www.sec.gov/litigation/litreleases/2016/lr23485.htm

Mar 11, 2016 ... Securities and Exchange Commission v. Aequitas Management, LLC, et al., Civil Action No. 3:16-cv-00438-PK (D. Ore. filed Mar. 10, 2016).

www.sec.gov/litigation/complaints/2016/comp-pr2016-49.pdf

Mar 10, 2016 ... enterprise, the ultimate parent of which is Aequitas Management, LLC ... Aequitas Commercial Finance, LLC (“ACF”), an entity wholly owned by ..... ACF's cash shortage was well known to Jesenik, Oliver, and Gillis, all of whom received ...... V . Enjoin Defendants ACM and AIM, preliminarily and permanently ...

www.kccllc.net/aequitasreceivership

General Information: On March 10, 2016, the Securities and Exchange Commission (the “SEC”) filed a Complaint in the U.S. District Court for the District of ...

www.law360.com/articles/842540/12-2m-fund-sale-approved-in-sec-s-aequitas-ponzi-case

Sep 21, 2016 ... The Aequitas entities were put into receivership after the SEC sued them and their ... The case is SEC v. Aequitas Management LLC et al., case number 3:16- cv-00438, in the U.S. District Court for the District of Oregon.

files.consumerfinance.gov/f/documents/201708_cfpb_aequitas-proposed-settlement.pdf

Aug 17, 2017 ... The Securities and Exchange Commission commenced the Receivership Action in .... 156, SEC v. Aequitas Management, LLC, et al., No.

www.leagle.com/decision/infdco20180518e22

May 17, 2018 ... SECURITIES AND ENCUMBRANCES COMMISSION, Plaintiff, v. AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, LLC; AEQUITAS ...

www.leagle.com/decision/infdco20180315g00

Mar 14, 2018 ... SECURITIES AND EXCHANGE COMISSION, Plaintiff, v. AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, LLC; AEQUITAS ...

www.secactions.com

3 days ago ... In U.S. v Klein, Docket No. 17-3355 (2nd Cir. Jan. ... Subsequently, all of the shares were sold. Mr. & Mrs. ... The SEC investigated and charged Mr. Shechtman. ... The Court has already heard argument in Lorenzo v. SEC, No.

nasba.org/app/uploads/2014/02/SEC-AICPA-IRS-PCAOB-ALD-2016-Qtr-1-FINAL.xlsx

2, SEC Accounting and Auditing Enforcement Releases ... 5, TN, Miller Energy Resources, Inc., et al. ..... judgment against the last remaining defendant in Securities and Exchange Commission v. ...... 84, OR, Aequitas Management, LLC , et al.