Web Results

www.sec.gov/litigation/complaints/2016/comp-pr2016-49.pdf

Mar 10, 2016 ... Aequitas Commercial Finance, LLC (“ACF”), an entity wholly owned by Aequitas Holdings,. LLC (“Aequitas Holdings”), and through promissory notes and other interests issued by a series of Aequitas-affiliated investment funds (the “Aequitas Funds”). The manager of ACF is. Aequitas Capital Management ...

www.sec.gov/litigation/litreleases/2016/lr23485.htm

Mar 11, 2016 ... The SEC's complaint charges violations of the antifraud provisions of the securities laws in Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Section 17(a) of the Securities Act of 1933 by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC ...

www.bizjournals.com/portland/blog/2016/03/sec-levels-charges-at-aequitas-alleges-ponzi-like.html

Mar 10, 2016 ... The SEC's complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. The SEC is seeking permanent ...

www.rosenlegal.com/cases-858.html

Rosen Law Firm announces that it is investigating potential securities claims on behalf of investors of Aequitas Commercial Finance, LLC and Income Opportunity Fund II resulting from allegations that Aequitas Commercial Finance, LLC and Income Opportunity Fund II may have issued materially misleading business ...

www.law360.com/articles/842540

Sep 21, 2016 ... The SEC filed suit in March, saying the Aequitas entities and three top executives turned the investment funds into a Ponzi-like scheme by raising $350 million through promissory notes issued through Aequitas Commercial Finance LLC to pay previous investors after for-profit Corinthian Colleges defaulted ...

aequitasinvestigation.com

Early Aequitas Warnings. Investor rights attorney Bob Banks (click here for full biography) has been following Aequitas since 2011, when a high net worth client asked for advice on whether an investment in secured subordinated promissory notes issued by Aequitas Commercial Finance, LLC Fund was a safe investment.

riabiz.com/a/2016/3/11/aequitas-duped-1500-investors-in-ponzi-like-scheme-as-it-jetted-and-golfed-its-way-to-insolvency-says-sec-complaint

Mar 11, 2016 ... Aequitas began to finance the college chain soon after by purchasing its student loans, packaging them with other alternative investments into private investment notes, and selling the notes to RIAs and wealthy invesotrs. In early 2014, Aequitas Commercial Finance, an Aequitas subsidiary, held $215.1 ...

files.consumerfinance.gov/f/documents/201708_cfpb_aequitas-proposed-settlement.pdf

Aug 17, 2017 ... “Defendants” means Aequitas Capital Management Inc., Aequitas Management. LLC, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Campus Student. Funding LLC, CSF Leverage I LLC, Aequitas Income Opportunity Fund, and Aequitas. Income Protection Fund, as named in the Complaint.

www.bloomberg.com/research/stocks/private/snapshot.asp?privcapId=22639462

Mar 11, 2016 ... The firm typically makes investments in the form of private credit arbitrage, specialty finance, project finance, secured short term fixed income, secure debt, ... finance, term and bridge loans, private equity value, working capital lines of credit, equipment financing and leasing, commercial real estate financing, ...