Web Results

www.cftc.gov/PressRoom/PressReleases/6749-13

Oct 24, 2013 ... In re The Royal Bank of Scotland plc, et al., CFTC Docket No. ... CFTC v. Tunney & Associates, P.C., et al., No. 1:13-cv-02919 (N.D. Ill. filed Apr.

www.cftc.gov/PressRoom/PressReleases/pr6571-13

Apr 18, 2013 ... The Complaint states that Tunney & Associates and Tunney improperly relied on a non-employee, non-CPA, to perform all of the work on TLG's ...

www.cftc.gov/PressRoom/PressReleases/pr5692-09

Aug 12, 2009 ... Commodity Futures Trading Commission v. Amaranth Advisors, L.L.C., et al., 07- cv-6682 (DC) (S.D.N.Y.). (See CFTC Press Release 5359-07, ...

www.cftc.gov/PressRoom/PressReleases/pr6916-14

Apr 28, 2014 ... The Order stems from a CFTC Complaint filed April 18, 2013, that charged ... The Order finds that T&A and Tunney did not have experience ...

www.cftc.gov/sites/default/files/opa/enf02/opa4714-02.htm

Republic New York Securities, CFTC v. Martin Armstrong et.al., and CFTC v. Merrill Lynch and Global Mineral & Metals Corporation et. al. More recently ...

www.law360.com/cases/5a611186d426a43e42000001

Mar 7, 2018 ... Parties, docket activity and news coverage of federal case Commodity Futures Trading Commission v. McDonnell et al, case number ...

www.law360.com/articles/933304/sec-disgorgement-limits-should-apply-to-ferc-and-cftc

Jun 9, 2017 ... SEC Disgorgement Limits Should Apply To FERC And CFTC .... CFTC v. Tunney & Assocs., 2013 WL 4565690 at *2-4 (N.D. Ill. Aug. 21, 2013). [5] See, e.g., U.S. Commodity Futures Trading Comm'n v. ... See, e.g., Coaltrain Energy LP et al., 155 FERC ¶ 61,204 at P 1 (2016) (“The Commission further directs ...

www.treasury.gov/resource-center/international/Documents/IMF%202015%20US%20FSAP%20CFTC%20Self%20Assessment.pdf

Jul 31, 2014 ... U.S. COMMODITY FUTURES TRADING COMMISSION. IOSCO OBJECTIVES ...... CFTC. Regulation 38.156; (v) conduct real-time market monitoring of all trading activity on its ...... CFTC v. Tunney & Associates, P.C., et al., No.

constantinecannon.com/whistleblower/cftc-fraud-actions

The Commodity Futures Trading Commission (CFTC) is the United States agency .... to the CFTC a Form 304 that failed to represent accurately all required information, ...... March 9 — A Las Vegas court ordered Banc de Binary Ltd., ET Binary ..... Richard V. Morello and Junior Alexis, for engaging in illegal, off- exchange ...