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en.wikipedia.org/wiki/SEC_v._W._J._Howey_Co.

Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in ... The defendants, W. J. Howey Co. and Howey-in-the-Hills Service, Inc., were ... Murphy determined that the contracts in issue met all four prongs of this test and so ... This page was last edited on 27 June 2018, at 21:25 ( UTC).

www.sec.gov/litigation/admin/2010/33-9166.pdf

Dec 20, 2010 ... accounting firm registered with the PCAOB and located in Orange County, California. ... final authority on all significant decisions relating to MSWFT's China Energy audits and ... China Energy Savings Technology, Inc. is a Nevada shell corporation. .... 316.46; In re Gregory M. Dearlove, CPA, Exch. Act Rel.

www.sec.gov/info/municipal/mbonds/omstoc.shtml

May 12, 2017 ... SEC v. Robert D. Gersh, Boston Municipal Securities, Inc., and Devonshire Escrow and Transfer Corp., Civ. ... SEC v. San Antonio Municipal Utility District No. 1, et al., Civ. ... In re County of Orange, California; Orange County Flood Control District and ... Report under Section 21(a) of the Exchange Act.

www.sec.gov/info/municipal/mbonds/publicof.htm

Report under Section 21(a) of the Exchange Act ..... Orange County then retains all property taxes, and the penalties and interest thereon, upon .... -[3]-See Securities and Exchange Commission v. ... -[6]- See March 1994 Release; 1989 Release, supra note 5, at 18,199-10 and n.84; see also In re Citisource, Inc. Securities ...

www.sec.gov/pdf/munisup1.pdf

Orange County Board of Education, Securities Act Release No. ..... SEC v. Hughes Capital Corp., 124 F.3d 449, 453-54 (3d Cir. 1997); SEC v. .... and Section 21C of the Securities Exchange Act of 1934 ("Exchange Act") against ... B . At all relevant times, Surana was the City's Director of Finance and ...... In re Lehman Bros.

www.sec.gov/divisions/investment/capitalgains1963.pdf

CAPITAL GAINS RESEARCH BUREAU, INC., ET AL. SUPREME COURT OF THE UNITED STATES. 375 U.S. 180 (1963). No. 42. Argued October 21, 1963.

www.sec.gov/news/press/2007/2007-148wp.pdf

(March 21, 2003). ... 5 In re City of Syracuse, New York, Warren D. Simpson, and Edward D. ... Orange County, California made misleading statements and failed to ... Morgan Securities, Inc.; Lehman Brothers Inc.; Merrill Lynch, Pierce, Fenner ... SEC v. Manoucher Sarbaz, et al, Civ. Action No. CV 03-881 CJC (C.D. Cal.) ...

www.sec.gov/litigation/complaints/2018/comp24025.pdf

Jan 2, 2018 ... Civil Action File No. v. MALACHI FINANCIAL PRODUCTS, INC. and ... The Commission brings this action pursuant to Section 21(d)(3) of the ... Anthony Stovall, age 50, of West Orange, New Jersey, is currently not employed .... Paragraphs 1 through 51 are hereby re-alleged and are incorporated herein by.

www.supremecourt.gov/orders/courtorders/022117zor_o759.pdf

Feb 21, 2017 ... consideration in light of Universal Health Services, Inc. v. United States ex rel. Escobar ... OF HOMELAND SEC. ... The motion of Nevada, et al. for leave to participate in oral argument ..... IN RE MICHAEL J. PENDLETON. 16-7724 .... Marvin S. Davidson, of West Orange, New Jersey, is suspended from the ...