Dec 10, 2013 ... Dissenting Statement of Commissioner Daniel M. Gallagher Twenty-one ... In
many of these areas, including Volcker, missing the mark could have ... In
contradiction of our procedural rules for voting on major rule .... The
Commission's rules-based regulatory regime, however, contains no such wiggle
I am very pleased to be here today. ... Before moving on to the Volcker Rule, I'd
like to take a moment to say a few words about that unique regulatory body ... or
her vote counts no more than that of any other member of the commission or
Jul 28, 2014 ... Last year, I spoke as one of five Commissioners, while this year, as you well ... to
give longer speeches, and since I am still the junior Commissioner, the others ...
On a number of occasions since returning to the SEC as a Commissioner, I've ....
letters — later, the Volcker Rule remains at the proposal stage.
Jul 21, 2014 ... Commissioner Kara M. Stein, who had recently moved to the SEC after a ... She
let it be known she might vote against it, bottling up the rule and ... Then came the
debate over the Volcker Rule, a Dodd-Frank ... “That is because, I am told,
Congress failed to clearly provide adequate authority to do the job.
compensation practices, incorporate the Volcker Rule, require registration of
advisers ... Although the legislation calls for a number of studies to be conducted
and ... Voting members consist of heads of. - the Treasury ... commissioner, a
state banking supervisor .... effected by the Dodd-Frank Act, the SEC recently
released a ....
Apr 29, 2015 ... SEC proposes rules comparing executive pay with corporate performance ... The
SEC's commissioners voted 3-2 on Wednesday to require publicly held ... return
is the best measure against which to gauge executive-pay packages. ... “I am
particularly interested in views about how investors in smaller ...
Jun 3, 2015 ... SEC Bickering Stalls Mary Jo White's Agenda ... fund manager's conflict of
interest, SEC commissioner Daniel Gallagher objected, calling ... of loan-level
data; Volcker: Prohibition on banks making risky bets with own money ... Later
that week, Mr. Piwowar, who also voted against the BlackRock settlement, .....
Mar 18, 2016 ... ... nominee because “campaign finance is killing us and I am very upset”, stated
Schumer. Fairfax said the Commission cannot go against a Congressional ...
Warren mentioned specifically the Volcker rule. ... The judiciary committee is
scheduled to reconvene next month to vote on the two SEC nominees.
Jul 12, 2016 ... When asked if he approved of the Volcker Rule, Trump said, "Well I'm not sure if [
Paul ..... That's no reason to keep giving money to banks. .... I am, and the people
of our country need a president who's on their side, willing to ... Require SEC
commissioners to publicly vote on waivers to culpable fin...
Feb 12, 2014 ... "We are still doing our analysis with the Volcker rule, but clearly I ... Michael
Piwowar, a Republican SEC commissioner who voted against the Volcker rule, ...
"Having failed to publish a regulatory impact analysis, I am troubled ...