Web Results

Virginia K. Sourlis, Esq. - Securities and Exchange Commission

www.sec.gov/litigation/admin/2013/34-70031.pdf

Jul 23, 2013 ... Rule 102(e) of the Commission's Rules of Practice against Virginia K. Sourlis, Esq. (“Sourlis”). II. Sourlis has submitted an Offer of Settlement ...

Virginia K. Sourlis, Esq. - Securities and Exchange Commission

www.sec.gov/litigation/admin/2013/34-69358.pdf

Apr 10, 2013 ... Virginia K. Sourlis, Esq., pursuant to Commission Rule of Practice ... determined to deny Sourlis's petition and set the matter down for a hearing.

NJ Atty Is Liable As Issuer In Stock Scheme, Judge Rules - Law360

www.law360.com/articles/456675/nj-atty-is-liable-as-issuer-in-stock-scheme-judge-rules

Jul 11, 2013 ... ... Exchange Commission against attorney Virginia K. Sourlis after an earlier decision holding the lawyer liable for aiding and abetting securities ...

Lawyer Virginia Sourlis - Red Bank, NJ Attorney 07701 - Avvo

www.avvo.com/attorneys/07701-nj-virginia-sourlis-1573051.html

Nov 26, 2014 ... Virginia Sourlis is a Business Attorney in Red Bank, NJ. ... Virginia K Sourlis ... Contact Virginia Sourlis, Esq. at The Sourlis Law Firm at (732) ...

Stanford Fast Break Club - Where Are They Now?

www.stanfordfbc.org/FBCFiles/alumni_alphabetical.htm

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z. Chronological ..... Is a clinical psychologist, practicing in Fairfax, VA. Is married ...... Virginia Sourlis, 1986.

Prohibited Attorney List - OTC Markets | Official site of the OTCQX ...

www.otcmarkets.com/research/prohibited-attorney

Get Current OTC Quote, Trade and Company Information for ...

SECURITIES AND EXCHANGE COMMISSION v. JOHN FROHLING ...

caselaw.findlaw.com/us-2nd-circuit/1741493.html

Jul 8, 2016 ... 2015), defendant-cross-claimant-appellant-crossappellee Virginia K. Sourlis pro se appeals from a November 25, 2015 Superseding Final ...

Legal Services - RMail

www.rmail.com/solutions/legal-services/

Virginia K. Sourlis, Esq., Securities and Corporate Attorney, The Sourlis Law Firm . “We regularly send emails on behalf of our clients to NASDAQ, FINRA ...

Jim Hamilton's World of Securities Regulation: Court affirms ...

jimhamiltonblog.blogspot.com/2016/07/court-affirms-judgment-against-attorney.html

Jul 11, 2016 ... ... transfer agent legal opinion letters that supported an exemption from registration under Rule 144(k). The defendant, attorney Virginia Sourlis, ...

SLCG Blog: November 2012

blog.slcg.com/2012_11_01_archive.html

Nov 1, 2012 ... Attorney Virginia K. Sourlis Found Liable for Aiding and Abetting Securities Fraud by Issuing False Legal Opinion in Connection with Illegal ...

More Info

Virginia K. Sourlis, Esq. - Securities and Exchange Commission

www.sec.gov

Feb 19, 2013 ... (“Respondent” or “Sourlis”). II. The Commission finds that: 1. Virginia K. Sourlis, Esq. is and has been an attorney licensed to practice law in the.

Virginia K. Sourlis, Esq. | LinkedIn

www.linkedin.com

View Virginia K. Sourlis, Esq.'s professional profile on LinkedIn. LinkedIn is the world's largest business network, helping professionals like Virginia K. Sourlis, ...

MEMORANDUM OPINION AND ORDER: The Securities and ...

www.law.du.edu

Jul 10, 2013 ... and Section 10(b) of the Exchange Act of 1934 against attorney. Virginia K. Sourlis. Both parties have moved for summary judgment on liability.