bank/llc-financials.html

May 5, 2017 ... UBS Securities LLC's statement of financial condition.

www.ubs.com/us/en.html

The Investment Bank is an active participant in capital markets flow activities, including sales, trading and market-making across a range of securities.

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... and Sections 15(b) and 21C of the Securities Exchange Act of 1934 (“Exchange Act”) against UBS Securities LLC (“UBS”). II. In anticipation of ...

www.sec.gov/rules/other/ic-27047.pdf

Aug 25, 2005 ... UBS SECURITIES LLC. 299 Park Avenue. New York, NY 10171. UBS FINANCIAL SERVICES INC. 1285 Avenue of the Americas. New York ...

www.sec.gov/litigation/admin/2013/33-9438.pdf

Aug 6, 2013 ... In the Matter of. UBS SECURITIES LLC,. Respondent. ORDER INSTITUTING ADMINISTRATIVE AND. CEASE-AND-DESIST PROCEEDINGS.

www.brightscope.com/financial-planning/firm/6475/Ubs-Securities-LLC

Jan 7, 2016 ... Contact Ubs Securities LLC or view Ubs Securities LLC's ratings, investment advice, financial planning and insurance services, and get ...

swiftcodes.org/bank/ubs-securities-llc

SWIFT, IBAN, BIC code for UBS Securities LLC in USD currency wire transfers to United States.

www.superpages.com/bp/stamford-ct/ubs-securities-llc-L2065119838.htm

Ubs Securities LLC in Stamford, CT -- Map, Phone Number, Reviews, Photos and Video Profile for Stamford CT Ubs Securities LLC. Ubs Securities LLC appears ...