Banc of America Securities LLC (BAS), was the investment banking subsidiary of Bank of America until it was merged with Merrill Lynch after that firm's acquisition in 2008 to become Bank of America Merrill Lynch. Headquartered in New York City, the company competed in both the domestic and international equity and ...
As of October 23, 2009, Banc of America Investment Services, Inc. was acquired by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Banc of America Investment Services, Inc. offers investment products, accounts, and services for investors. The company's investment products include stocks, bonds, and mutual funds.
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Jan 7, 2016 ... Contact Banc of America Investment Services, Inc. or view Banc of America Investment Services, Inc.'s ratings, investment advice, financial planning and insurance services, and get detailed information on their fees, advisors, licenses and history .
May 1, 2008 ... (k) of the Advisers Act be and hereby are instituted against Columbia Management. Advisors, LLC, as successor in interest to Banc of America Capital Management, LLC. II. In anticipation of the institution of these proceedings, Banc of America. Investment Services, Inc. and Columbia Management Advisors, ...
Dec 16, 2010 ... Litigation Release No. 21780 / December 15, 2010. Securities and Exchange Commission v. Banc of America Securities LLC and Banc of America Investment Services, Inc., Civil Action No. 08 CIV 5170 (S.D.N.Y.). SEC Completes Review of Performance by Bank of America Under Auction Rate Securities ...
INC. Defendants. COMPLAINT. Plaintiff Securities and Exchange Commission (" Commission") alleges the following against Defendants Banc ofAmerica Securities LLC ("BAS") and Banc of. America Investment Services, Inc. ("BAI") ( collectively, "BOA"): NATURE OF THE ACTION. 1. This is a case in which Defendants misled ...
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Free Consultation - Call (800) 259-9010 - Shepherd Smith Edwards & Kantas LTD LLP is dedicated to serving our clients with a range of legal services including ... Banc of America Investment Services, Inc. (BAIS) was fined $3 million fine by the National Association of Securities Dealers (NASD) for violating regulations ...