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caselaw.findlaw.com/us-6th-circuit/1106725.html

United States Court of Appeals,Sixth Circuit. COMMODITY FUTURES TRADING COMMISSION, Plaintiff-Appellant, v. Ross ERSKINE, et al., Defendants- Appellees. No. 06-3896. Decided: January 09, 2008. Before: BATCHELDER and DAUGHTREY, Circuit Judges; ACKERMAN, District Judge.*ARGUED: Martin B. White, ...

www.cftc.gov/PressRoom/PressReleases/pr6749-13

Oct 24, 2013 ... CFTC v. Tunney & Associates, P.C., et al., No. 1:13-cv-02919 (N.D. Ill. filed Apr. 18, 2013), Press Release 6571-13. • The Commission simultaneously filed and settled 14 actions against FCMs alleging violations of customer segregation, secured, and net capital rules and/or related supervision failures, and ...

www.cftc.gov/PressRoom/PressReleases/pr6571-13

Apr 18, 2013 ... Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint against Tunney & Associates, P.C. ( Tunney & Associates), an accounting firm with offices in Hammond, Indiana and Orland Park, Illinois, and Michael Tunney (Tunney), its sole owner and ...

www.law360.com/articles/933304/sec-disgorgement-limits-should-apply-to-ferc-and-cftc

Jun 9, 2017 ... [4] See, e.g., CFTC v. Tunney & Assocs., 2013 WL 4565690 at *2-4 (N.D. Ill. Aug. 21, 2013). [5] See, e.g., U.S. Commodity Futures Trading Comm'n v. Reisinger, 2013 WL 3791691 at *8 (N.D. Ill. July 18, 2013). [6] 16 U.S.C. § 825(h). See, e.g., Coaltrain Energy LP et al., 155 FERC ¶ 61,204 at P 1 (2016) ...

www.wilmerhale.com/uploadedFiles/Shared_Content/Editorial/Publications/WH_Publications/Client_Alert_PDfs/2014-cftc-enforcement-year-in-review.pdf

Feb 10, 2015 ... In 2014, the Commodity Futures Trading Commission (“CFTC” or the “ Commission”) filed 67 new enforcement cases—fewer than any year since 2010 —but obtained a record $3.27 billion in monetary sanctions, nearly double the previous record of $1.7 billion set in 2013.1 Roughly half of this amount was.