I am very pleased to be here today. ... Before moving on to the Volcker Rule, I'd
like to take a moment to say a few words about that unique regulatory body ... or
her vote counts no more than that of any other member of the commission or
May 15, 2014 ... management industry for the past 75 years- I have no statutory .... FSOC voted
unanimously to propose for public comment "Proposed .... I am sure that its
myriad inaccuracies and unsupported conclusions would .... markets liquidity that
will inevitably stem from the highly flawed Volcker Rule and the.
Jul 9, 2015 ... I am Paul Atkins, CEO of Patomak Global Partners. ... Volcker Rule and the
impact on bond market liquidity, (4) the lack of .... The voting insurance expert,
Roy Woodall, slammed the FSOC's ... there is no way that the FSB would be
doing any of this ... Then-SEC Commissioners Kathleen Casey and Troy.
Jul 21, 2014 ... Commissioner Kara M. Stein, who had recently moved to the SEC after a ... She
let it be known she might vote against it, bottling up the rule and ... Then came the
debate over the Volcker Rule, a Dodd-Frank ... “That is because, I am told,
Congress failed to clearly provide adequate authority to do the job.
Dec 10, 2013 ... All five of the necessary regulators voted to approve the long-delayed Volcker
rule Tuesday as federal regulators moved to bar banks from ...
Jun 3, 2015 ... ... loan-level data; Volcker: Prohibition on banks making risky bets with own
money ... “I am disappointed that you have not been the strong leader that many
... had no voice in choosing the panelists, commissioners were each allowed to ...
Later that week, Mr. Piwowar, who also voted against the BlackRock ...
compensation practices, incorporate the Volcker Rule, require registration of
advisers ... Voting members consist of heads of ... commissioner, a state banking
.... effected by the Dodd-Frank Act, the SEC recently ... No hedging or transfer of
Oct 28, 2014 ... The two were able to change SEC policies on waivers, forcing signoff by the ... So
without her vote, the commission is deadlocked at 2-2, ...
Mar 26, 2015 ... Interagency Volcker Rule FAQ Addresses Scope of U.S. Marketing Restrictions
under SOTUS ... IM Guidance Update regarding Gifts and Entertainment ...
Commission (the “SEC”) issued a No-Action Letter to the American Retirement
..... repeated his public stance of conditioning his vote on enforcement ...
The SEC is also proposing amendments to existing Securities Act rules to ... The
SEC's Division of Corporation Finance has published Staff Legal Bulletin No. ...
Company Act of 1956 (“BHC Act”), commonly referred to as the “Volcker Rule. ...
in calculating this pay ratio, and helps inform shareholders when voting on “say