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en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... UBS Investment Bank provides services covering securities, other financial products, and research in equities, rates, credit, foreign exchange, ...

www.ubs.com/global/en/investment-bank/llc-financials.html

Jul 31, 2017 ... UBS Securities LLC's statement of financial condition.

www.ubs.com/global/en/investment-bank/llc-financials/_jcr_content/par/linklist_1/link_1280137878.0665370424.file/bGluay9wYXRoPS9jb250ZW50L2RhbS9JbnZlc3RtZW50QmFuay9kb2N1bWVudHMvbGxjLWZ1dHVyZXMtY29tbWlzc2lvbi91YnMtc2VjdXJpdGllcy1sbGMtc3RhdGVtZW50LWZpbmFuY2lhbC1jb25kaXRpb24tZGVjZW1iZXItMjAxNS5wZGY=/ubs-securities-llc-statement-financial-condition-december-2015.pdf

Dec 31, 2015 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... respects, the financial position of UBS Securities LLC at December 31, 2015, ...

www.ubs.com/us/en.html

The Investment Bank is an active participant in capital markets flow activities, including sales, trading and market-making across a range of securities.

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

www.ubs.com

UBS is a global firm providing financial services in over 50 countries. ... CIO Wealth Management · UBS Securities research · Asset Management research ...

www.sec.gov/rules/other/ic-27047.pdf

Aug 25, 2005 ... UBS SECURITIES LLC. 299 Park Avenue. New York, NY 10171. UBS FINANCIAL SERVICES INC. 1285 Avenue of the Americas. New York ...

www.sec.gov/news/press/2008/2008-171.htm

Aug 8, 2008 ... UBS Securities LLC and UBS Financial Services, Inc. Agree in Principle to Auction Rate Securities Settlement. Firm Will Provide Liquidity and ...

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... and Sections 15(b) and 21C of the Securities Exchange Act of 1934 (“Exchange Act”) against UBS Securities LLC (“UBS”). II. In anticipation of ...