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www.oyez.org/cases/2003/02-1196

Charles Edwards founded a company that sold pay telephones and then leased them back from the purchasers for a fixed monthly fee. After Edwards filed for bankruptcy, the Securities and Exchange Commission (SEC) sued him for selling securities (considering the telephones to be investments on the part of the ...

www.oyez.org/cases/2001/01-147

Is the alleged fraudulent conduct of a securities broker, who sells his customer's securities and using the proceeds for his own benefit without the customer's knowledge or consent, in connection with the purchase or sale of any security within the meaning of the Securities Exchange Act of 1934 and SEC Rule 10b-5?

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co

Citation. SEC v. W. J. Howey Co., 328 U.S. 293, 66 S. Ct. 1100, 90 L. Ed. 1244, 1946 U.S. LEXIS 3159, 163 A.L.R. 1043 (U.S. May 27, 1946) Brief Fact.

supreme.justia.com/cases/federal/us/332/194/case.html

Upon remand to the Securities and Exchange Commission of the case decided by this Court in SEC v. Chenery Corp., 318 U. S. 80, the Commission denied an application for approval of an amendment of the plan of reorganization. Holding Company Act Release No. 5584. The court below reversed. 154 F.2d 6. This Court ...

www.law.cornell.edu/supremecourt/text/328/293

328 U.S. 293 (66 S.Ct. 1100, 90 L.Ed. 1244). SECURITIES AND EXCHANGE COMMISSION v. W. J. HOWEY CO. et al. No. 843. Argued: May 2, 1946. Decided: May 27, 1946. opinion, MURPHY [HTML]. See 67 S.Ct. 27. Mr. Roger S. Foster, of Philadelphia, Pa., for petitioner. Messrs. C. E. Duncan, of Tavares, Fla., and ...

www.scotusblog.com/case-files/cases/lucia-v-securities-exchange-commission

Issue: Whether administrative law judges of the Securities and Exchange Commission are officers of the United States within the meaning of the appointments clause. ... Jan 18 2018, Anton Metlitsky, Esquire, of New York, New York, is invited to brief and argue this case, as amicus curiae, in support of the judgment below.

www.sec.gov/litigation/admin/2017/34-82206.pdf

Dec 4, 2017 ... The Securities and Exchange Commission (“Commission”) deems it appropriate that public administrative and cease-and-desist proceedings be, and hereby are, instituted against. Anton & Chia, LLP (“A&C”), Gregory A. Wahl, CPA (“Wahl”), and Michael Deutchman, CPA. (“Deutchman”), pursuant to ...

www.sec.gov/litigation/litreleases/2006/lr19712.htm

May 31, 2006 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 19712 / May 31, 2006. SEC v. Frederick W. Anton III, Civil Action No. 06-2274 ( E.D. Pa.) SEC Charges Frederick W. Anton III With Violating Insider Trading Laws . The Securities and Exchange Commission (Commission) announced ...

www.reuters.com/article/us-trading-cyber-sec/sec-brings-new-charges-over-global-press-release-hacking-scheme-idUSKCN0VR25N

Feb 18, 2016 ... The U.S. Securities and Exchange Commission has charged nine new defendants over what it has called a more than $100 million international scheme ... The case is SEC v. Zavodchiko et al, U.S. District Court, District of New Jersey, No. 16-00845. The other SEC case is SEC v Dubovoy et al in the same ...