law.justia.com/cases/federal/appellate-courts/ca4/16-1497/16-1497-2016-12-20.html

Scottsdale sought an injunction in federal district court before FINRA completed its proceedings, ... authority is the type of claim Congress intended to be reviewed within the statutory scheme. ... Scottsdale Capital Advisors v. ... respondents former in an officers ongoing (collectively, disciplinary Financial Industry Regulatory ...

www.brokeandbroker.com/3121/finra-scottsdale-dismiss

May 9, 2016 ... Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi, and Darrell Michael Cruz, Plaintiffs, v. Financial Industry Regulatory ...

caselaw.findlaw.com/us-4th-circuit/1761730.html

Timothy Wilson Mountz, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, D.C., for Appellee. Martin V. Totaro, SECURITIES AND ...

brokercheck.finra.org/firm/118786

Get information about SCOTTSDALE CAPITAL ADVISORS CORP on Finra ... Brokerage Firm Regulated by FINRA (Denver district office). IA ... Fiscal Year End .... advisers manage investment portfolios and offer financial planning services.

www.finra.org/sites/default/files/NAC_2014041724601_Scottsdale_072018.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY. In the Matter of ... vs. Dated : July 20, 2018. Scottsdale Capital Advisors Corporation. Scottsdale, AZ,.

www.sec.gov/litigation/opinions/2018/34-83783.pdf

Aug 6, 2018 ... SCOTTSDALE CAPITAL ADVISORS CORPORATION, ... through SCA, that CSCT deposited securities at SCA for those foreign financial ... See SEC v. ... ( authorizing Commission to stay challenged self-regulatory organization action). .... manager of the holding companies for SCA and Alpine, who declares ...

www.sec.gov/litigation/opinions/2018/34-83961.pdf

Aug 27, 2018 ... for review of disciplinary action taken against them by the Financial Industry Regulatory. Authority ("FINRA"). FINRA filed a copy of the index to ...

www.johnschapman.com/investment-fraud/scottsdale-capital-advisors-penny-stock-scam

The Financial Industry Regulatory Authority (FINRA) Department of Enforcement filed a Complaint against Arizona brokerage firm Scottsdale Capital Advisors ...

www.law360.com/articles/775214/finra-s-enforcement-authority-challenged-in-brokerage-s-suit

Mar 23, 2016 ... The case Scottsdale Capital Advisors Corp., et al, v. the Financial Industry Regulatory Authority, case number 8:16-cv-00860, in U.S. District ...