Web Results

www.cftc.gov/PressRoom/PressReleases/pr6749-13

Oct 24, 2013 ... CFTC v. Tunney & Associates, P.C., et al., No. 1:13-cv-02919 (N.D. Ill. filed Apr. 18, 2013), Press Release 6571-13. • The Commission simultaneously filed and settled 14 actions against FCMs alleging violations of customer segregation, secured, and net capital rules and/or related supervision failures, and ...

www.cftc.gov/PressRoom/PressReleases/pr6916-14

Apr 28, 2014 ... Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order against Tunney & Associates, P.C. (T&A), an accounting firm with offices in Hammond, Indiana and Orland Park, Illinois, and Michael Tunney, its sole owner and a certified public accountant ...

www.oyez.org/cases/1984/84-261

Mar 19, 1985 ... The Commodity Futures Trading Commission (the Commission) filed a complaint against the Chicago Discount Commodity Brokers (CDCB), alleging violations of the Commodity Exchange Act. CDCB was going through bankruptcy at the time and a trustee was appointed At a deposition related to the ...

www.steptoe.com/assets/htmldocuments/SEC%20Disgorgement%20Limits%20Should%20Apply%20To%20FERC%20And%20CFTC.pdf

SEC Disgorgement Limits Should Apply To FERC And CFTC. By Daniel Mullen, Charles Mills and Shaun Boedicker. Law360, New York (June 9, 2017, 4:24 PM EDT) --. On June 5, 2017, the U.S. Supreme Court ruled that the five-year statute of limitations in 28 U.S.C. § 2462 applies to the disgorgement remedy in U.S. ...