en.wikipedia.org/wiki/Holiday_Magic

Holiday Magic was a multi-level marketing organization, founded in 1964, by William Penn ... In June 1973, the United States Securities and Exchange Commission filed a lawsuit against Holiday Magic, charging Patrick ... CEO and President Roland R. Nocera pleaded guilty to securities fraud, in the case United States v.

www.scotusblog.com/case-files/cases/lorenzo-v-securities-exchange-commission

Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. First Derivative Traders can be repackaged and ...

www.scotusblog.com/case-files/cases/lucia-v-securities-exchange-commission

Holding: Securities and Exchange Commission administrative law judges are “ officers of the United States,” subject to the Constitution's appointments clause.

www.sec.gov/rules/final/2014/34-67716-decision.pdf

Apr 14, 2014 ... and Exchange Commission, argued the cause for appellee. With her on the brief were Michael ... ('Conflict Minerals')), requires the Securities and Exchange ...... Holiday Tours, Inc., 559 F.2d 841, 842-43 & n.1 (D.C. Cir. 1977).

globalfreedomofexpression.columbia.edu/cases/national-assn-of-manufacturers-v-securities-and-exchange-commission

Case Summary and Outcome. The U.S. Securities and Exchange Commission ( SEC) required companies to disclose on their websites and in reports to the SEC  ...

www.oyez.org/cases/2003/02-1196

Does the Securities Exchange Act's (1934) term "investment contract" include an investment scheme in which the promoter promises a fixed return or the ...

caselaw.findlaw.com/us-1st-circuit/1030702.html

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. ..... during or right before the New Year's holiday-meant that Mr. Rocklage would have had a ...

www.marketwatch.com/topics/organizations/securities-and-exchange-commission

Get the latest news, analysis and video updates on Securities and Exchange Commission ... Barnes & Noble's Top 20 holiday gift ideas include only 1 book ..... Exchange Commission settled its insider trading charges against James V. Mazzo, ...

www.sec.gov.ph/wp-content/uploads/2016/12/2016RulesofProcedures.pdf

Commission or SEC shall refer to the Securities and Exchange Commission; ..... provide proof of delivery, and obtaining a proof of service; (v) by sending him a copy at .... filing shall be the first working day following the Sunday or legal holiday, ...