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www.cnbc.com/2015/09/15/cnbc-ranks-the-top-50-money-management-firms-of-2015.html

Sep 15, 2015 ... Published 9:00 AM ET Tue, 15 Sept 2015 Updated 10:37 AM ET Tue, 15 Sept 2015 ... 8, T. Rowe Price Associates Inc. $742.73, $537.04, 1,383, $689.29 ... 11, Fidelity Investments Money Management Inc. $606.37, $4,458.61, 136, $603.08 ... 26, Western Asset Management Co. ... All Rights Reserved.

www.sec.gov/litigation/admin/2018/ia-4932.pdf

Jun 4, 2018 ... (“Advisers Act”) against Lyxor Asset Management, Inc. (“Lyxor” or “Respondent”). II. ... The agreement provided that Lyxor “account to [Client A] for all .... SEC v. Steadman, 967 F.2d 636, 643 n.5 (D.C. Cir. 1992) (citing SEC v.

www.sec.gov/rules/icreleases-chrono.shtml

15, 2018, AXA Equitable Life Insurance Company, et al. ... 24, 2018, Advisors Asset Management, Inc. and ETF Series Solutions ...... 812-14296 · IC-31296, Oct . 20, 2014, Tennenbaum Opportunities Fund V, LLC, et al. ... 812-14252 · IC- 31295, Oct. 20, 2014, Great-West Funds, Inc., Great-West Capital Management, LLC, ...

crr.bc.edu/wp-content/uploads/2018/04/IB_18-8.pdf

May 1, 2018 ... investments were more of a focus. ... that what matters most in choosing investments is ... Court ruling in the case of Dudenhoeffer v. ..... T. Rowe Price Group, Inc., et al., 1:17-cv-427 ..... Great-West Life & Annuity Ins. Co.

www.ftc.gov/news-events/press-releases/2011/03/leading-debt-collector-agrees-pay-record-28-million-settle-ftc

Mar 16, 2011 ... As part of its efforts to protect consumers affected by the struggling economy, the FTC alleged that West Asset Management, Inc. violated the ...

www.cand.uscourts.gov/CEO/cfd.aspx?71BU

01:30PM. 4:17-cv-05184-KAW - Allen et al v. ... 4:17-cv-06129-KAW - Rowe v. Napa Valley ... et al v. Western Catholic Insurance Company, Risk Retention Group, Inc. ... 11:00AM. 3:18-cv-01126-JSC - Kestros Capital Management, LLC v.

www.leggmason.com

Legg Mason is uniquely-diversified global asset management leader, ... Western Asset's active, value-oriented approach seeks to solidify returns .... Infrastructure: Price Vs. Valuation ... All investments involve risk, including loss of principal. .... Services, LLC and all entities mentioned are subsidiaries of Legg Mason, Inc.

www3.troweprice.com/usis/personal-investing/products-and-services/private-asset-management.html

T. Rowe Price Associates, Inc., was established in 1937 as an investment counsel firm ... All investments involve risk, including possible loss of principal. Explore ...

www.gipsstandards.org/compliance/pages/firms_claiming_compliance.aspx

60 West Advisors · 7Summit Advisors ... Aktia Asset Management Ltd and Aktia Fund Management Company Ltd · Al Meezan Investment Management Limited.