Web Results

www.sec.gov/litigation/litreleases/2016/lr23485.htm

Mar 11, 2016 ... U.S. SECURITIES AND EXCHANGE COMMISSION. Litigation Release No. 23485 / March 11, 2016. Securities and Exchange Commission v. Aequitas Management, LLC, et al., Civil Action No. 3:16-cv-00438-PK (D. Ore. filed Mar. 10 , 2016). SEC Charges Oregon Investment Group and Three Executives ...

www.sec.gov/litigation/complaints/2016/comp-pr2016-49.pdf

Mar 10, 2016 ... connection with investments offered through the Aequitas group of companies, founded by. Robert J. Jesenik and based in Lake Oswego, Oregon. Jesenik controls the entire Aequitas enterprise, the ultimate parent of which is Aequitas Management, LLC (“Aequitas. Management”). Since 2014, Jesenik ...

www.sec.gov/litigation/litreleases.shtml

litigation releases concerning civil lawsuits brought by the Commission in federal court.

www.law360.com/articles/842540

Sep 21, 2016 ... U.S. Magistrate Judge Paul Papak approved the bid from the court-appointed receiver for various entities associated with Aequitas Management LLC for a sale ... The case is SEC v. Aequitas Management LLC et al., case number 3:16-cv- 00438, in the U.S. District Court for the District of Oregon. --Additional ...

www.kccllc.net/aequitasreceivership

Welcome to the Restructuring Case for Receivership for Aequitas Management, LLC et al.

files.consumerfinance.gov/f/documents/201708_cfpb_aequitas-proposed-settlement.pdf

Aug 17, 2017 ... [PROPOSED] STIPULATED FINAL JUDGMENT AND ORDER - 6. 19. “ Receivership Action” means the matter of SEC v. Aequitas Management, LLC, et al., No. 3:16-cv-438(PK) (D. Or.). 20. “Receivership Order” means the Order Appointing Receiver, ECF No. 156, SEC v. Aequitas Management, LLC, et al., ...

www.prweb.com/releases/2016/12/prweb13928596.htm

Dec 16, 2016 ... The Securities and Exchange Commission, on March 10, 2016, filed a complaint in the U.S. District Court of Oregon, Portland Division, against Aequitas entities and three of its key officers (Securities and Exchange Commission v. Aequitas Management, LLC, et al., Case 3:16-cv-00438-PK). The numerous ...

www.scribd.com/doc/305027042/Aequitas-receivership-order

SECURITIES AND EXCHANGE COMMISSION,. Case No. 3:16-cv-00438-PK. Plaintiff,. 1IJ ! 533£] STIPULATED INTERIM ORDER APPOINTING RECEIVER. vs . AEQUITAS MANAGEMENT, LLC; AEQUITAS HOLDINGS, LLC; AEQUITAS COMMERCIAL FINANCE, INC.; AEQUITAS CAPITAL MANAGEMENT, INC.; AEQUITAS ...

www.secactions.com

4 days ago ... No. 24050 (Feb. 15, 2018). Offering fraud/misappropriation: SEC v. Southridge Capital Management LLC, Civil Action No. 10-cv-1685 (D. Conn.) is a previously filed action which named as defendants the firm and its principal, Stephen Hicks. The complaint claimed that the investor funds were not utilized in ...