www.corclearing.com

If partnering with a well capitalized, full-service independent clearing firm sounds right ... COR Clearing serves a broad range of FINRA member introducing broker dealers ... COR Clearing LLC does not provide services to the general public.

www.corclearing.com/cor-securities-holdings-inc-acquires-legent-clearing-llc

Santa Monica, California (Business Wire) – COR Securities Holdings Inc. (“COR Securities”) announced today that it has acquired Legent Clearing LLC ...

www.businesswire.com/news/home/20120913006782/en/Legent-Clearing-Renamed-COR-Clearing

Sep 13, 2012 ... LEGENT CLEARING RENAMED COR CLEARING LLC Legent Clearing LLC, the leading independent correspondent clearing firm, announced ...

www.finra.org/newsroom/2013/finra-fines-cor-clearing-llc-1-million-extensive-regulatory-failures

Dec 16, 2013 ... WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined COR Clearing LLC (formerly Legent ...

www.sec.gov/litigation/admin/2018/34-84309.pdf

Sep 28, 2018 ... previously known as Legent Clearing, LLC (“Legent”), which changed its name ... LLC following its acquisition by COR Securities Holdings, Inc.

www.sec.gov/about/offices/ocie/aml/finra-awc-legent.pdf

Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Legent Clearing LLC (Legent) submits this Letter of Acceptance, Waiver and Consent (AWC) for the ...

www.investmentnews.com/article/20110602/FREE/110609982/legent-clearing-about-to-be-bought

Jun 2, 2011 ... Rumors are swirling that Legent Clearing LLC is about to be bought by private- equity investors — just months after a previous attempt to buy ...

www.wordencapital.com/clearing-firm

COR Clearing LLC is a member of the Securities Investor Protection Corporation (SIPC), ... clearing, settlement and custody platform known as Legent Clearing.

www.investmentnews.com/article/20131216/FREE/131219928/clearing-firm-agrees-to-pay-1-million-fine-in-finra-settlement

Dec 16, 2013 ... COR Clearing, formerly Legent Clearing, has been censured and fined $1 million by Finra for a variety of compliance failures involving lapses ...