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en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission

The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other ...

en.wikipedia.org/wiki/Securities_and_Exchange_Commission_(Nigeria)

SEC Director General Al-Faki resigned in April 2009 amid criticism of the SEC role in a share-manipulation scandal involving the African Petroleum stock. He was eventually replaced by Arunma Oteh, who became Director General in January 2010. In August 2010 Oteh dismissed Okereke-Onyiuke from the stock exchange.

www.sec.gov.ph/about/powers-and-functions

The Commission shall have the powers and functions provided by the Securities Regulation Code, Presidential Decree No. 902-A, as amended, the Corporation Code, the Investment Houses Law, the Financing Company Act, and other existing laws. Under Section 5 of the Securities Regulation Code, Rep. Act. 8799, the ...

www.investor.gov/introduction-investing/basics/role-sec

Mission The U. S. Securities and Exchange Commission (SEC) has a three-part mission:

www.financialized.com/Investing/securities-and-exchange-commission-roles-responsibilities

The Securities and Exchange Commission works to oversee corporate takeovers and to protect investors in the United States. Established by the U.S. government, SEC requires that publicly traded companies disclose their financial information to the general public. Investment advisers are required to specify the volume of ...

www.investopedia.com/terms/s/sec.asp

The SEC's primary function is to oversee organizations and individuals in the securities markets, including securities exchanges, brokerage firms, dealers, investment advisors and various investment funds. Through established securities rules and regulations, the SEC promotes disclosure and sharing of market-related ...

www.sec.gov/Article/whatwedo.html

Jun 10, 2013 ... The Office of Financial Management administers the financial management and budget functions of the SEC. The Office assists the Chairman and the Executive Director in formulating budget and authorization requests, monitors the utilization of agency resources, and develops, oversees, and maintains ...

www.sec.gov/news/speech/1962/113062conwill.pdf

CURRENT FUNCTIONS AND OBJECTIVES OF. THE SECURITIES AND EXCHANGE COMMISSION. Allan F. Conwi1l *. Director, Division of Corporate Regulation. Securities and Exchange Commission. In a sense I feel like a returning prodigal son this afternoon, both because of your generous and gracious welcome and ...

www.bestaccountingschools.net/lists/5-functions-of-the-u-s-securities-and-exchange-commission

Investing is a complex world that can be very intimidating to a beginner. It's also a world that offers a lot of unique opportunities. Investing can be very financially rewarding for those with a talent for making the right moves at the right time. The Securities and Exchange Commission (SEC) was created during the Great ...