Web Results

en.wikipedia.org/wiki/Morgan_Stanley

Morgan Stanley (NYSE: MS) is a leading global financial services firm providing investment ... Morgan Stanley, formed by J.P. Morgan & Co. partners Henry Sturgis ..... In June 2015, the Financial Industry Regulatory Authority announced that it fined Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 for failing to ...

www.morganstanley.com/about/ir/shareholder/morganstanley_co_inc.pdf

Jun 30, 2017 ... MORGAN STANLEY & CO. LLC. NOTES TO CONSOLIDATED STATEMENT OF FINANCIAL CONDITION. As of June 30, 2017. (In millions of ...

www.morganstanley.com/about-us-ir/subsidiaries

LLC - June 2017 · Morgan Stanley & Co. LLC - December 2016. Morgan Stanley Smith Barney LLC. Morgan Stanley ... Morgan Stanley & Co International plc.

www.bloomberg.com/research/stocks/private/snapshot.asp?privcapId=4182189

Morgan Stanley & Co. LLC is a boutique investment banking firm that offers financial advisory and security brokerage services. The firm was founded in 1969  ...

brokercheck.finra.org/firm/8209

Get information about MORGAN STANLEY & CO. LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers ...

www.hoovers.com/company-information/cs/company-profile.morgan_stanley__co_llc.08111403d3be1774.html

LLC company profile from Hoover's – get an in-depth analysis of Morgan Stanley & Co. LLC business, financials, industry focus, competitors and more.

www.sec.gov/litigation/admin/2016/34-79606.pdf

Dec 20, 2016 ... Act”) against Morgan Stanley & Co. LLC (“Respondent” or “MS&Co”). II. In anticipation of the institution of these proceedings, Respondent has ...

www.sec.gov/litigation/admin/2015/33-9834.pdf

Jun 18, 2015 ... 3-16627. In the Matter of. MORGAN STANLEY & CO. LLC,. Respondent. ORDER INSTITUTING ADMINISTRATIVE. AND CEASE-AND-DESIST ...

www.cftc.gov/idc/groups/public/@lrenforcementactions/documents/legalpleading/enfmorganorder09282017.pdf

Sep 28, 2017 ... The Commodity Futures Trading Commission (“Commission”) has reason to believe that. Morgan Stanley & Co. LLC (“MSCO” or “Respondent”) ...