Web Results

www.sec.gov/divisions/investment/noaction/2013/nuveen-062613-486b.pdf

Jun 26, 2013 ... Nuveen New Jersey Premium. Income Municipal Fund, Inc., and. Nuveen Virginia Premium Income. Municipal Fund. File No. 811-06240. Your letter dated June 20, 2013 requests our assurance that we would not recommend enforcement action to the Securities and Exchange Commission ("Commission")  ...

www.sec.gov/divisions/investment/noaction/2017/pimco-dynamic-income-fund-121217-486b-incoming.pdf

Dec 12, 2017 ... On behalf of PIMCO Dynamic Income Fund (the "Fund"), we seek assurance that the staff of the Division of Investment Management (the "Staff') will not recommend enforcement action against the Fund to the Securities and Exchange Commission (the "Commission") under Section. 5(b) or Section 6(a) of the ...

www.sec.gov/rules/ic/2015/ic-31950.pdf

Dec 29, 2015 ... Nuveen Investment Quality Municipal Fund, Inc. : Nuveen Investment Trust. : Nuveen Investment Trust II. : Nuveen Investment Trust III. : Nuveen Investment Trust V. : Nuveen Managed Accounts Portfolios Trust. : Nuveen Maryland Premium Income Municipal Fund. : Nuveen Massachusetts Premium Income ...

www.sec.gov/rules/ic/2009/ic-28986.pdf

Oct 29, 2009 ... Morgan Stanley Municipal Income Opportunities Trust. : Morgan Stanley Municipal Premium Income Trust. : Morgan Stanley Income Securities Inc. : Morgan Stanley California Insured Municipal Income Trust. : Morgan Stanley California Quality Municipal Securities. : Morgan Stanley Insured California ...

www.sec.gov/rules/ic/2016/ic-32322.pdf

Oct 21, 2016 ... Quality Municipal Term Fund, Nuveen Investment Funds, Inc., Nuveen Investment Trust,. Nuveen Investment Trust II, Nuveen Investment Trust III, Nuveen Investment Trust V, Nuveen. Managed Accounts Portfolios Trust, Nuveen Maryland Premium Income Municipal Fund,. Nuveen Massachusetts Premium ...

www.sec.gov/divisions/investment/noaction/2013/first-trust-062613-486b.pdf

Jun 26, 2013 ... Strategic High Income Fund II ("FHY"), First Trust Senior Floating Rate Income Fund II. ("FCT") or First Trust ... Brookfield Investment Management Inc. serves as the subadviser to FHY ... See Nuveen Virginia Premium Income Municipal Fund, SEC Staff No-Action Letter (Oct. 6, 2006); Pilgrim. America Prime ...

www.sec.gov/divisions/investment/noaction/2010/bouldertotalreturn111510.htm

Nov 15, 2010 ... See Expert Report of Tamar Frankel, Professor of Law, Boston University School of Law, filed with the Federal District Court for the District of Maryland in connection with Neuberger Berman Real Estate Income Fund, Inc. v. Lola Brown Trust No. 1B et al., Civil No. AMD 04-3056 (Mar. 24, 2005) (citations ...

www.columbiathreadneedleus.com/investment-products/Closed-End-Funds/Columbia-Seligman-Premium-Technology-Growth-Fund/-/details/?cusip=19842X109

Growth of capital and current income. Strategy Under normal market conditions, the fund's investment program will consist primarily of investing in a portfolio of equity securities of technology and technology-related companies as well as writing call options on the NASDAQ 100 Index or its exchange-traded (ETF) fund  ...

www.sidley.com/en/us/services/tax-controversy/insurance-tax-controversy/sub-pages/experience

State of Wisconsin (Case No. 06CV1473)(Dane County Circuit Court, 2007) ( Wisconsin premium tax). Nationwide General Insurance Company et al. v. Shapo et al., 263 Ill. Dec. 210, 767 N.E.2d 936 (4th Dist. 2002) (Illinois privilege tax). Guardian Life Insurance Co. v. Illinois Department of Revenue (Ill. App. Court, 1st Dist.