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www.corclearing.com

COR Clearing is a full-service independent securities clearing firm servicing retail and ... COR Clearing is your trusted partner, safeguarding assets and protecting your ... COR Clearing LLC does not provide services to the general public.

www.corclearing.com/content/news-releases/legent-clearing-renamed-cor-clearing

OMAHA; September 12, 2012—Legent Clearing, LLC, the leading independent correspondent clearing rm, announced today that it has changed its name to ...

www.corclearing.com/about/cor-history

In 2011, Legent was acquired by COR Securities Holdings Inc. and in 2012 became COR Clearing LLC. COR Clearing's parent, COR Securties Holdings Inc. , is led by a group of executives and industry leaders, including the former Chairman ...

www.finra.org/newsroom/2013/finra-fines-cor-clearing-llc-1-million-extensive-regulatory-failures

Dec 16, 2013 ... WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined COR Clearing LLC (formerly Legent ...

www.sec.gov/about/offices/ocie/aml/finra-awc-legent.pdf

Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Legent Clearing LLC (Legent) submits this Letter of Acceptance, Waiver and Consent (AWC) for the ...

www.investmentnews.com/article/20110602/FREE/110609982/legent-clearing-about-to-be-bought

Jun 2, 2011 ... Rumors are swirling that Legent Clearing LLC is about to be bought by private- equity investors — just months after a previous attempt to buy ...

corclearing.automatedfinancial.com

Forgot your password? click here. © 2012 COR Clearing LLC, All Rights Reserved. Member FINRA, SIPC. You can review the latest compatible browsers here.

nmsadvisors.com/clearing-firm

Jul 20, 2016 ... In 2011, Legent was acquired by COR Securities Holdings Inc. and in 2012 became COR Clearing LLC. As a member of many national security ...

www.whistleblower-defense.com/files/2014/06/Bussing-v.-COR-Clearing-LLC.pdf

May 21, 2014 ... for COR's acquisition of Legent Clearing, LLC. (″Legent″). Legent, which was headquartered in Omaha, provides clearing services to ...