The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other ...
The SEC welcomed Command Sgt. Maj. Michael L. Gragg as the keynote speaker at the agency's African American History Month celebration. Amy Oliver headshot. SEC in the Community: A Personal Investment. As a trial attorney at the SEC's Salt Lake Regional Office and a loving mom at home, Amy Oliver finds that we ...
Dec 26, 2017 ... About the SEC. The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust. Commissioners · Division and Office Directors · Contact · Data · Forms · Reports.
Directory listing for Securities and Exchange Commission.
A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners appointed by the U.S..
Compact Disc (CD) and/or USB Distribution of SEC Form 20-IS. All companies requesting to submit their Definitive Information Statement (SEC Form 20-IS) to shareholders in Compact Disc (CD) and/or USB Formt prior to their scheduled Annual Stockholders' Meeting.
The SEC's Office of Investor Education and Advocacy (OIEA) provides a variety of services and tools to address the problems and questions you may face as an investor.
Feb 6, 2018 ... 538 Dirksen Senate Office Building. THE COMMITTEE ON BANKING, HOUSING, AND URBAN AFFAIRS will meet in OPEN SESSION to conduct a hearing entitled , Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading ...
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