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Dissenting Statement Regarding Adoption of Rule Implementing the ...

www.sec.gov/News/PublicStmt/Detail/PublicStmt/1370540477693

Dec 10, 2013 ... Dissenting Statement of Commissioner Daniel M. Gallagher Twenty-one ... In many of these areas, including Volcker, missing the mark could have ... In contradiction of our procedural rules for voting on major rule .... The Commission's rules-based regulatory regime, however, contains no such wiggle room.

SEC.gov | Ongoing Regulatory Reform in the Global Capital Markets

www.sec.gov/News/Speech/Detail/Speech/1365171490004

I am very pleased to be here today. ... Before moving on to the Volcker Rule, I'd like to take a moment to say a few words about that unique regulatory body ... or her vote counts no more than that of any other member of the commission or board ...

SEC.gov | Remarks at “The SEC Speaks in 2013”

www.sec.gov/News/Speech/Detail/Speech/1365171492342

Jul 28, 2014 ... Last year, I spoke as one of five Commissioners, while this year, as you well ... to give longer speeches, and since I am still the junior Commissioner, the others ... On a number of occasions since returning to the SEC as a Commissioner, I've .... letters — later, the Volcker Rule remains at the proposal stage.

Ghosts of 2008 Haunt SEC's 'Outsider' Pushing Tough Rules ...

www.bloomberg.com/news/articles/2014-07-21/ghosts-of-2008-haunt-sec-s-outsider-pushing-tough-rules

Jul 21, 2014 ... Commissioner Kara M. Stein, who had recently moved to the SEC after a ... She let it be known she might vote against it, bottling up the rule and ... Then came the debate over the Volcker Rule, a Dodd-Frank ... “That is because, I am told, Congress failed to clearly provide adequate authority to do the job.

The Dodd-Frank Act: a cheat sheet - Morrison Foerster

www.mofo.com/files/uploads/images/summarydoddfrankact.pdf

compensation practices, incorporate the Volcker Rule, require registration of advisers ... Although the legislation calls for a number of studies to be conducted and ... Voting members consist of heads of. - the Treasury ... commissioner, a state banking supervisor .... effected by the Dodd-Frank Act, the SEC recently released a ....

SEC is seeking more clarity on executive pay - LA Times

www.latimes.com/business/la-fi-sec-executive-pay-20150429-story.html

Apr 29, 2015 ... SEC proposes rules comparing executive pay with corporate performance ... The SEC's commissioners voted 3-2 on Wednesday to require publicly held ... return is the best measure against which to gauge executive-pay packages. ... “I am particularly interested in views about how investors in smaller ...

SEC Bickering Stalls Mary Jo White's Agenda - WSJ

www.wsj.com/articles/sec-bickering-derails-whites-agenda-1433374702

Jun 3, 2015 ... SEC Bickering Stalls Mary Jo White's Agenda ... fund manager's conflict of interest, SEC commissioner Daniel Gallagher objected, calling ... of loan-level data; Volcker: Prohibition on banks making risky bets with own money ... Later that week, Mr. Piwowar, who also voted against the BlackRock settlement, .....

Grilled: SEC Nominees Queried by Senate Banking Committee ...

www.crowdfundinsider.com/2016/03/83152-grilled-sec-nominees-queried-by-senate-banking-committee/

Mar 18, 2016 ... ... nominee because “campaign finance is killing us and I am very upset”, stated Schumer. Fairfax said the Commission cannot go against a Congressional ... Warren mentioned specifically the Volcker rule. ... The judiciary committee is scheduled to reconvene next month to vote on the two SEC nominees.

2016 presidential candidates on Wall Street and banking policy ...

ballotpedia.org/2016_presidential_candidates_on_Wall_Street_and_banking_policy

Jul 12, 2016 ... When asked if he approved of the Volcker Rule, Trump said, "Well I'm not sure if [ Paul ..... That's no reason to keep giving money to banks. .... I am, and the people of our country need a president who's on their side, willing to ... Require SEC commissioners to publicly vote on waivers to culpable fin...

Critics claim Volcker rule skirts cost-benefit laws | Reuters

www.reuters.com/article/financial-regulation-volcker-idUSL2N0LB26Y20140212

Feb 12, 2014 ... "We are still doing our analysis with the Volcker rule, but clearly I ... Michael Piwowar, a Republican SEC commissioner who voted against the Volcker rule, ... "Having failed to publish a regulatory impact analysis, I am troubled ...

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SEC.gov | Dissenting Statement Regarding Adoption of Rule ...

www.sec.gov

Dec 9, 2013 ... ... Implementing the Volcker Rule Commissioner Michael S. Piwowar, Securities and ... Therefore, I am not able to support the adoption of the rule. ... (2) the definition of a baseline against which to measure the likely economic ... the date of the vote, I still had not received the proposed voting draft of the rule.

Daniel M. Gallagher - Financial Services Committee - House of ...

financialservices.house.gov

May 11, 2016 ... My name is Dan Gallagher, and I am President of Patomak Global ... through 2015, I served as a commissioner on the U.S. Securities and .... See SEC Rel. No . IC-25922, Disclosure of Proxy Voting Polices ...... The Volcker.

Paul S. Atkins - Financial Services Committee

financialservices.house.gov

Jul 9, 2015 ... I am Paul Atkins, CEO of Patomak Global Partners. ... Volcker Rule and the impact on bond market liquidity, (4) the lack of .... The voting insurance expert, Roy Woodall, slammed the FSOC's ... there is no way that the FSB would be doing any of this ... Then-SEC Commissioners Kathleen Casey and Troy.