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Lawrence Summers


Lawrence Henry "Larry" Summers (born November 30, 1954) is an American economist who is ..... "'I've been a member of this Faculty for over 45 years, and I am no longer easily...

Why I'm voting no to Volcker: SEC Commissioner - CNBC.com


Dec 9, 2013 ... Here's why SEC commissioner Michael Piwowar plans to vote against the Volcker Rule.

Dissenting Statement Regarding Adoption of Rule Implementing the ...


Dec 9, 2013 ... Therefore, I am not able to support the adoption of the rule. ... [2] The Volcker Rule adopted today is not based on data sufficient to meet this standard. ... (2) the definition of a baseline against which to measure the likely economic ... date of the vote, I still had not received the proposed voting draft of the rule...

Daniel M. Gallagher - Financial Services Committee


May 11, 2016 ... My name is Dan Gallagher, and I am President of Patomak Global ... through 2015, I served as a commissioner on the U.S. Securities and .... See SEC Rel. No . IC-25922, Disclosure of Proxy Voting Polices ...... The Volcker.

SEC Bickering Stalls Mary Jo White's Agenda - WSJ


Jun 3, 2015 ... SEC Bickering Stalls Mary Jo White's Agenda ... fund manager's conflict of interest, SEC commissioner Daniel Gallagher objected, calling ... of loan-level data; Volcker: Prohibition on banks making risky bets with own money ... Later that week, Mr. Piwowar, who also voted against the BlackRock settlement, .....

What's the SEC Chair's Role? Authority for the SEC's ...


Jul 16, 2015 ... Interestingly, I could find a rule governing quorums of the Commission, but no rule that defining what vote is required for Commission action (i.e. ...

Grilled: SEC Nominees Queried by Senate Banking Committee ...


Mar 18, 2016 ... ... nominee because “campaign finance is killing us and I am very upset”, stated Schumer. Fairfax said the Commission cannot go against a Congressional ... Warren mentioned specifically the Volcker rule. ... The judiciary committee is scheduled to reconvene next month to vote on the two SEC nominees.

The Dodd-Frank Act: a cheat sheet - Morrison Foerster


compensation practices, incorporate the Volcker Rule, require registration of advisers ... Although the legislation calls for a number of studies to be conducted and ... Voting members consist of heads of. - the Treasury ... commissioner, a state banking supervisor .... effected by the Dodd-Frank Act, the SEC recently released a ....

Berkeley Workshop - Berkeley Law


agency activity surrounding the Volcker rule from the date of. Presidential signing to ... By capitalizing on transparency efforts specific to Dodd-Frank, I am able to access ... Reserve, Commodity Futures Trading Commission, Securities and Exchange ..... defeated 33–61 on May 6, 2010, with 27 Democrats voting against the.

Statement of Commissioner J. Christopher Giancarlo on Cross ...


Jun 29, 2015 ... Congress recognized this when it instructed the CFTC, the SEC and the ... (iii) there is no application of duplicative or conflicting margin requirements to the ... I am also troubled by the provision of the proposed rule that would not ... suggests using the same analysis used in the Commission's Volcker Rule, ...

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Dissenting Statement Regarding Adoption of Rule Implementing the ...


Dec 10, 2013 ... Dissenting Statement of Commissioner Daniel M. Gallagher Twenty-one ... In many of these areas, including Volcker, missing the mark could have ... In contradiction of our procedural rules for voting on major rule .... The Commission's rules-based regulatory regime, however, contains no such wiggle room.

Voting Mistakes and Financial Choice - Bloomberg View


Jun 7, 2016 ... So they voted against it and sought appraisal in a Delaware court. ... which would be called the “Consumer Financial Opportunity Commission. ... Anyway the Financial Choice Act would also repeal the Volcker Rule, prevent the ... parallels to Libor, though I am not sure that the cases are exactly analogous.

Ghosts of 2008 Haunt SEC's 'Outsider' Pushing Tough Rules ...


Jul 21, 2014 ... Commissioner Kara M. Stein, who had recently moved to the SEC after ... She let it be known she might vote against it, bottling up the rule and ... Stein's work on the Volcker Rule won her plaudits on Capitol Hill, ... “That is because, I am told, Congress failed to clearly provide adequate authority to do the job.