Web Results

www.sidley.com/-/media/update-pdfs/2017/02/20170228-reference-tool-financial-regulations-that-could-be-impacted-by-the-new-administration-2.pdf

Feb 28, 2017 ... Former SEC Commissioner Gallagher “strongly” dissented from the final rules ... proposed regulations implementing the Volcker Rule, stating that “[i]t is critical ... amendment, stating “I am not convinced that [the amendment of Rule ... we are voting on today also does not articulate any link between the ...

www.sec.gov/news/statement/helpful-tips-for-new-sec-commissioners.html

Nov 30, 2015 ... [1] I am referring not to the oath itself—which you will find in Footnote 1—but rather .... office in turn, Commissioner-by-Commissioner, for his or her vote. ..... Trading Commission (Paper prepared for The Volcker Alliance) at 1, ...

www.sec.gov/news/speech/2013-spch022213dmghtm

Feb 22, 2013 ... ... all of us to give longer speeches, and since I am still the junior Commissioner, ... Needless to say, the Commission does not operate in a vacuum, and for .... taken thus far with respect to critical initiatives, including the Volcker Rule. ... Yet as a voting member of FSOC, the Chairman of the SEC does have a ...

www.sec.gov/news/speech/2012-spch030512dmghtm

Mar 5, 2012 ... I am very pleased to be here today. ... Before moving on to the Volcker Rule, I'd like to take a moment to say a few words ... What's more, with the exception of the Fed, the board or commission of each of those ... party, his or her vote counts no more than that of any other member of the commission or board.

www.sec.gov/comments/am-1/am1-52.pdf

May 15, 2014 ... management industry for the past 75 years- I have no statutory .... FSOC voted unanimously to propose for public comment "Proposed .... I am sure that its myriad inaccuracies and unsupported conclusions would .... markets liquidity that will inevitably stem from the highly flawed Volcker Rule and the.

www.sec.gov/news/speech/2011/spch012311klc.htm

Feb 4, 2011 ... I am very pleased to be here in San Diego today, and not just because it is ... views, and are not necessarily those of the SEC or my fellow Commissioners. ..... restrictions on proprietary trading under the so-called “Volcker Rule,” as well as ... of course, material to investors' investment and voting decisions, ...

www.politico.com/story/2016/11/liberals-push-kara-stein-to-lead-sec-as-warren-lends-tacit-backing-230722

Nov 4, 2016 ... Warren may not have spelled out her preference for the next SEC chair, but ... Stein pressed for a stronger “Volcker rule,” the section of Dodd-Frank ... She also hammered her fellow commissioners for voting to give financial .... I am still wondering just what it is that "Progressives" want to make "progress" to, ...

www.uschamber.com/sites/default/files/032917_thomas_quaadman_testimony_to_hfs.pdf

Mar 29, 2017 ... intent of the Volcker Rule—more financial stability but without the regulatory ... Trading Commission (“CFTC”) voted to release its version of the Volcker Rule .... require the SEC to consider a proposed rule‟s economic impact on efficiency, ..... I am delighted to discuss these issues further and answer any ...

thehill.com/policy/finance/305567-trump-nominees-for-sec-cftc-seen-favoring-deregulation

Nov 11, 2016 ... Former SEC commissioner Paul Atkins is working on President Trump's ... “It's not like the SEC is going to come in and rework the Volcker Rule.

www.bloomberg.com/news/articles/2014-07-21/ghosts-of-2008-haunt-sec-s-outsider-pushing-tough-rules

Jul 21, 2014 ... Commissioner Kara M. Stein, who had recently moved to the SEC after a ... She let it be known she might vote against it, bottling up the rule and ... Then came the debate over the Volcker Rule, a Dodd-Frank ... “That is because, I am told, Congress failed to clearly provide adequate authority to do the job.