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en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other ...

www.investor.gov/introduction-investing/basics/role-sec

Mission The U. S. Securities and Exchange Commission (SEC) has a three-part mission:

www.investopedia.com/terms/s/sec.asp

BREAKING DOWN 'Securities And Exchange Commission - SEC'. The SEC's primary function is to oversee organizations and individuals in the securities markets, including securities exchanges, brokerage firms, dealers, investment advisors and various investment funds. Through established securities rules and  ...

www.bestaccountingschools.net/lists/5-functions-of-the-u-s-securities-and-exchange-commission

Investing is a complex world that can be very intimidating to a beginner. It's also a world that offers a lot of unique opportunities. Investing can be very financially rewarding for those with a talent for making the right moves at the right time. The Securities and Exchange Commission (SEC) was created during the Great ...

www.sec.gov.ph/about/powers-and-functions

The Commission shall have the powers and functions provided by the Securities Regulation Code, Presidential Decree No. 902-A, as amended, the Corporation Code, the Investment Houses Law, the Financing Company Act, and other existing laws. Under Section 5 of the Securities Regulation Code, Rep. Act. 8799, the ...

www.sec.gov/Article/whatwedo.html

Jun 10, 2013 ... The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital .... assists the Commission in executing its law enforcement function by recommending the commencement of investigations of securities law violations, by ...

www.huffingtonpost.com/entry/the-securities-and-exchange-commission-an-overview_us_58949c09e4b061551b3dfda2

Feb 3, 2017 ... The Securities and Exchange Commission was formed as a response to the stock market crash of October 1929.

www.financialized.com/Investing/securities-and-exchange-commission-roles-responsibilities

The Securities and Exchange Commission works to oversee corporate takeovers and to protect investors in the United States. Established by the U.S. government, SEC requires that publicly traded companies disclose their financial information to the general public. Investment advisers are required to specify the volume of ...

www.streetdirectory.com/travel_guide/17171/business_and_finance/role_of_the_securities_and_exchange_commission.html

The Securities and Exchange Commission (SEC) is the most well-known and feared governing body in the financial world. Its very name can be intimidating to a small company hoping to go public, but it doesn't have to be. The SEC was established by Congress to regulate securities markets with the intent of protecting ...