Web Results

www.sec.gov/litigation/admin/2018/34-82686.pdf

Feb 12, 2018 ... The Securities and Exchange Commission (“Commission”) deems it ... Deutsche Bank Securities Inc. is a Delaware corporation with its ...

www.sec.gov/litigation/admin/34-46937.htm

Dec 3, 2002 ... Incorporated, Salomon Smith Barney Inc., and U.S. Bancorp Piper Jaffray ... Deutsche Bank Securities, Inc., is a Delaware corporation with its ...

www.finra.org/newsroom/2016/finra-fines-deutsche-bank-securities-inc-6-million-submitting-inaccurate-and-late-blue

Jun 29, 2016 ... FINRA Fines Deutsche Bank Securities Inc. $6 Million for Submitting ... FINRA and the SEC regularly request certain trade data, also known as ...

www.law360.com/cases/5a04ac5edda6087eb2000003

Parties, docket activity and news coverage of federal case O'Sullivan et al v. Deutsche Bank AG et al, case number 1:17-cv-08709, from New York Southern Court. ... Gavriel Mairone, Mm- Law LLC. Howard Lynn Nations, Law Office of ... David Kendall Teselle, Burg Simpson Eldredge Hersh & Jardine, P.C.. Jeremy Aaron ...

www.db.com/usa/docs/dbsi-audited-sofc-12-31-16.pdf

Dec 31, 2016 ... the financial position of Deutsche Bank Securities Inc. and its ... Holding Corporation (the Parent), a wholly owned subsidiary of DB USA ...

www.cftc.gov/sites/default/files/idc/groups/public/@lrenforcementactions/documents/legalpleading/enfdeutschebankagorder012918.pdf

Jan 29, 2018 ... INTRODUCTION. The Commodity Futures Trading Commission (“Commission”) has reason to believe that. Deutsche Bank AG (“DB AG”) and ...

www.ft.com/content/bb2bf078-a9bd-11e7-93c5-648314d2c72c

Oct 5, 2017 ... Latest on Deutsche Bank AG ... Deutsche Bank has announced an abrupt reshuffle of the senior ranks of its €711bn asset ... single global coverage group to work with large clients, which will be led by Bob Kendall and Thorsten Michalik . ... FT and 'Financial Times' are trademarks of The Financial Times Ltd.

quotes.wsj.com/DB/company-people

Deutsche Bank AG engages in the provision of corporate banking and investment services. ... Robert Kendall Co-Head-Global Coverage Group ( Americas) .... The Vanguard Group, Inc. 50,034,092, 2.42%, +1,324,524, 0.02%, 03/31/18.

fundsus.dws.com/EN/about-us/management-team-contacts.jsp

DWS Investments is the brand name in the US for Deutsche Bank's retail ... Robert Kendall joined the company in 2009 with 12 years of industry experience. ... as a Marketing and Advertising Manager at INVSCO Group, Ltd. BS in Business ... for launching the Company's first listed infrastructure securities strategy and was ...