www.fa-mag.com/news/complex-investment-products-lead-to-sales-abuses--sec-official-says-37321.html

Feb 23, 2018 ... ... in 2018, SEC Commissioner Kara M. Stein warned securities attorneys at the PLI's SEC Speaks conference in Washington D.C. on Friday.

financeandriskblog.accenture.com/regulatory-insights/regulatory-alert/sec-cyber-disclosure-guidance

Jun 26, 2018 ... ... two members of the commission, Commissioner Kara M. Stein who is a liaison for the North American Securities Administrators Association ...

www.reuters.com/article/us-usa-sec-iex-idUSKCN0Z32NM

Jun 17, 2016 ... A source familiar with the voting process said Chair Mary Jo White, Commissioner Kara M. Stein and Commissioner Michael S. Piwowar voted ...

www.sidley.com/en/insights/publications/2014/05/as-chief-compliance-officer-could-you-be-the-target-of-an-enforcement-action

May 19, 2014 ... As Commissioner Kara M. Stein noted recently, ''[W]e need to be bringing the tough cases against those who could have prevented misconduct ...

www.willis.com/documents/publications/Industries/Financial_Institutions/20141027_SEC_Enforcement-Webinar.pdf

Oct 27, 2014 ... Commissioner since 2008. Daniel M. Gallagher. Commissioner since 2011. Kara M. Stein. Commissioner since 2013. Michael S. Piwowar.

www.calstrs.com/sites/main/files/file-attachments/2017-12-04_chairman_clayton_board_disclosures.pdf

Dec 4, 2017 ... California State Teachers' Retirement System cc: Honorable Kara M. Stein, Commissioner cc: Honorable Michael S. Piwowar, Commissioner.

www.entrepreneur.com/article/252322

Oct 30, 2015 ... ... Jo White, Commissioner Luis A. Aguilar and Commissioner Kara M. Stein. Commissioner Michael S. Piwowar was the lone dissenting vote.

apps.americanbar.org/litigation/committees/youngadvocate/articles/winter2015-0315-investigations-u-s-securities-exchange-commission.html

Mar 12, 2015 ... The Decision Makers The SEC is led by five commissioners—Luis A. Aguilar, Daniel M. Gallagher, Michael S. Piwowar, Kara M. Stein, and ...

www.wilmerhale.com/en/insights/client-alerts/2018-01-17-secs-fixed-income-market-structure-advisory-committee-discusses-bond-market-liquidity-in-its-inaugural-meeting

Jan 17, 2018 ... Commissioner Stein noted that the fixed income markets, which are .... 5 Commissioner Kara M. Stein, Remarks to the Fixed Income Market ...