Plaintiff, a financial advisor employed by UBS, filed a putative class action and ... of California law is consistent with the Federal Arbitration Act, 9 U.S.C. 2 et seq.
Case opinion for MD Court of Appeals THOMPSON v. UBS FINANCIAL ... Nancy Lee Kathryn THOMPSON, et al. v. UBS FINANCIAL SERVICES, INC., et al.
06-2018, $4.3 Million Bender v UBS of Puerto Rico Award. 06-2018 ... 05-2015, Smith v Centaurus Financial, Inc. - $914,650 DPP Award ... 11-2012, Straccia et al v Ceros Financial Services - $1.82 million Leveraged and Inverse ETF Award.
May 4, 2011 ... A Jackson County jury has leveled a $10.6 million verdict against UBS Financial Services Inc. for firing an employee in retaliation for reporting ...
May 4, 2011 ... Securities and Exchange Commission v. UBS Financial Services Inc., Civil Action No. 11-CV-2885 (D.N.J. May 4, 2011). SEC Charges UBS ...
Plaintiff Roberta C. Tse sued defendant UBS Financial Services, Inc. ("UBS"), .... Code §§ 8-107 et seq. .... Under Rule 50(b), if the court does not grant a motion for judgment as a matter of law at the close of all the evidence, "[t]he movant may ..... See Graham, 230 F.3d at 39 (deeming the question whether employees are ...
United Consumer Financial Services Company v. William ... Kaper v. AAC Holdings, Inc. et al. aaiPharma Inc. Martin v. aaiPharma, Inc., John M. Ryan, Joseph H.
Mar 14, 2008 ... liquidations. • Few financial institutions unscathed ... IFE Fund SA v Goldman Sachs International  All ER (D) 476 (Jul). – Not a CDO case but ..... Graham Lockington. ❖ Derrie .... CDO's investors (led in this case by UBS) or the CDO's credit insurer (a unit of ... AEP Energy Services, Inc. et al. v. Bank of ...
Swiss Franc LIBOR (Sonterra Capital Master Fund Ltd. et al. v. ... plaintiffs' class counsel in several cases involving the manipulation of various financial products, ..... Reliant, and AEP Energy Services, Inc., manipulated the prices of NYMEX natural .... fines to regulators, and defendant UBS AG has been granted conditional ...