law.justia.com/cases/federal/appellate-courts/ca4/16-1497/16-1497-2016-12-20.html

Dec 20, 2016 ... Scottsdale sought an injunction in federal district court before FINRA completed its ... to FINRA's authority is the type of claim Congress intended to be reviewed within the statutory scheme. ... Scottsdale Capital Advisors v. ... disciplinary Financial Industry Regulatory allegedly selling unregistered Section of ...

www.finra.org/sites/default/files/NAC_2014041724601_Scottsdale_072018_0.pdf

Jul 20, 2018 ... FINANCIAL INDUSTRY REGULATORY AUTHORITY. In the Matter of ..... Scottsdale Capital Advisors' Regulatory Landscape Prior to Hurry's. Creation of Cayman ..... Rule 2010; see Dep't of Enforcement v. Mielke, Complaint ...

caselaw.findlaw.com/us-4th-circuit/1761730.html

Timothy Wilson Mountz, FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Washington, D.C., for Appellee. Martin V. Totaro, SECURITIES AND ...

www.sec.gov/litigation/opinions/2018/34-83961.pdf

Aug 27, 2018 ... for review of disciplinary action taken against them by the Financial Industry Regulatory. Authority ("FINRA"). FINRA filed a copy of the index to ...

www.brokeandbroker.com/3121/finra-scottsdale-dismiss

May 9, 2016 ... Scottsdale Capital Advisors Corporation, John J. Hurry, Timothy B. DiBlasi, and Darrell Michael Cruz, Plaintiffs, v. Financial Industry Regulatory ...

www.sec.gov/litigation/apdocuments/3-18612-event-8.pdf

Jul 2, 2018 ... to Scottsdale Capital Advisors from the foreign financial institutions that brought ... Heath v. SEC, 586 F.3d 122, 140-41 (2d Cir. 2009). FINRA has met this standard. The ..... FINANCIAL INDUSTRY REGULATORY AUTHORITY.

www.law360.com/articles/775214/finra-s-enforcement-authority-challenged-in-brokerage-s-suit

Mar 23, 2016 ... The case Scottsdale Capital Advisors Corp., et al, v. the Financial Industry Regulatory Authority, case number 8:16-cv-00860, in U.S. District ...

www.securitieslawyer101.com/2019/john-hurry-scottsdale-push-back-against-finra

... Scottsdale Capital Advisers Corporation sued the Financial Industry Regulatory ... Scottsdale and its sister company, Alpine Securities, Inc., are broker-dealers .... at CSTC during the relevant period, is revealed as one Gregory V. Ruzicka.

www.bridgingtheweek.com/ckfinder/userfiles/files/Scottsdale%20FINRA.pdf

Mar 22, 2016 ... SCOTTSDALE CAPITAL ADVISORS ... v. FINANCIAL INDUSTRY .... TABLE OF AUTHORITIES. Page(s). Cases. Amoco Prod. Co. v. ..... In so doing, FINRA has violated the securities-industry regulatory scheme devised by.