Feb 23, 2018 ... ... in 2018, SEC Commissioner Kara M. Stein warned securities attorneys at the PLI's SEC Speaks conference in Washington D.C. on Friday.
Jun 26, 2018 ... ... two members of the commission, Commissioner Kara M. Stein who is a liaison for the North American Securities Administrators Association ...
Jun 17, 2016 ... A source familiar with the voting process said Chair Mary Jo White, Commissioner Kara M. Stein and Commissioner Michael S. Piwowar voted ...
May 19, 2014 ... As Commissioner Kara M. Stein noted recently, ''[W]e need to be bringing the tough cases against those who could have prevented misconduct ...
Oct 27, 2014 ... Commissioner since 2008. Daniel M. Gallagher. Commissioner since 2011. Kara M. Stein. Commissioner since 2013. Michael S. Piwowar.
Dec 4, 2017 ... California State Teachers' Retirement System cc: Honorable Kara M. Stein, Commissioner cc: Honorable Michael S. Piwowar, Commissioner.
Oct 30, 2015 ... ... Jo White, Commissioner Luis A. Aguilar and Commissioner Kara M. Stein. Commissioner Michael S. Piwowar was the lone dissenting vote.
Mar 12, 2015 ... The Decision Makers The SEC is led by five commissioners—Luis A. Aguilar, Daniel M. Gallagher, Michael S. Piwowar, Kara M. Stein, and ...
Jan 17, 2018 ... Commissioner Stein noted that the fixed income markets, which are .... 5 Commissioner Kara M. Stein, Remarks to the Fixed Income Market ...